Welcome to our dedicated page for Sound Point Meridian Capital SEC filings (Ticker: SPMA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Sound Point Meridian Capital's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Sound Point Meridian Capital's regulatory disclosures and financial reporting.
Sound Point Meridian Capital, Inc. reported management’s unaudited estimates for the value of its common stock as of June 30, 2026. The estimated net asset value per share is in a range of $9.83 to $9.93.
For the quarter ended June 30, 2026, management’s unaudited estimates place net investment income between $0.20 and $0.28 per share. Over the same period, management estimates a realized loss in a range of ($0.65) to ($0.57) per share. All figures are preliminary and unaudited.
Sound Point Meridian Capital, Inc. reported that management’s unaudited estimate of the net asset value (NAV) per share of its common stock as of May 31, 2026 was in a range between $10.57 and $10.67. This range gives investors a point-in-time view of the estimated value of the company’s investment portfolio and other assets on a per-share basis, separate from the market trading price.
The company’s common stock and its 8.00% Series A Preferred Stock due 2029 and 7.875% Series B Preferred Stock due 2030 are listed on the New York Stock Exchange, so this NAV estimate helps investors compare trading prices with the underlying estimated asset value.
Sound Point Meridian Capital, Inc. delivered its annual certified shareholder report for the year ended March 31, 2026, reviewing portfolio activity, market conditions and results. The Company reported net assets of $198,698,027 (NAV $9.63 per share) and a market price of $8.95 per share, a -45.01% total return on market value for the year. The Company distributed $3.00 per common share during the year and reported investments at fair value of $368,151,940, primarily CLO equity positions.
The report notes ~47% leverage of total assets, deployment of $96.6M into CLO equity across primary, reset and secondary transactions, and fair-value losses that produced a net decrease in net assets from operations of $126.2M. Subsequent to period end, the Company reported an unaudited estimated NAV of $10.57 as of April 30, 2026 and announced monthly distributions for July–September 2026.
Sound Point Meridian Capital, Inc. announced financial results for its fourth fiscal quarter ended March 31, 2026 and discussed additional portfolio activity through April 30, 2026. The company is a closed-end investment firm focused on CLO equity and mezzanine tranches backed by U.S. leveraged loans.
The company scheduled a conference call at 2:00 p.m. Eastern Time on May 27, 2026, with telephone and webcast access and an accompanying slide presentation available in the Events and Presentations section of its website.
Sound Point Meridian Capital, Inc. declared monthly cash distributions on its common and preferred stock for its second fiscal quarter 2027 (third calendar quarter 2026). Common shareholders will receive $0.20 per share on July 31, August 31, and September 30, 2026, with record dates on July 15, August 14, and September 15, 2026.
Holders of the 8.00% Series A Term Preferred Stock due 2029 will receive $0.16667 per share monthly on the same payable and record dates, reflecting an 8.00% annual rate on the $25.00 liquidation preference. Holders of the 7.875% Series B Term Preferred Stock due 2030 will receive $0.1640625 per share monthly on the same schedule, reflecting a 7.875% annual rate on the $25.00 liquidation preference.
Sound Point Meridian Capital, Inc. filed an update providing an unaudited estimate of its net asset value per share. Management estimated that the net asset value per share of the company’s common stock as of April 30, 2026 was between $10.53 and $10.63. This range gives investors a current snapshot of the portfolio value backing each share.
AG Asset Strategies LLC, an affiliate of Assured Guaranty, reported an open-market purchase of Common Shares of Beneficial Interest of Sound Point Meridian Capital, Inc.
The entity bought 242,718.447 shares at an average price of $24.72 per share. After this transaction, it indirectly held a total of 1,002,718.447 shares, with indirect beneficial ownership attributed through the Assured Guaranty corporate structure as described in the footnote.
Sound Point Meridian Capital, Inc. provided unaudited estimates for its net asset value and key performance metrics as of and for the quarter ended March 31, 2026.
Management estimates net asset value per share between $9.58 and $9.68. For the same quarter, estimated net investment income ranges from $0.29 to $0.37 per share of common stock, while estimated realized results indicate a net loss between $(0.37) and $(0.29) per share.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of the net asset value (NAV) per share of its common stock. As of February 28, 2026, NAV per share was estimated to be in a range between $10.43 and $10.53. This NAV range reflects management’s internal calculation of the value of the company’s assets minus its liabilities on a per-share basis and is meant to give investors an updated view of the underlying value supporting the common stock.
Sound Point Meridian Capital director Matthew E. Forstenhausler bought 2,000 shares of common stock in an open-market purchase at $11.50 per share. After this transaction, he directly owns 9,644.225 shares of Sound Point Meridian Capital common stock.