Sound Point Meridian estimates NAV at $9.04–$9.14

For the quarter ended September 30, 2026, management estimated net investment income of $0.24 to $0.32 and realized gain (loss) of ($0.68) to ($0.60) per common share.

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. (SPMA) said management’s unaudited estimate of common-stock net asset value as of September 30, 2026, was $9.04 to $9.14 per share. For the quarter ended September 30, 2026, management estimated net investment income of $0.24 to $0.32 per common share and realized gain (loss) of ($0.68) to ($0.60) per common share.

8-K Event Classification

Item 8.01 — Other Events

1 item

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Key Figures

Net asset value per common share: $9.04 to $9.14 per share Net investment income per common share: $0.24 to $0.32 per share Realized gain (loss) per common share: ($0.68) to ($0.60) per share

3 metrics

Net asset value per common share $9.04 to $9.14 per share Management’s unaudited estimate as of September 30, 2026

Net investment income per common share $0.24 to $0.32 per share Management’s unaudited estimate for the quarter ended September 30, 2026

Realized gain (loss) per common share ($0.68) to ($0.60) per share Management’s unaudited estimate for the quarter ended September 30, 2026

Key Terms

net asset value per share, net investment income, realized gain (loss)

3 terms

net asset value per share financial

"net asset value per share of Sound Point Meridian Capital"

Net asset value per share is the total value of a fund’s assets minus its liabilities, divided by the number of outstanding shares, so it represents what each share would be worth if the fund sold everything and paid its debts. Investors use it like a per-share “break-up” price to compare against the market trading price — if shares trade below NAV per share they may be seen as discounted, above it as a premium.

net investment income financial

"estimate of our net investment income"

Net investment income is the money an investor or fund actually keeps from its investments after subtracting the costs of running those investments (like management fees, interest, and losses). Think of it as your paycheck from owning assets: gross returns minus the bills needed to earn them. Investors watch it because it shows how profitable the investment activities are, influences dividend payouts and cash available for growth, and helps compare true performance across funds or companies.

realized gain (loss) financial

"estimate of our realized gain (loss)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What NAV per share did Sound Point Meridian Capital (SPMA) estimate?

Management’s unaudited estimate of net asset value was $9.04 to $9.14 per common share as of September 30, 2026.

What quarterly per-share results did Sound Point Meridian Capital (SPMA) estimate?

For the quarter ended September 30, 2026, management’s unaudited estimate of net investment income was $0.24 to $0.32 per common share; realized gain (loss) was estimated at ($0.68) to ($0.60) per common share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 9, 2026

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware		811-23881		99-3083840
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

375 Park Avenue, 34th Floor, New York, New York		10152
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 895-2293

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001 per share		SPMC		New York Stock Exchange
8.00% Series A Preferred Stock due 2029		SPMA		New York Stock Exchange
7.875% Series B Preferred Stock due 2030		SPME		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 – Other Events.

Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of September 30, 2026, was between $9.04 and $9.14.

In addition, for the quarter ended September 30, 2026, management’s unaudited estimate of the range of our net investment income was between $0.24 and $0.32 per share of our common stock and management’s unaudited estimate of the range of our realized gain (loss) was between ($0.68) and ($0.60) per share of our common stock.

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Sound Point Meridian Capital, Inc.
Date: October 9, 2026	By:	/s/ Ujjaval Desai
	Name:	Ujjaval Desai
	Title:	Chief Executive Officer

2

Filing Exhibits & Attachments

4 documents

Other Documents

• EX-101 XBRL SCHEMA FILE 3.9 KB
• EX-101 XBRL DEFINITION FILE 26.4 KB
• EX-101 XBRL LABEL FILE 36.4 KB
• EX-101 XBRL PRESENTATION FILE 25.0 KB