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  4. [Form 4] Sound Point Meridian Capital, Inc. Insider Trading Activity

Sound Point Meridian Capital (SPMA) director buys 4,000 shares, sells 2,427

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. (SPMA) director Matthew E. Forstenhausler reported mixed open-market trading in the company’s common stock. On August 26, 2026 he sold 2,427.024 shares at a weighted average price of $9.202 and bought 1,600 shares at a weighted average price of $9.205. On August 27, 2026 he bought 2,400 shares at a weighted average price of $9.285. Across these transactions he was a net buyer of 1,572.976 shares. The prices disclosed are weighted averages, and the transactions were not reported as made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Forstenhausler Matthew E.
Role Director
Bought 4,000 shs ($37K)
Sold 2,427.024 shs ($22K)
Type Security Shares Price Value
Purchase Common Stock, par value $0.001 per share F3 2,400 $9.285 $22K
Sale Common Stock, par value $0.001 per share F1 2,427.024 $9.202 $22K
Purchase Common Stock, par value $0.001 per share F2 1,600 $9.205 $15K
Holdings After Transaction: Common Stock, par value $0.001 per share — 12,495.679 shares (Direct)
Footnotes (3)
  1. F1. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. F2. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. F3. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
Shares sold 2,427.024 shares Common Stock sale on August 26, 2026
Sale price (weighted average) $9.202 per share Common Stock sale of 2,427.024 shares on August 26, 2026
Shares purchased August 26, 2026 1,600 shares Common Stock purchase at weighted average price
Purchase price August 26, 2026 (weighted average) $9.205 per share 1,600-share Common Stock purchase
Shares purchased August 27, 2026 2,400 shares Common Stock purchase at weighted average price
Purchase price August 27, 2026 (weighted average) $9.285 per share 2,400-share Common Stock purchase
Net shares bought 1,572.976 shares Net of 4,000 shares bought and 2,427.024 shares sold
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Common Stock, par value $0.001 per share financial
"security title is Common Stock, par value $0.001 per share"
open market or private transaction financial
"Purchase in open market or private transaction"

FAQ

What insider trading did SPMA director Matthew E. Forstenhausler report in this Form 4?
He reported a sale of 2,427.024 shares at $9.202, and open-market purchases totaling 4,000 shares at $9.205 and $9.285, all of Sound Point Meridian Capital, Inc. common stock over August 26–27, 2026.

Was Matthew E. Forstenhausler a net buyer or seller of SPMA stock in this filing?
He was a net buyer of 1,572.976 shares of Sound Point Meridian Capital, Inc. common stock, based on 4,000 shares bought and 2,427.024 shares sold reported in the Form 4 transaction summary.

On what dates did Matthew E. Forstenhausler trade SPMA stock in this Form 4?
The reported transactions occurred on August 26, 2026 and August 27, 2026, involving sales and purchases of Sound Point Meridian Capital, Inc. common stock in open-market or private transactions.

What prices did Matthew E. Forstenhausler pay or receive for SPMA shares?
He reported a weighted average sale price of $9.202 per share for 2,427.024 shares, and weighted average purchase prices of $9.205 for 1,600 shares and $9.285 for 2,400 shares. All prices are described as weighted averages.

Were the reported SPMA trades under a Rule 10b5-1 trading plan?
No. The Form 4’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the filing does not state that these transactions were made pursuant to a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Forstenhausler Matthew E.
(Last)(First)(Middle)
C/O SOUND POINT MERIDIAN CAPITAL, INC.
375 PARK AVENUE, 34TH FLOOR
(Street)
NEW YORK NEW YORK 10152
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.001 per share08/26/2026S2,427.024D$9.202(1)8,495.679D
Common Stock, par value $0.001 per share08/26/2026P1,600A$9.205(2)10,095.679D
Common Stock, par value $0.001 per share08/27/2026P2,400A$9.285(3)12,495.679D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
2. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
3. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
/s/ Andrea Sayago, as Attorney-in-Fact08/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR