Sound Point Meridian Capital (SPMA) 10% owner logs January stock sales

Rhea-AI Filing Summary

AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported open-market sales of common stock over three days in January 2026. On January 12, 2026, it sold 3,782 shares at $14.717 per share, on January 13, 2026 it sold 165 shares at $14.4996, and on January 14, 2026 it sold 1,650 shares at $14.4782. After these sales, 5,274,557 shares of common stock were reported as beneficially owned indirectly through AG Asset Strategies LLC. The filing lists Assured Guaranty Inc. and its parent entities as indirect beneficial owners of these securities.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/12/2026		S		3,782	D	$14.717	5,276,372	I	See footnote(1)
Common Stock	01/13/2026		S		165	D	$14.4996	5,276,207	I	See footnote(1)
Common Stock	01/14/2026		S		1,650	D	$14.4782	5,274,557	I	See footnote(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AG Asset Strategies LLC

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Municipal Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty US Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

	/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.	01/14/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC	01/14/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc.	01/14/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc.	01/14/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc.	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider activity did AG Asset Strategies LLC report for SPMA?

AG Asset Strategies LLC reported three open-market sales of Sound Point Meridian Capital, Inc. common stock on January 12, 13, and 14, 2026, totaling 5,597 shares sold.

On what dates were SPMA shares sold and at what prices?

The reported sales occurred on January 12, 2026 at $14.717 per share for 3,782 shares, January 13, 2026 at $14.4996 for 165 shares, and January 14, 2026 at $14.4782 for 1,650 shares.

How many SPMA shares does the reporting group beneficially own after the transactions?

Following the January 14, 2026 transaction, the filing shows 5,274,557 shares of Sound Point Meridian Capital common stock beneficially owned indirectly through AG Asset Strategies LLC.

Who is the direct owner of the reported SPMA shares in this Form 4?

The reported securities are owned directly by AG Asset Strategies LLC. Assured Guaranty Inc. and its parent entities are identified as indirect beneficial owners.

What is the relationship of the reporting entities to Sound Point Meridian Capital (SPMA)?

Each of the reporting entities, including AG Asset Strategies LLC and the Assured Guaranty companies, is identified as a 10% owner of Sound Point Meridian Capital, Inc.

Is this SPMA insider sale reported as direct or indirect ownership?

The transactions are reported as indirect (I) ownership, with the nature of ownership described in a footnote pointing to AG Asset Strategies LLC as the direct holder.