STOCK TITAN

Director at Spotify (NYSE: SPOT) receives 329-share RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spotify Technology S.A. director Padmasree Warrior reported an equity award in the form of 329 Ordinary Shares, received at a price of $0.00 per share as part of compensation. After this grant, her direct holdings total 11,413 Ordinary Shares.

The award represents restricted stock units that vest in equal annual installments through February 15, 2030, with each unit delivering one Ordinary Share when it vests. This is a routine compensation-related acquisition rather than an open-market share purchase.

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Insider WARRIOR PADMASREE
Role null
Type Security Shares Price Value
Grant/Award Ordinary Share 329 $0.00 --
Holdings After Transaction: Ordinary Share — 11,413 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 329 shares Restricted stock unit award to director
Grant price $0.00 per share Equity award issued at no cash cost
Post-transaction holdings 11,413 shares Director’s direct Ordinary Share holdings after grant
Vesting schedule end February 15, 2030 RSUs vest in equal annual installments through this date
restricted stock units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs"), which vest in equal annual installments"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Ordinary Share financial
"Each RSU represents a contingent right to receive one Ordinary Share"
An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.
vest financial
"which vest in equal annual installments through February 15, 2030"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"Each RSU represents a contingent right to receive one Ordinary Share"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARRIOR PADMASREE

(Last)(First)(Middle)
33 BOULEVARD PRINCE HENRI

(Street)
LUXEMBOURGL-1724

(City)(State)(Zip)

LUXEMBOURG

(Country)
2. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Share05/28/2026A329A(1)$011,413D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs"), which vest in equal annual installments through February 15, 2030. Each RSU represents a contingent right to receive one Ordinary Share.
Remarks:
/s/ Sung Lee, Attorney-in-fact05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SPOT director Padmasree Warrior report?

Padmasree Warrior reported receiving 329 Ordinary Shares of Spotify as an equity award. The shares come from restricted stock units and are part of her director compensation, not an open-market purchase or sale.

How many Spotify (SPOT) shares does Padmasree Warrior hold after this Form 4?

After this transaction, Padmasree Warrior directly holds 11,413 Ordinary Shares of Spotify. This total includes the 329-share award reported, reflecting her updated ownership position as a company director.

What type of equity award did the Spotify (SPOT) director receive?

She received an award of restricted stock units, or RSUs, each representing a right to one Ordinary Share. These RSUs are a standard form of stock-based compensation for directors and executives at many public companies.

How do the Spotify (SPOT) RSUs granted to the director vest?

The RSUs vest in equal annual installments through February 15, 2030. Each year, a portion becomes earned and delivers one Ordinary Share per unit, aligning the director’s compensation with long-term company performance.

Did the Spotify (SPOT) director buy these shares on the open market?

No, the director did not buy shares on the open market. The 329 Ordinary Shares come from a restricted stock unit award granted at no cash cost as part of her compensation package.