Form 144: Proposed sale of 2,650 SPOT shares

Form 144 notice reports a proposed sale of 2,650 ordinary shares via a broker-assisted cashless exercise on 05/26/2026.

Rhea-AI Filing Summary

Form 144 notice reports a proposed sale of 2,650 ordinary shares via a broker-assisted cashless exercise on 05/26/2026. The entry lists the transaction as an Issuer stock option exercise to be executed on the NYSE. Broker listed is Morgan Stanley Smith Barney LLC Executive Services.

Insights

Equity Compliance Counsel

Routine affiliate resale notice for 2,650 shares under a cashless option exercise.

This filing records a proposed broker-assisted cashless exercise of stock options and the resale of 2,650 shares on 05/26/2026. The broker is identified as Morgan Stanley Smith Barney LLC Executive Services, and the trade is listed for the NYSE.

Regulatory significance is procedural: this form notifies the SEC of an intended sale by an affiliate. Cash-flow treatment and ultimate disposition depend on execution mechanics; subsequent transaction reports or broker records will show completion.

Key Figures

Shares to be sold: 2,650 shares Planned transaction date: 05/26/2026 Document numeric field: 1377629.00

3 metrics

Shares to be sold 2,650 shares Listed as securities to be sold via stock option exercise on 05/26/2026

Planned transaction date 05/26/2026 Date shown for the broker-assisted cashless exercise and resale

Document numeric field 1377629.00 Numeric value present in the securities table in the filing excerpt

Key Terms

cashless exercise, Form 144, broker-assisted

3 terms

cashless exercise financial

"Broker-assisted cashless exercise"

A cashless exercise is a way for an option holder to convert stock options into actual shares without paying the purchase price in cash; instead they immediately give up a portion of the newly issued shares to cover the cost and any withholding taxes. Investors care because this process increases the number of shares available and can slightly dilute existing holdings, while also signaling how insiders or employees are realizing compensation without needing cash — similar to paying for a purchase by handing over part of what you just bought.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

broker-assisted financial

"Broker-assisted cashless exercise"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SPOT's Form 144 filing report?

It reports a proposed resale of 2,650 ordinary shares via a broker-assisted cashless option exercise on 05/26/2026. The filing names Morgan Stanley Smith Barney LLC Executive Services and lists execution on the NYSE.

Does the Form 144 mean the shares have already been sold?

No. Form 144 notifies intent to sell; it does not prove completion. This notice lists a planned broker-assisted cashless exercise and resale scheduled for 05/26/2026 on the NYSE.

Who is the broker named in the filing?

The broker is Morgan Stanley Smith Barney LLC Executive Services at the Sandy, UT address shown. The filing lists the broker in connection with the broker-assisted cashless exercise and resale of shares.

How many shares are listed and what method is used?

The filing lists 2,650 shares to be sold using a broker-assisted cashless exercise. The entry labels the action as a stock option exercise by the issuer, with execution on 05/26/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 07:22 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001440008
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Spotify Technology S.A.
SEC File Number	001-38438
Address of Issuer	33 Boulevard Prince Henri Grand Duchy of Luxembourg LUXEMBOURG L-1724
Phone	46-70-220-4607
Name of Person for Whose Account the Securities are To Be Sold	Christopher P. Marshall for the benefit of TCV VIII Management, L.L.C. and TCV XI Management, L.L.C.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	Morgan Stanley Smith Barney LLC Executive Services 200 W Civic Center Dr - 4th Floor Sandy UT 84070	2650	1377629.00	205832527	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	05/26/2026	Stock Option Exercise	Issuer			2650	05/26/2026	Broker-assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Aggregate Market Value is as of May 22, 2026
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christopher P. Marshall
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)