Welcome to our dedicated page for Spotify Tech SEC filings (Ticker: SPOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spotify Technology S.A. filings document the company’s foreign-issuer reporting, operating results and governance records. Form 6-K reports furnish quarterly shareholder updates, interim condensed consolidated financial statements, management discussion and analysis, market-risk disclosure, legal proceedings, risk factors and non-IFRS reconciliations for its Premium and ad-supported audio streaming segments.
The filing record also covers annual and extraordinary general meeting materials, shareholder and beneficiary certificate voting results, board elections, annual accounts, consolidated financial statements and capital-structure matters. Proxy-related exhibits describe ordinary share and beneficiary certificate voting mechanics, while current reports record selected officer and governance changes.
Spotify Technology S.A.’s Chief Human Resources Officer Anna Lundström reported a routine tax-related share disposition tied to vested equity compensation. On the vesting of restricted stock units, 152.28 ordinary shares were withheld at $484.91 per share to cover tax obligations, rather than being sold in the market.
After this withholding, Lundström directly holds 9,045.72 ordinary shares. The filing notes that the fractional amount reflects the computational result of RSU vesting and tax withholding and that no fractional ordinary shares are actually issued.
Spotify Technology S.A. reported a planned leadership transition in its finance organization. Paul Sawyer intends to retire from his role as Chief Accounting Officer, effective May 26, 2026. On the same date, Spotify will appoint John Giraldo, currently Executive Vice President and Global Controller at NBCUniversal, as its new Chief Accounting Officer.
The company stated that Mr. Sawyer’s departure is not the result of any disagreement with its accounting principles or practices, indicating this is a planned retirement rather than a dispute-driven change.
Spotify Technology S.A. Co-Chief Executive Officer Gustav Soderstrom filed an initial ownership report showing his existing equity interests. He holds stock options over 229,628, 244,212, 109,596, 31,133 and 129,152 Ordinary Shares at exercise prices between €117.20 and €602.26, with expirations from 2027 through 2031. He also directly owns 20,726 Ordinary Shares, including 8,216 restricted stock units that convert into Ordinary Shares as they vest.
Spotify Technology S.A. Co-Chief Executive Officer and director Alex Norstrom has filed an initial statement of beneficial ownership, detailing his current equity position in the company.
He reports direct ownership of 70,797 Ordinary Shares, including 31,156 restricted stock units that each represent a right to receive one Ordinary Share. He also holds several stock option awards over Ordinary Shares, with exercise prices ranging from 117.2000 to 602.2600 per share and expiration dates between March 1, 2027 and January 1, 2031. These options are partly vested and exercisable, with the remaining portions scheduled to vest in substantially equal monthly installments through various dates, including March 1, 2027, March 1, 2028, May 1, 2029 and January 1, 2030.
Spotify Technology S.A. director Barry McCarthy filed an initial ownership report detailing his equity stake. The filing lists several stock option grants over ordinary shares with exercise prices ranging from $112.7700 to $672.0000 and expirations between 2026 and 2030. It also shows indirect ownership of 345,702 Ordinary Shares held through Rivers Cross Trust, which is wholly owned by McCarthy. Some options are fully vested and exercisable, while others vest in future annual installments beginning on February 15, 2027.
Spotify Technology S.A. director Padmasree Warrior filed an initial ownership report showing existing equity stakes, rather than new trades. She directly holds 8,269 Ordinary Shares, including 284 restricted stock units that each settle into one Ordinary Share as they vest. She also reports several stock option awards over Ordinary Shares at exercise prices of 241.5700, 153.9200, 313.6200 and 672.0000, with expirations between May 2026 and June 2030, some of which are already exercisable and the rest vesting over time.
Spotify Technology S.A. director Mona Sutphen filed an initial ownership report showing direct holdings of 1,656 Ordinary Shares, including 552 restricted stock units that vest under existing award terms. She also holds several stock option grants over Ordinary Shares at exercise prices of 112.7700, 169.1600, 313.6200 and 672.0000, with expirations between 2027 and 2030, some fully vested and others vesting in annual installments starting February 15, 2027.
Spotify Technology S.A. director Thomas O. Staggs filed an initial ownership report showing his existing equity interest in the company. He holds several stock option awards over Ordinary Shares with exercise prices ranging from 112.7700 to 672.0000 per share and expiration dates between May 31, 2026 and June 2, 2030. Some grants are fully vested and currently exercisable, while others will vest in annual installments beginning on February 15, 2027.
Staggs also reports direct ownership of 154 Ordinary Shares and indirect ownership of 23,094 Ordinary Shares held by the Staggs Trust, a revocable inter-vivos trust established by him and his spouse. The filing reflects holdings only and does not show any new purchases or sales.
Spotify Technology S.A. director Theodore A. Sarandos filed an initial Form 3 detailing his equity holdings in the company. He directly holds stock options over 5,630, 12,060, 6,627, 3,252 and 1,518 Ordinary Shares at exercise prices ranging from $112.77 to $672.00 per share, with expirations between May 2026 and June 2030. Some of these options are fully vested and others vest in annual installments beginning on February 15, 2027. He also directly owns 13,783 Ordinary Shares. The filing reflects existing ownership positions rather than any new purchases or sales.
Spotify Technology S.A. director Heidi O'Neill filed an initial statement of ownership showing her equity position in the company. She directly holds 9,402 Ordinary Shares, including 1,378 restricted stock units that can settle into shares as they vest under their award terms.
She also holds a stock option over 759 Ordinary Shares with an exercise price of 1008.0000, expiring on June 2, 2030. This option is already vested and exercisable for 190 shares, with the remaining shares scheduled to vest in three substantially equal annual installments beginning on February 15, 2027.