Kovitz fund files Form 144 to sell SPE shares

Kovitz Investment Group Special Opportunities Fund reports proposed sales of common stock via Form 144.

Rhea-AI Filing Summary

Kovitz Investment Group Special Opportunities Fund reports proposed sales of common stock via Form 144. The filing lists three sale entries: 11/26/2025 — 63,660 shares for $1,598,502; 01/02/2026 — 353 shares for $8,871.24; and 02/20/2026 — 155 shares for $3,890.50.

The sales are recorded with Fidelity Brokerage Services LLC as broker. The filing records these transactions and standard Form 144 sale details; timing and cash‑flow treatment follow the sale entries shown.

Insights

Securities Compliance Analyst

Routine Form 144 sale notice listing three transactions and broker details.

The excerpt lists specific sale entries by Kovitz Investment Group Special Opportunities Fund: $1,598,502 for 63,660 shares on 11/26/2025, $8,871.24 for 353 shares on 01/02/2026, and $3,890.50 for 155 shares on 02/20/2026.

These filings are administrative notices required for affiliate sales; the excerpt names Fidelity Brokerage Services LLC as the broker. Subsequent SEC filings or broker reports would show completion details and exact cash‑flow settlement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SPE Form 144 filing show?

The filing shows proposed sales of common stock by Kovitz Investment Group Special Opportunities Fund. It lists three transactions with dates and amounts, including 63,660 shares for $1,598,502 on 11/26/2025.

Who is the seller listed on the SPE Form 144?

The seller is Kovitz Investment Group Special Opportunities Fund. The excerpt attributes the three sale entries to that fund and lists Fidelity Brokerage Services LLC as the broker handling the transactions.

What are the specific sale amounts on the Form 144 for SPE?

The filing lists $1,598,502 for 63,660 shares on 11/26/2025, $8,871.24 for 353 shares on 01/02/2026, and $3,890.50 for 155 shares on 02/20/2026.

Which broker is named on the SPE Form 144?

The broker listed is Fidelity Brokerage Services LLC at 245 Summer Street, Boston, MA. The excerpt links the brokerage to common stock sale entries and includes a reference date of 02/26/2026 in the header information.

Does the Form 144 confirm sale completion for SPE?

No; the Form 144 lists proposed or reported sale entries and amounts but does not by itself confirm settlement. Completion and settlement details would appear in subsequent broker reports or amendments, not in this excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/26/2026 - 10:07 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001665198
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPECIAL OPPORTUNITIES FUND, INC.
SEC File Number	811-07528
Address of Issuer	C/O ULTIMUS FUND SOLUTIONS, LLC 225 PICTORIA DRIVE, SUITE 450 CINCINNATI OHIO 45246
Phone	414-765-4319
Name of Person for Whose Account the Securities are To Be Sold	Kovitz Investment Group Partners, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	5652	1.00	2235775	02/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Preferred	01/26/2022	open Market Purchase	Open Market Purchase			5652	01/26/2022	Cash/Check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kovitz Investment Group Par 71 S Wacker Dr Suite 1860 Chicago IL 60606	Special Opportunities Fund	01/02/2026	353	8871.24
Kovitz Investment Group Par 71 S Wacker Dr Suite 1860 Chicago IL 60606	Special Opportunities Fund	02/20/2026	155	3890.50
Kovitz Investment Group Par 71 S Wacker Dr, Suite 1860 Chicago IL 60606	Special Opportunities Fund	11/26/2025	63660	1598502.00

144: Remarks and Signature

Remarks	shares are being sold on behalf of an underlying shareholder
Date of Notice	02/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Audrey Skillern as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Kovitz Investment Group Partners,
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)