STOCK TITAN

Spotify Technology (NYSE: SPOT) Co-CEO reports 116.64 tax-withheld shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spotify Technology S.A. Co-Chief Executive Officer Gustav Soderstrom reported a tax-withholding disposition of 116.64 ordinary shares on August 1, 2026 at $499.94 per share, to satisfy taxes on vested RSUs. After this event he directly holds 20,142.26 ordinary shares; fractional amounts are computational only.

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Insider Soderstrom Gustav
Role Co-Chief Executive Officer
Type Security Shares Price Value
Tax Withholding Ordinary Share F1, F2 116.64 $499.94 $58K
Holdings After Transaction: Ordinary Share — 20,142.26 shares (Direct)
Footnotes (2)
  1. F1. Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs").
  2. F2. The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued.
Shares withheld for taxes 116.64 Ordinary Shares Tax-withholding disposition on August 1, 2026 tied to RSU vesting
Per-share valuation for withholding $499.94 per share Price used to value the tax-withholding disposition on August 1, 2026
Direct holdings after transaction 20,142.26 Ordinary Shares Gustav Soderstrom’s direct Spotify share ownership following the tax withholding
Shares associated with tax liability in filing 116.64 Ordinary Shares Total shares in this Form 4 used to satisfy RSU-related tax obligations
restricted stock units ("RSUs") financial
"arising out of the vesting of restricted stock units ("RSUs")."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding obligation financial
"Shares withheld to satisfy tax withholding obligation arising out of the vesting"
fractional ordinary shares financial
"No fractional ordinary shares are issued."
A fractional ordinary share is a portion of a single common share, like owning a slice of a pizza rather than the whole pie. It gives an investor proportionate economic rights — such as a share of dividends and price gains or losses — allowing smaller-dollar purchases and easier diversification, though practical rights like voting or transferability can depend on the broker or platform handling the fraction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did Gustav Soderstrom report for Spotify (SPOT)?

Gustav Soderstrom reported a tax-withholding disposition of Spotify ordinary shares. 116.64 shares were withheld on August 1, 2026 to cover taxes from vesting restricted stock units (RSUs), rather than an open-market purchase or sale.

How many Spotify (SPOT) shares were withheld and at what price?

A total of 116.64 Spotify ordinary shares were withheld to satisfy RSU-related tax obligations. The withholding was valued at $499.94 per share, based on the price reported for this tax-liability transaction on August 1, 2026.

How many Spotify (SPOT) shares does Gustav Soderstrom hold after this Form 4 transaction?

Following the tax-withholding event, Gustav Soderstrom directly holds 20,142.26 Spotify ordinary shares. This figure reflects his direct ownership after 116.64 shares were withheld to cover taxes arising from the vesting of restricted stock units.

Was the Spotify (SPOT) Form 4 transaction an open-market sale?

No, the reported activity was a tax-withholding disposition, not an open-market sale. Shares were withheld by the issuer to satisfy RSU-related tax obligations, consistent with Form 4 code F, which covers payment of tax liability by delivering or withholding securities.

Was the Spotify (SPOT) Form 4 transaction under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is marked as not affirming a plan, so this transaction is not reported as executed under a pre-arranged trading plan. It is instead characterized as a tax-withholding event tied to RSU vesting.

Did the Spotify (SPOT) RSU vesting result in fractional share issuance?

No fractional Spotify ordinary shares were issued. The Form 4 notes that any fractional amount only reflects the computational result of RSU vesting and tax withholding; actual issuances are in whole ordinary shares only.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Soderstrom Gustav

(Last)(First)(Middle)
C/O SPOTIFY AB
REGERINGSGATAN 19

(Street)
STOCKHOLM11153

(City)(State)(Zip)

SWEDEN

(Country)
2. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Share08/01/2026F116.64(1)D$499.9420,142.26(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs").
2. The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued.
/s/ Sung Lee, Attorney-in-Fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)