Every Form 4 that Sound Point Meridian Capital, Inc. 8.00% Series A Preferred Shares Due 2029 (SPMA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SPMA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SPMA filings page.
Sound Point Meridian Capital, Inc. (SPMA) director Matthew E. Forstenhausler reported mixed open-market trading in the company’s common stock. On August 26, 2026 he sold 2,427.024 shares at a weighted average price of $9.202 and bought 1,600 shares at a weighted average price of $9.205. On August 27, 2026 he bought 2,400 shares at a weighted average price of $9.285. Across these transactions he was a net buyer of 1,572.976 shares. The prices disclosed are weighted averages, and the transactions were not reported as made under a Rule 10b5-1 trading plan.
AG Asset Strategies LLC, an affiliate of Assured Guaranty, reported an open-market purchase of Common Shares of Beneficial Interest of Sound Point Meridian Capital, Inc.
The entity bought 242,718.447 shares at an average price of $24.72 per share. After this transaction, it indirectly held a total of 1,002,718.447 shares, with indirect beneficial ownership attributed through the Assured Guaranty corporate structure as described in the footnote.
Sound Point Meridian Capital director Matthew E. Forstenhausler bought 2,000 shares of common stock in an open-market purchase at $11.50 per share. After this transaction, he directly owns 9,644.225 shares of Sound Point Meridian Capital common stock.
Sound Point Meridian Capital, Inc. chairman Stephen Ketchum reported an open-market purchase of 1,000 shares of common stock at $11.40 per share. Following this transaction, his directly held stake increased to 93,090 shares.
The filing also notes 815.039 shares held indirectly through SPC Consolidator LLC, where Ketchum is managing member and may be deemed to share beneficial ownership, while disclaiming beneficial ownership beyond his pecuniary interest.
Sound Point Meridian Capital, Inc. had a small insider transaction reported by a 10% owner group. On January 29, 2026, AG Asset Strategies LLC, a 10% owner, sold 237 shares of Common Stock at $14.3171 per share in an indirect transaction.
Following this sale, the filing shows 5,269,453 shares of Common Stock beneficially owned indirectly. The shares are held directly by AG Asset Strategies LLC, which is owned through a chain of entities up to Assured Guaranty Ltd., making the other reporting entities indirect beneficial owners.
AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported small open-market sales of common stock. On January 23, 2026, the entity sold 305 shares at $14.2917 per share. On January 27, 2026, it sold an additional 4,562 shares at $14.3061 per share. After these transactions, AG Asset Strategies LLC indirectly held 5,269,690 shares of common stock through a chain of wholly owned subsidiaries up to Assured Guaranty Ltd., which is an indirect beneficial owner of the reported securities.
AG Asset Strategies LLC, a 10% owner of Sound Point Meridian Capital, Inc., reported open-market sales of common stock over three days in January 2026. On January 12, 2026, it sold 3,782 shares at $14.717 per share, on January 13, 2026 it sold 165 shares at $14.4996, and on January 14, 2026 it sold 1,650 shares at $14.4782. After these sales, 5,274,557 shares of common stock were reported as beneficially owned indirectly through AG Asset Strategies LLC. The filing lists Assured Guaranty Inc. and its parent entities as indirect beneficial owners of these securities.
Sound Point Meridian Capital, Inc. director reported buying additional common stock in three open-market transactions. On December 17, 2025, the director purchased 1,200 shares of common stock at a weighted average price of $13.70 per share, with individual trade prices ranging from $13.57 to $13.75, bringing beneficial ownership to 2,200 shares afterward. On December 18, 2025, the director purchased 4,118 shares at a weighted average price of $13.60, with trade prices between $13.51 and $13.60, increasing beneficial ownership to 6,318 shares. On December 19, 2025, a further 1,000 shares were bought at $13.60 per share, resulting in total beneficial ownership of 7,318 shares of common stock held directly.
Sound Point Meridian Capital, Inc.'s chief executive and director reported buying a total of 3,162 shares of common stock in mid-December 2025. The purchases occurred on December 12, 15 and 16, 2025 in three separate transactions. Reported prices were $13.84, a weighted-average $13.60 per share from trades between $13.59 and $13.60, and $13.37 per share. After these purchases, the insider directly owned 81,741 shares of the company’s common stock.
Sound Point Meridian Capital, Inc. (SPMC): Form 4 insider activity
AG Asset Strategies LLC, an indirect holder affiliated with Assured Guaranty entities, reported open‑market sales of common stock across three days. Transactions were: 1,882 shares on 10/24/2025 at $16.64, 590 shares on 10/27/2025 at $16.70, and 266 shares on 10/28/2025 at $16.69. After these trades, the filer reported beneficial ownership of 5,280,256 shares held indirectly.
The filing indicates the reporting person’s relationship includes Director status, and it was filed by more than one reporting person. A footnote clarifies a chain of indirect ownership from AG Asset Strategies LLC up through Assured Guaranty Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty US Holdings Inc., and Assured Guaranty Ltd.
Sound Point Meridian Capital, Inc. reported insider open‑market purchases by its Chairman and Director. On 10/20/2025, 5,000 common shares were purchased at a weighted average price of $15.61 (range $15.34–$15.79); on 10/21/2025, 2,000 shares at $15.31 (range $15.29–$15.34); on 10/22/2025, 1,000 shares at $15.60.
Following these trades, beneficial ownership was 95,090 shares directly, plus 815.039 shares held indirectly by SPC Consolidator LLC.
Sound Point Meridian Capital, Inc. reported insider open‑market purchases by its Chief Executive Officer and Director. On 10/20/2025, the reporting person bought 12,000 shares of common stock at a weighted average price of $15.36, executed across trades from $15.35 to $15.39. On 10/22/2025, an additional 8,000 shares were bought at a weighted average price of $15.71, within a $15.65 to $15.75 range.
Following these transactions, the filing shows 78,579 shares beneficially owned, held directly. The footnotes state the reporting person will provide detailed trade breakdowns upon request.
Sound Point Meridian Capital, Inc. reported an insider transaction. Reporting persons disclosed an open-market sale of 6,258 shares of common stock on 10/15/2025 at $16.90 per share.
Following the sale, 5,282,994 shares were beneficially owned indirectly, with ownership held through AG Asset Strategies LLC as noted in the footnote. The filing was made by more than one reporting person, including entities within the Assured Guaranty corporate group.