Charles Schwab lists 10,000-share sale on Nasdaq (NASDAQ: SPOK)

Rhea-AI Filing Summary

Charles Schwab Corp. Form 144 filing reports proposed sales of common shares to be sold on 05/05/2026 on Nasdaq. The filing lists 10,000 shares and itemized equity compensation lots of 3,747 and 6,253 shares dated 02/29/2024 and 01/03/2025, respectively.

Key Figures

Primary shares listed: 10,000 shares Equity compensation lot 1: 3,747 shares Equity compensation lot 2: 6,253 shares +1 more

4 metrics

Primary shares listed 10,000 shares sale listed for <date>05/05/2026</date>

Equity compensation lot 1 3,747 shares granted <date>02/29/2024</date>

Equity compensation lot 2 6,253 shares granted <date>01/03/2025</date>

Sale venue Nasdaq venue for proposed sale on <date>05/05/2026</date>

Key Terms

Form 144, Equity Compensation, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation Common Class A"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Issuer financial

"Employee Compensation | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	10000	108700.00	20887010	05/05/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Class A	02/29/2024	Employee Compensation	Issuer			3747	02/29/2024	Equity Compensation
Common Class A	01/03/2025	Employee Compensation	Issuer			6253	01/03/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SPOK indicate?

The filing notifies an affiliate intent to sell securities; it lists 10,000 shares and planned sale on 05/05/2026. The form reports sales to occur on Nasdaq and includes listed equity compensation lots.

How many shares are listed on the Form 144 for SPOK?

The form lists 10,000 shares as the primary quantity tied to the sale notice. It also shows compensation lots of 3,747 and 6,253 shares with their grant dates.

What dates appear on the SPOK Form 144?

The filing shows a sale date of 05/05/2026 and equity compensation dates of 02/29/2024 and 01/03/2025. These dates are the explicit time anchors in the excerpt.

On which market are the shares to be sold?

The filing specifies the shares are to be sold on Nasdaq. The excerpt lists the market venue alongside the sale quantity and sale date.

Do the listed equity compensation lots affect the sale total?

The form shows compensation lots of 3,747 and 6,253 shares; the excerpt does not aggregate these into the primary 10,000 shares figure. The filing text should be consulted for aggregation rules.