STOCK TITAN

Spotify (SPOT) co-CEO Soderstrom exercises options and sells 20,833 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spotify Technology S.A. Co‑CEO Gustav Soderstrom exercised stock options and sold the resulting shares in a pre‑planned transaction. He exercised options for 20,833 ordinary shares at $151.25 per share and sold 20,833 ordinary shares at a weighted average price of $430.7153 under a Rule 10b-51 trading plan. After these transactions, he directly holds 20,492.18 ordinary shares and 187,962 stock options, which are fully vested and currently exercisable.

Positive

  • None.

Negative

  • None.
Insider Soderstrom Gustav
Role Co-Chief Executive Officer
Sold 20,833 shs ($8.97M)
Type Security Shares Price Value
Exercise Stock Option 20,833 $0.00 --
Exercise Ordinary Share 20,833 $151.25 $3.15M
Sale Ordinary Share 20,833 $430.7153 $8.97M
Holdings After Transaction: Stock Option — 187,962 shares (Direct, null); Ordinary Share — 41,325.18 shares (Direct, null)
Footnotes (1)
  1. Transaction made pursuant to a Rule 10b-51 trading plan adopted by the reporting person on December 11, 2025 The fractional amount shown reflects the computational result of restricted stock units vesting and tax withholding. No fractional ordinary shares are issued. The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $427.6800 to $436.5050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The stock option is fully vested and currently exercisable.
Shares sold 20,833 shares Ordinary shares sold in open-market transaction on May 5, 2026
Weighted average sale price $430.7153 per share Ordinary share sales between $427.6800 and $436.5050
Option exercise price $151.25 per share Exercise of stock option for 20,833 underlying ordinary shares
Shares held after transaction 20,492.18 shares Direct ordinary share holdings following reported transactions
Stock options remaining 187,962 options Fully vested and currently exercisable stock options after exercise
Exercise shares 20,833 shares Net shares acquired via derivative exercise on May 5, 2026
Rule 10b-51 trading plan regulatory
"Transaction made pursuant to a Rule 10b-51 trading plan adopted by the reporting person"
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Stock Option financial
"The stock option is fully vested and currently exercisable."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
restricted stock units financial
"The fractional amount shown reflects the computational result of restricted stock units vesting and tax withholding."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Soderstrom Gustav

(Last)(First)(Middle)
C/O SPOTIFY AB
REGERINGSGATAN 19

(Street)
STOCKHOLM111 53

(City)(State)(Zip)

SWEDEN

(Country)
2. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Share05/05/2026M20,833(1)A$151.2541,325.18(2)D
Ordinary Share05/05/2026S20,833(1)D$430.7153(3)20,492.18(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$151.2505/05/2026M20,833(1) (4)03/01/2027Ordinary Share20,833$0187,962D
Explanation of Responses:
1. Transaction made pursuant to a Rule 10b-51 trading plan adopted by the reporting person on December 11, 2025
2. The fractional amount shown reflects the computational result of restricted stock units vesting and tax withholding. No fractional ordinary shares are issued.
3. The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $427.6800 to $436.5050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
4. The stock option is fully vested and currently exercisable.
Remarks:
/s/ Sung Lee, Attorney-in-fact05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Spotify (SPOT) Co-CEO Gustav Soderstrom report?

Gustav Soderstrom reported exercising options for 20,833 ordinary shares and selling 20,833 ordinary shares. The sale was executed at a weighted average price of $430.7153 per share, reflecting an exercise-and-sell pattern on the same date.

At what prices did Gustav Soderstrom transact Spotify (SPOT) shares and options?

Soderstrom exercised stock options at $151.25 per share and sold 20,833 ordinary shares at a weighted average price of $430.7153. Actual sale prices ranged between $427.6800 and $436.5050 per share during the reported transactions.

How many Spotify (SPOT) shares does Gustav Soderstrom hold after this Form 4?

After the reported transactions, Soderstrom directly holds 20,492.18 ordinary Spotify shares. In addition, he holds 187,962 stock options that are fully vested and currently exercisable into Spotify ordinary shares, according to the filing details.

Were Gustav Soderstrom’s Spotify (SPOT) share sales pre-planned?

Yes. The filing states the transaction was made pursuant to a Rule 10b-51 trading plan adopted by Soderstrom on December 11, 2025. Such plans pre-schedule trades, indicating the timing was arranged in advance rather than decided opportunistically.

What type of derivative security did Gustav Soderstrom exercise at Spotify (SPOT)?

Soderstrom exercised a stock option covering 20,833 underlying ordinary shares at a conversion or exercise price of $151.25 per share. The filing notes this stock option is fully vested and currently exercisable, with an expiration date of March 1, 2027.

How many Spotify (SPOT) shares did Gustav Soderstrom sell in this Form 4?

He sold 20,833 ordinary shares in an open-market transaction. The reported weighted average sale price was $430.7153 per share, with individual trades occurring between $427.6800 and $436.5050, as detailed in the footnotes to the filing.