Sound Point Meridian Capital, Inc. (NYSE: SPMC) director reports stock purchases

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. director reported buying additional common stock in three open-market transactions. On December 17, 2025, the director purchased 1,200 shares of common stock at a weighted average price of $13.70 per share, with individual trade prices ranging from $13.57 to $13.75, bringing beneficial ownership to 2,200 shares afterward. On December 18, 2025, the director purchased 4,118 shares at a weighted average price of $13.60, with trade prices between $13.51 and $13.60, increasing beneficial ownership to 6,318 shares. On December 19, 2025, a further 1,000 shares were bought at $13.60 per share, resulting in total beneficial ownership of 7,318 shares of common stock held directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Forstenhausler Matthew E.

(Last) (First) (Middle)

C/O SOUND POINT MERIDIAN CAPITAL, INC.

375 PARK AVENUE, 34TH FLOOR

(Street)

NEW YORK NY 10152

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.001 per share	12/17/2025		P		1,200	A	$13.7(1)	2,200	D
Common Stock, par value $0.001 per share	12/18/2025		P		4,118	A	$13.6(2)	6,318	D
Common Stock, par value $0.001 per share	12/19/2025		P		1,000	A	$13.6	7,318	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.57 to $13.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.

2. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.51 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.

	/s/ Andrea Sayago, as Attorney-in-Fact	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for Sound Point Meridian Capital, Inc. (SPMC)?

A director of Sound Point Meridian Capital, Inc. reported open-market purchases of the company’s common stock over three days in December 2025, increasing direct beneficial ownership to 7,318 shares.

On what dates did the Sound Point Meridian Capital, Inc. director buy shares?

The director bought common stock on December 17, 2025, December 18, 2025, and December 19, 2025, as reported in the filing.

How many Sound Point Meridian Capital, Inc. shares were purchased in each transaction?

The director purchased 1,200 shares on December 17, 4,118 shares on December 18, and 1,000 shares on December 19, 2025.

What prices were paid for the SPMC common stock in these insider purchases?

The weighted average prices were $13.70 per share on December 17 (with trades from $13.57 to $13.75) and $13.60 per share on December 18 (with trades from $13.51 to $13.60). The December 19 purchase was at $13.60 per share.

What is the director’s total beneficial ownership after these SPMC transactions?

After the December 19, 2025 purchase, the director beneficially owned 7,318 shares of Sound Point Meridian Capital, Inc. common stock, held directly.

Were the reported Sound Point Meridian Capital, Inc. trades made under Rule 10b5-1?

The form includes a checkbox for indicating whether a transaction was made under a Rule 10b5-1(c) plan, but the excerpt does not show that box as selected or describe a specific plan.