Sound Point Meridian CEO buys 3,162 shares of company stock

Sound Point Meridian Capital, Inc.'s chief executive and director reported buying a total of 3,162 shares of common stock in mid-December 2025.

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc.'s chief executive and director reported buying a total of 3,162 shares of common stock in mid-December 2025. The purchases occurred on December 12, 15 and 16, 2025 in three separate transactions. Reported prices were $13.84, a weighted-average $13.60 per share from trades between $13.59 and $13.60, and $13.37 per share. After these purchases, the insider directly owned 81,741 shares of the company’s common stock.

Insider Trade Summary

Net Buyer: 3,162 shares

Net Buy 3 txns

Insider Desai Ujjaval

Role Chief Executive Officer

Bought 3,162 shs ($43K)

Type	Security	Shares	Price	Value
Purchase	Common stock, par value $0.001 per share	1,000	$13.37	$13K
Purchase	Common stock, par value $0.001 per share	1,000	$13.60	$14K
Purchase	Common stock, par value $0.001 per share	1,162	$13.84	$16K

Holdings After Transaction: Common stock, par value $0.001 per share — 81,741 shares (Direct)

Footnotes (1)

1. F1. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.59 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction was reported at Sound Point Meridian Capital, Inc. (SPMC)?

The company’s chief executive and director reported buying a total of 3,162 shares of Sound Point Meridian Capital, Inc. common stock in mid-December 2025.

On what dates did the Sound Point Meridian Capital, Inc. insider purchase shares?

The reported purchases of common stock took place on December 12, 2025, December 15, 2025, and December 16, 2025.

At what prices did the insider buy Sound Point Meridian Capital, Inc. (SPMC) shares?

The insider bought shares at $13.84, at a weighted-average price of $13.60 per share from trades between $13.59 and $13.60, and at $13.37 per share.

How many Sound Point Meridian Capital, Inc. shares does the insider own after these transactions?

Following the reported purchases, the insider directly owned 81,741 shares of Sound Point Meridian Capital, Inc. common stock.

What type of security did the Sound Point Meridian Capital, Inc. insider acquire?

The insider acquired common stock of Sound Point Meridian Capital, Inc., with a stated par value of $0.001 per share.

Were any derivative securities reported for the Sound Point Meridian Capital, Inc. insider?

The filing’s derivative securities table listed headings but did not show any specific derivative transactions or holdings for the reporting person in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 12/16/2025 - 07:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Desai Ujjaval

(Last) (First) (Middle)

C/O SOUND POINT MERIDIAN CAPITAL, INC.

375 PARK AVENUE, 34TH FLOOR

(Street)

NEW YORK NY 10152

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock, par value $0.001 per share	12/12/2025		P		1,162	A	$13.84	79,741	D
Common stock, par value $0.001 per share	12/15/2025		P		1,000	A	$13.6(1)	80,741	D
Common stock, par value $0.001 per share	12/16/2025		P		1,000	A	$13.37	81,741	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.59 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.

	/s/ Andrea Sayago, as Attorney-In-Fact	12/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.