Sound Point Meridian Capital (SPMA) gives unaudited NAV range update

Q: As of what date is Sound Point Meridian Capital’s NAV estimate valid?

The NAV estimate is as of April 30, 2026 . This date indicates the point in time at which the company’s assets and liabilities were measured to determine the per-share net asset value range.

Q: Is Sound Point Meridian Capital’s reported NAV range audited?

The NAV range reported is unaudited . This means it is a management estimate and has not been reviewed or verified by an independent auditor, though it still offers investors useful insight into current portfolio value.

Q: Which securities of Sound Point Meridian Capital are listed on the NYSE?

The company lists its Common Stock , 8.00% Series A Preferred Stock due 2029 , and 7.875% Series B Preferred Stock due 2030 on the New York Stock Exchange, providing public market trading access for these securities.

Q: What does the NAV estimate mean for Sound Point Meridian Capital common shareholders?

The NAV estimate between $10.53 and $10.63 per share represents management’s view of the underlying asset value per common share. It helps shareholders gauge how the portfolio value compares with the market trading price.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. filed an update providing an unaudited estimate of its net asset value per share. Management estimated that the net asset value per share of the company’s common stock as of April 30, 2026 was between $10.53 and $10.63. This range gives investors a current snapshot of the portfolio value backing each share.

8-K Event Classification

Item 8.01 — Other Events

1 item

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Key Figures

NAV lower bound: $10.53 per share NAV upper bound: $10.63 per share

2 metrics

NAV lower bound $10.53 per share Unaudited net asset value per common share as of April 30, 2026

NAV upper bound $10.63 per share Unaudited net asset value per common share as of April 30, 2026

Key Terms

net asset value, Emerging growth company, 8.00% Series A Preferred Stock due 2029, 7.875% Series B Preferred Stock due 2030

4 terms

net asset value financial

"Management’s unaudited estimate of the range of the net asset value per share"

Net asset value is the total value of an investment fund's assets minus any liabilities, divided by the number of shares or units outstanding. It represents the per-share worth of the fund, similar to how the value of a house is determined by its total worth after debts are subtracted. Investors use it to gauge the true value of their holdings and to compare different investment options.

Emerging growth company regulatory

"Emerging growth company Item 8.01 – Other Events."

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

8.00% Series A Preferred Stock due 2029 financial

"8.00% Series A Preferred Stock due 2029 | | SPMA | | New York Stock Exchange"

7.875% Series B Preferred Stock due 2030 financial

"7.875% Series B Preferred Stock due 2030 | | SPME | | New York Stock Exchange"

Understanding 8-K Material Events →

05/11/2026 - 04:30 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 11, 2026

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware

811-23881

99-3083840

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

375 Park Avenue, 34th Floor, New York, New York		10152
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 895-2293

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SPMC	New York Stock Exchange
8.00% Series A Preferred Stock due 2029	SPMA	New York Stock Exchange
7.875% Series B Preferred Stock due 2030	SPME	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 – Other Events.

Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of April 30, 2026, was between $10.53 and $10.63.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Sound Point Meridian Capital, Inc.

Date: May 11, 2026	By:	/s/ Ujjaval Desai
	Name:	Ujjaval Desai
	Title:	Chief Executive Officer

Source: View Original Filing on SEC EDGAR

FAQ

What NAV range did Sound Point Meridian Capital, Inc. (SPMA) report?

Sound Point Meridian Capital estimated its net asset value per share between $10.53 and $10.63. This range reflects management’s unaudited view of the value of assets backing each common share as of April 30, 2026.

As of what date is Sound Point Meridian Capital’s NAV estimate valid?

The NAV estimate is as of April 30, 2026. This date indicates the point in time at which the company’s assets and liabilities were measured to determine the per-share net asset value range.

Is Sound Point Meridian Capital’s reported NAV range audited?

The NAV range reported is unaudited. This means it is a management estimate and has not been reviewed or verified by an independent auditor, though it still offers investors useful insight into current portfolio value.

Which securities of Sound Point Meridian Capital are listed on the NYSE?

The company lists its Common Stock, 8.00% Series A Preferred Stock due 2029, and 7.875% Series B Preferred Stock due 2030 on the New York Stock Exchange, providing public market trading access for these securities.

What does the NAV estimate mean for Sound Point Meridian Capital common shareholders?

The NAV estimate between $10.53 and $10.63 per share represents management’s view of the underlying asset value per common share. It helps shareholders gauge how the portfolio value compares with the market trading price.

Filing Exhibits & Attachments

4 documents