Director Todd Stein updates Spok (SPOK) share awards and large Braeside fund holdings

Rhea-AI Filing Summary

Spok Holdings director Todd J. Stein reported equity awards and updated share holdings. The filing shows three grant or award acquisitions of common stock on 2026-07-01. One direct award covered 2,441 shares at $10.24 per share, bringing his directly held common stock to 50,805 shares.

Stein also reported indirect beneficial ownership through investment partnerships. After these transactions, Braeside Capital II, L.P. held 566,912 shares and Braeside Capital, L.P. held 532,771 shares of Spok common stock. Footnotes state these entities are managed by Braeside Investments, LLC, and Stein may be deemed a beneficial owner through his co-manager role, while he disclaims beneficial ownership except for his pecuniary interest.

Insights

Equity compensation and governance analyst

Routine awards to a director, mainly updating indirect holdings via funds.

The filing shows Todd J. Stein, a director of Spok Holdings, Inc., reporting three grant or award acquisitions of common stock. The only quantified new direct award is 2,441 shares at $10.24 per share, increasing his directly held position to 50,805 shares.

The larger positions are held indirectly through Braeside Capital II, L.P. with 566,912 shares and Braeside Capital, L.P. with 532,771 shares. Footnotes explain these are managed by Braeside Investments, LLC, where Stein is a co‑manager, and that he disclaims beneficial ownership beyond his pecuniary interest. This pattern is typical of fund-managed board representation and appears administrative rather than a directional market bet.

No derivative positions are reported, and there are no sales, exercises, or tax withholdings in this filing. From an investor perspective, this looks like routine equity compensation and updated reporting of fund-related holdings, with no clear signal about Stein’s view on SPOK’s valuation.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Stein Todd J

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,441	$10.24	$25K
Grant/Award	Common Stock	0	$0.00	--
Grant/Award	Common Stock	0	$0.00	--

Holdings After Transaction: Common Stock — 50,805 shares (Direct, null); Common Stock — 532,771 shares (Indirect, Braeside Capital, L.P.)

Footnotes (1)

1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Key Figures

Direct award: 2,441 shares at $10.24/share Direct holdings after award: 50,805 shares Braeside Capital II holdings: 566,912 shares +1 more

4 metrics

Direct award 2,441 shares at $10.24/share Grant or award acquisition on 2026-07-01

Direct holdings after award 50,805 shares Common stock directly held after transactions

Braeside Capital II holdings 566,912 shares Indirect ownership reported as of 2026-07-01

Braeside Capital holdings 532,771 shares Indirect ownership reported as of 2026-07-01

Key Terms

grant/award acquisition, beneficially own, pecuniary interest, indirect ownership

4 terms

grant/award acquisition financial

"transaction_action: grant/award acquisition for common stock on 2026-07-01"

beneficially own financial

"Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

pecuniary interest financial

"Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"

indirect ownership financial

"shares beneficially owned directly by Braeside Capital, L.P. and Braeside Capital II, L.P. reported as indirect"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 04:31 PM Accepted by SEC EDGAR 07/02/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stein Todd J

(Last) (First) (Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO TEXAS 75074

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		2,441	A	$10.24	50,805	D
Common Stock	07/01/2026		A		0	A	$0.00	532,771	I	Braeside Capital, L.P.(1)
Common Stock	07/01/2026		A		0	A	$0.00	566,912	I	Braeside Capital II, L.P.(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

2. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

	/Todd Stein/	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Todd J. Stein report for Spok Holdings (SPOK)?

Todd J. Stein reported three grant or award acquisitions of Spok common stock on 2026-07-01. The only quantified direct grant was 2,441 shares at $10.24 per share, with the other entries reflecting indirect holdings through investment partnerships.

How many Spok (SPOK) shares does Todd J. Stein hold directly after this Form 4?

After these transactions, Todd J. Stein directly holds 50,805 shares of Spok common stock. This total includes a new award of 2,441 shares granted at $10.24 per share, classified as a grant or award acquisition rather than an open-market purchase.

What indirect Spok (SPOK) holdings are associated with Todd J. Stein?

Indirectly, Braeside Capital II, L.P. holds 566,912 shares and Braeside Capital, L.P. holds 532,771 shares of Spok common stock. Footnotes state Stein may be deemed a beneficial owner via Braeside Investments, LLC, but he disclaims ownership beyond his pecuniary interest.

Did Todd J. Stein buy or sell Spok (SPOK) shares on the open market in this filing?

No open-market buys or sells appear in this Form 4. All three transactions are coded A, indicating grant, award, or other acquisition of common stock. The filing does not show any transaction coded as an open-market purchase or sale.

Does this Spok (SPOK) Form 4 indicate any option exercises or derivative activity?

The filing shows no derivative transactions or option exercises. All reported entries involve non-derivative common stock with code A for grant or award acquisitions. The derivativeSummary is empty, suggesting no options or similar instruments were exercised or newly reported here.

What is the significance of Todd J. Stein’s pecuniary interest disclosure in SPOK shares?

Footnotes explain Stein may be deemed to beneficially own shares held by Braeside Capital and Braeside Capital II via Braeside Investments, LLC, but he disclaims beneficial ownership except for his pecuniary interest. This clarifies his economic stake versus formal voting and investment authority.