Spok Holdings (SPOK) CFO receives equity awards in RSUs and common stock

Rhea-AI Filing Summary

Spok Holdings, Inc. Chief Financial Officer & CAO Calvin Rice reported equity compensation transactions involving Restricted Stock Units (RSUs) and Common Stock. These were coded as grant or award acquisitions, reflecting compensation rather than open-market trading. After these awards, he directly held 67,830 RSUs and 21,359 shares of Common Stock. Each RSU represents a contingent right to receive one share of Spok’s Common Stock, tying a portion of his compensation to the company’s future stock performance.

Insights

Equity compensation analyst

Routine equity awards increase CFO’s stock-linked compensation.

The filing shows Calvin Rice, CFO & CAO of Spok Holdings, Inc., receiving equity through grant or award transactions in both Restricted Stock Units and Common Stock, coded as acquisitions rather than market purchases or sales.

Following these awards, he directly held 67,830 RSUs and 21,359 Common Stock shares. A footnote clarifies that each RSU is a contingent right to one share, aligning his compensation more closely with shareholder outcomes without indicating discretionary buying or selling activity.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Rice Calvin

Role Chief Financial Officer & CAO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	0	$0.00	--
Grant/Award	Common Stock	0	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 67,830 shares (Direct); Common Stock — 21,359 shares (Direct)

Footnotes (1)

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Key Figures

RSUs held after transaction: 67,830 RSUs Common shares held after transaction: 21,359 shares Equity acquisition transactions: 2 transactions

3 metrics

RSUs held after transaction 67,830 RSUs Total Restricted Stock Units directly held after grants

Common shares held after transaction 21,359 shares Total Common Stock directly held after grants

Equity acquisition transactions 2 transactions Both coded as grant/award acquisitions (A)

Key Terms

Restricted Stock Unit, Common Stock, grant/award acquisition, Chief Financial Officer & CAO

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Common Stock financial

"one share of the issuer's Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

Chief Financial Officer & CAO financial

"officer_title": "Chief Financial Officer & CAO""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rice Calvin

(Last) (First) (Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO TEXAS 75074

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		A		0	A	$0	21,359	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	04/14/2026		A			0.00	(1)	(1)	Common Stock	0.00	$0	67,830	D

Explanation of Responses:

1. Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Remarks:

Mr. Rice's employment ended with the Company as of April 14, 2026

	/Calvin Rice/	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Spok Holdings (SPOK) CFO Calvin Rice report?

Calvin Rice reported equity compensation transactions coded as grant or award acquisitions. These involved both Restricted Stock Units and Common Stock, reflecting compensation-based equity awards rather than open-market buying or selling activity in Spok Holdings shares.

How many Spok Holdings (SPOK) Restricted Stock Units does the CFO hold after this filing?

After the reported transactions, Calvin Rice directly held 67,830 Restricted Stock Units. A footnote explains each RSU represents a contingent right to receive one share of Spok Holdings Common Stock, linking this portion of his compensation to the company’s future stock performance.

How many Spok Holdings (SPOK) common shares does the CFO own following the Form 4?

Following the reported equity grant or award acquisitions, Calvin Rice directly held 21,359 shares of Spok Holdings Common Stock. This figure reflects his direct ownership position in the company’s stock as reported in the Form 4 filing after the transactions.

Were the Spok Holdings (SPOK) CFO’s transactions open-market buys or sells?

The transactions were coded as grant or award acquisitions, not open-market purchases or sales. They represent equity compensation awards in Restricted Stock Units and Common Stock, rather than discretionary trading of Spok Holdings shares on the open market by the CFO.

What does each Spok Holdings (SPOK) Restricted Stock Unit represent in this filing?

Each Restricted Stock Unit represents a contingent right to receive one share of Spok Holdings Common Stock. This means the RSUs can settle into actual shares upon meeting specified conditions, aligning executive compensation with the company’s stock performance over time.