Spok Holdings awards Todd J. Stein 2,383 shares

Spok Holdings, Inc. director Todd J. Stein received an award of 2,383 common shares on October 1, 2026, at a reported price of $10.49 per share, bringing his direct holdings to 53,188 shares.

Rhea-AI Filing Summary

Spok Holdings, Inc. director Todd J. Stein received an award of 2,383 common shares on October 1, 2026, at a reported price of $10.49 per share, bringing his direct holdings to 53,188 shares. The report also lists 532,771 shares held directly by Braeside Capital, L.P. and 566,912 shares held directly by Braeside Capital II, L.P. Stein may be deemed to beneficially own those partnership shares as a co-manager, but disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 2,383 shares

Grant/Award 3 txns

Insider Stein Todd J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,383	$10.49	$25K
Grant/Award	Common Stock F1	0	$0.00	$0.00
Grant/Award	Common Stock F2	0	$0.00	$0.00

Holdings After Transaction: Common Stock — 53,188 shares (Direct); Common Stock — 532,771 shares (Indirect, Braeside Capital, L.P.); Common Stock — 566,912 shares (Indirect, Braeside Capital II, L.P.)

Footnotes (2)

1. F1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2. F2. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Key Figures

Awarded common shares: 2,383 shares Reported price per share: $10.49 per share Direct holdings: 53,188 shares +2 more

5 metrics

Awarded common shares 2,383 shares Award to Todd J. Stein on October 1, 2026

Reported price per share $10.49 per share Award reported October 1, 2026

Direct holdings 53,188 shares After the October 1, 2026 award

Partnership shares 532,771 shares Held directly by Braeside Capital, L.P.

Partnership shares 566,912 shares Held directly by Braeside Capital II, L.P.

Key Terms

beneficial ownership, pecuniary interest, investment manager, co-manager

4 terms

beneficial ownership financial

"Mr. Stein disclaims beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

investment manager financial

"serves as the investment manager of Braeside Capital"

co-manager financial

"As a co-manager of Braeside Investments"

A co-manager is one of several investment banks or brokerage firms that work together to sell a company's new stock or bond offering to investors. Think of them as teammates who help market, allocate and distribute the securities; their involvement can broaden buyer reach, share risk and affect how quickly and smoothly the offering is sold, which matters to investors because it can influence price stability and availability of shares or bonds.

FAQ

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How many SPOK shares did Todd J. Stein receive?

Todd J. Stein, a Spok Holdings director, received an award of 2,383 common shares on October 1, 2026, at a reported $10.49 per share; his direct holdings after the award were 53,188 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:32 PM Accepted by SEC EDGAR 10/02/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stein Todd J

(Last) (First) (Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO TEXAS 75074

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		2,383	A	$10.49	53,188	D
Common Stock	10/01/2026		A		0	A	$0.00	532,771	I	Braeside Capital, L.P.(1)
Common Stock	10/01/2026		A		0	A	$0.00	566,912	I	Braeside Capital II, L.P.(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

2. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

	/Todd Stein/	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)