Welcome to our dedicated page for Sound Point Meridian Capital SEC filings (Ticker: SPME), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Sound Point Meridian Capital, Inc. 7.875% Series B Preferred Shares due 2030 (SPME) provides access to regulatory documents filed by Sound Point Meridian Capital, Inc., the issuer of this series of term preferred stock. These filings are made as part of the company’s obligations as a closed-end management investment company registered under the Investment Company Act of 1940 and as an issuer with securities listed on the New York Stock Exchange.
Forms 8-K are a key source of information for investors in SPME. Recent 8-K filings describe material events such as quarterly financial results, management’s unaudited estimates of the range of net asset value per share of common stock as of specific month-end dates, and changes in senior officers. They also confirm that the company’s common stock, its 8.00% Series A Preferred Stock due 2029, and its 7.875% Series B Preferred Stock due 2030 are registered and listed on the NYSE under the symbols SPMC, SPMA, and SPME, respectively.
Other filings incorporate press releases that detail net asset value per share of common stock, net investment income, realized and unrealized gains and losses on investments, and weighted average effective yields on the CLO equity portfolio. These documents also discuss the number of unique underlying loans to which the company has indirect exposure through its CLO investments and the concentration of exposure to the largest obligors.
Distribution-related information for SPME is also reflected in company disclosures. Press releases filed as exhibits to Forms 8-K outline monthly distributions on the 7.875% Series B Term Preferred Stock due 2030, specifying record dates, payable dates, and the per-share amounts that correspond to the stated annual distribution rate of 7.875% of the $25.00 liquidation preference. By reviewing these filings, investors can see how the company reports on income, portfolio characteristics, and capital structure elements that relate to SPME.
On Stock Titan, SEC documents for Sound Point Meridian Capital, Inc. are paired with AI-powered summaries that highlight the main points of lengthy filings. This helps readers quickly understand key disclosures about net asset value estimates, distribution declarations, portfolio metrics, and governance changes, while still allowing full access to the original SEC reports for detailed review.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of the net asset value (NAV) per share of its common stock. As of February 28, 2026, NAV per share was estimated to be in a range between $10.43 and $10.53. This NAV range reflects management’s internal calculation of the value of the company’s assets minus its liabilities on a per-share basis and is meant to give investors an updated view of the underlying value supporting the common stock.
Sound Point Meridian Capital director Matthew E. Forstenhausler bought 2,000 shares of common stock in an open-market purchase at $11.50 per share. After this transaction, he directly owns 9,644.225 shares of Sound Point Meridian Capital common stock.
Sound Point Meridian Capital, Inc. chairman Stephen Ketchum reported an open-market purchase of 1,000 shares of common stock at
The filing also notes 815.039 shares held indirectly through SPC Consolidator LLC, where Ketchum is managing member and may be deemed to share beneficial ownership, while disclaiming beneficial ownership beyond his pecuniary interest.
Sound Point Meridian Capital, Inc. declared monthly common stock distributions of $0.20 per share for the first fiscal quarter 2027, payable on April 30, 2026, May 29, 2026, and June 30, 2026 to holders of record on April 15, May 15, and June 15, 2026.
The company also declared monthly distributions on its preferred stock: $0.16667 per share for its 8.00% Series A Term Preferred Stock due 2029 and $0.1640625 per share for its 7.875% Series B Term Preferred Stock due 2030, reflecting their stated annual rates on the $25.00 liquidation preference.
The company noted these distributions may include net investment income, capital gains and/or return of capital, with final tax character reported on Form 1099 after 2026. It also referenced results for the third fiscal quarter ended December 31, 2025 and scheduled an investor conference call on February 11, 2026 at 11:00 a.m. Eastern Time.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of its common stock net asset value (NAV) per share. As of January 31, 2026, NAV was estimated to range between $13.35 and $13.45 per share. This range reflects management’s current view of the value of the company’s assets minus its liabilities on a per-share basis.
AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported small open-market sales of common stock. On January 23, 2026, the entity sold 305 shares at $14.2917 per share. On January 27, 2026, it sold an additional 4,562 shares at $14.3061 per share. After these transactions, AG Asset Strategies LLC indirectly held 5,269,690 shares of common stock through a chain of wholly owned subsidiaries up to Assured Guaranty Ltd., which is an indirect beneficial owner of the reported securities.
AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported open-market sales of common stock over three days in January 2026. On January 12, 2026, it sold 3,782 shares at $14.717 per share, on January 13, 2026 it sold 165 shares at $14.4996, and on January 14, 2026 it sold 1,650 shares at $14.4782. After these sales, 5,274,557 shares of common stock were reported as beneficially owned indirectly through AG Asset Strategies LLC. The filing lists Assured Guaranty Inc. and its parent entities as indirect beneficial owners of these securities.
Sound Point Meridian Capital, Inc. filed an initial insider ownership report for one of its officers, who serves as Chief Financial Officer. As of 12/31/2025, the filing states that the officer beneficially owns no non-derivative securities of the company, with the amount reported as 0 and ownership form marked as direct. The report also shows no derivative securities, such as options or warrants, listed as beneficially owned.
Sound Point Meridian Capital, Inc. director reported buying additional common stock in three open-market transactions. On December 17, 2025, the director purchased 1,200 shares of common stock at a weighted average price of $13.70 per share, with individual trade prices ranging from $13.57 to $13.75, bringing beneficial ownership to 2,200 shares afterward. On December 18, 2025, the director purchased 4,118 shares at a weighted average price of $13.60, with trade prices between $13.51 and $13.60, increasing beneficial ownership to 6,318 shares. On December 19, 2025, a further 1,000 shares were bought at $13.60 per share, resulting in total beneficial ownership of 7,318 shares of common stock held directly.
Sound Point Meridian Capital, Inc. reported an updated internal valuation of its common stock. Management’s unaudited estimate of the company’s net asset value (NAV) per share as of November 30, 2025 was in a range between $14.66 and $14.76. NAV represents the value of the company’s assets minus its liabilities on a per-share basis, and this range gives investors a snapshot of what management believes the underlying portfolio was worth at that date.