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S&P Global (SPGI) Form 3 shows zero reported holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

S&P Global Inc. (SPGI) filed a Form 3 under Section 16(a) for the CEO of S&P Dow Jones Indices.

The filing states that no securities are beneficially owned by the reporting person. The event date is 11/01/2025, and the form was filed by one reporting person, signed by an attorney-in-fact. This is a routine ownership disclosure with no transactions or holdings reported.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Clay Catherine R

(Last) (First) (Middle)
55 WATER STREET

(Street)
NEW YORK NY 10041

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2025
3. Issuer Name and Ticker or Trading Symbol
S&P Global Inc. [ SPGI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO, S&P Dow Jones Indices
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Tasha Matharu, Attorney-in-Fact 11/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did S&P Global (SPGI) file?

A Form 3 filed pursuant to Section 16(a) of the Exchange Act.

Whose holdings does the SPGI Form 3 cover?

The CEO of S&P Dow Jones Indices, an officer of S&P Global.

What holdings were reported on SPGI’s Form 3?

The filing states no securities are beneficially owned.

What is the event date on the SPGI Form 3?

The event date is 11/01/2025.

Is this SPGI Form 3 a joint filing?

It indicates Form filed by one reporting person.

Who signed the SPGI Form 3?

It was signed by /s/ Tasha Matharu, Attorney-in-Fact on 11/04/2025.
S&P Global

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