Sound Point Meridian Capital (SPMC) officer reports no holdings

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. filed an initial insider ownership report for one of its officers, who serves as Chief Financial Officer. As of 12/31/2025, the filing states that the officer beneficially owns no non-derivative securities of the company, with the amount reported as 0 and ownership form marked as direct. The report also shows no derivative securities, such as options or warrants, listed as beneficially owned.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FABIAN DANIEL STEVEN

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	No securities are beneficially owned.	--	--	--

Holdings After Transaction: No securities are beneficially owned. — 0 shares (Direct)

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/05/2026 - 04:50 PM Learn about SEC filing dates

FAQ

What does this Form 3 filing show for Sound Point Meridian Capital, Inc. (SPMC)?

It shows that an officer of Sound Point Meridian Capital, Inc., serving as Chief Financial Officer, reported 0 shares of non-derivative securities and no derivative securities beneficially owned as of 12/31/2025.

What is the officer’s role at Sound Point Meridian Capital, Inc. (SPMC)?

The reporting insider is identified as an officer of Sound Point Meridian Capital, Inc. with the title Chief Financial Officer.

How many shares does the reporting officer own in SPMC according to this filing?

In Table I, the filing states that No securities are beneficially owned, with the amount of securities beneficially owned reported as 0 and the ownership form listed as Direct (D).

Are there any options or other derivative securities reported for the SPMC officer?

In Table II for derivative securities, no entries are provided, indicating no derivative securities beneficially owned by the officer as of the reported date.

What is the date of the event requiring this insider ownership statement for SPMC?

The date of the event requiring the statement is listed as 12/31/2025.

Is this Form 3 filed by one reporting person or multiple persons?

The form indicates that it is filed by one reporting person, as shown by the checked line in the individual or joint/group filing section.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

FABIAN DANIEL STEVEN

(Last) (First) (Middle)

C/O SOUND POINT MERIDIAN CAPITAL, INC.

375 PARK AVENUE, 34TH FLOOR

(Street)

NEW YORK NY 10152

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2025

3. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities are beneficially owned.	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24.0 - Power of Attorney

	/s/ Vincent D'Arpino, as Attorney-In-Fact	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.