Welcome to our dedicated page for Spotify Tech SEC filings (Ticker: SPOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spotify Technology S.A. filings document the company’s foreign-issuer reporting, operating results and governance records. Form 6-K reports furnish quarterly shareholder updates, interim condensed consolidated financial statements, management discussion and analysis, market-risk disclosure, legal proceedings, risk factors and non-IFRS reconciliations for its Premium and ad-supported audio streaming segments.
The filing record also covers annual and extraordinary general meeting materials, shareholder and beneficiary certificate voting results, board elections, annual accounts, consolidated financial statements and capital-structure matters. Proxy-related exhibits describe ordinary share and beneficiary certificate voting mechanics, while current reports record selected officer and governance changes.
Spotify Technology S.A. director Shishir Mehrotra filed an initial Form 3 detailing his beneficial ownership in the company. He directly holds 56,228 Ordinary Shares, including 273 restricted stock units that each convert into one Ordinary Share as they vest. He also holds several stock option awards over 18,090, 9,940, 4,879 and 3,036 Ordinary Shares at exercise prices of $169.16, $230.88, $470.43 and $1,008.00, expiring between May 2027 and June 2030. The footnotes explain that some options are fully vested and others vest in scheduled annual installments starting February 15, 2027.
Spotify Technology S.A. Chief Human Resources Officer Anna Lundstrom filed an initial ownership report showing her equity position in the company. She directly holds 9,198 Ordinary Shares, including 7,155 restricted stock units that will vest over time, each convertible into one Ordinary Share when vesting conditions are met.
Spotify Technology S.A. Chief Financial Officer Christian Luiga filed an initial ownership report showing stock option holdings tied to Spotify ordinary shares. One option covers 9,989 underlying ordinary shares at an exercise price of 375.4000 per share and expires on October 1, 2029. According to the footnote, it is currently vested and exercisable for 3,538 shares, with the remainder vesting in substantially equal monthly installments through October 1, 2028. A second option covers 6,227 underlying ordinary shares at an exercise price of 602.2600 per share and expires on May 1, 2030; it is vested and exercisable for 1,298 shares, with the rest vesting in substantially equal monthly installments through May 1, 2029. This Form 3 does not report any new purchases or sales, only Luiga’s existing option positions.
Spotify Technology S.A. director Sven Hans Martin Lorentzon filed an initial statement of beneficial ownership, listing his existing equity interests rather than any new trades. He reports several stock option awards over Ordinary Shares with exercise prices between $153.9200 and $672.0000, covering 11,260, 24,120, 6,627, 6,505 and 1,518 underlying shares, respectively. He also holds 6,383 Ordinary Shares directly, plus 19,000,000 Ordinary Shares and 190,000,000 beneficiary certificates indirectly through Rosello Company Limited. The beneficiary certificates provide one vote each but carry no economic rights and are linked to corresponding Ordinary Shares.
Spotify Technology S.A. executive Dustee Jenkins, Chief Public Affairs Officer, reported her initial equity holdings. She holds 38,263 Ordinary Shares, including 13,088 restricted stock units that convert one-for-one into shares as they vest. She also holds stock options over 3,099, 8,797 and 11,208 Ordinary Shares at exercise prices of $151.25, $263.75 and $602.26, with portions already vested and the remainder vesting in monthly installments through 2029.
Spotify Technology S.A. director Daniel G. Ek has filed an initial Form 3 reporting indirect holdings through D.G.E. Investments Limited. The filing lists 11,993,298 ordinary shares and 119,932,980 beneficiary certificates.
Each beneficiary certificate provides one vote but carries no economic rights, is generally non-transferable, and will be canceled for no consideration if the linked ordinary shares are sold or transferred.
Spotify Technology S.A. director Christopher P. Marshall has filed an initial ownership report detailing his equity interests and related entities’ holdings. The filing shows he directly holds 1,059 Ordinary Shares and several vested or partially vested stock options over 5,630, 12,060 and 4,970 Ordinary Shares at exercise prices of 241.57, 112.77 and 153.92, expiring between late 2026 and 2028.
Footnotes describe additional Ordinary Shares held by the Marshall Carroll 2000 Trust and multiple TCV XI and management entities, for which Marshall disclaims beneficial ownership except to the extent of his pecuniary interest. He also has Restricted Stock Units that vest between 2027 and 2029, with the economic interest assigned to management entities.
SPOT submitted a Form 144 through Morgan Stanley Smith Barney LLC indicating proposed sales of Common Stock consisting largely of restricted stock grants scheduled on multiple dates and a stock option exercise dated 03/10/2026. The entries list individual grant/exercise dates and associated share counts.