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Spotify Technology S.A. SEC Filings

SPOT NYSE

Welcome to our dedicated page for Spotify Technology S.A. SEC filings (Ticker: SPOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Spotify Technology S.A.'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Spotify Technology S.A.'s regulatory disclosures and financial reporting.

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Spotify Technology S.A. director Sven Hans Martin Lorentzon received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. The award vests in equal annual installments through February 15, 2030.

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Spotify Technology S.A. director Christopher P. Marshall reported a mix of option exercises and share sales in Ordinary Shares. He exercised 5,630 non-qualified stock options at a conversion price of $241.57 per share, receiving the same number of Ordinary Shares.

On the same date, he completed an open‑market sale of 2,650 Ordinary Shares at $519.86 per share. After these transactions, he held 4,039 Ordinary Shares directly, which includes 1,059 shares underlying Restricted Stock Units (RSUs) that vest between February 2027 and February 2029.

Additional Ordinary Shares are held indirectly through entities such as TCV XI Spotify, L.P., related TCV funds and the Marshall Carroll 2000 Trust. Footnotes state that these entities, including TCV VIII Management, L.L.C. and TCV XI Management, L.L.C., have the economic interest in many of the options and shares, and Marshall disclaims beneficial ownership except to the extent of his pecuniary interest.

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Spotify Technology S.A. director Thomas O. Staggs reported an option exercise and related share sale. On 2026-05-26, he exercised stock options covering 2,981 Ordinary Shares at an exercise price of $241.57 per share and 5,961 Ordinary Shares at $362.36 per share, converting them into Ordinary Shares.

On the same date, he executed an open-market sale of 5,477 Ordinary Shares at $526.00 per share, leaving 3,619 Ordinary Shares held directly following the transactions. In addition, 23,094 Ordinary Shares are held indirectly through the Staggs Trust, a revocable inter-vivos trust established by Mr. Staggs and his spouse.

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Spotify Technology S.A. director Padmasree Warrior exercised stock options to acquire 2,815 Ordinary Shares on May 22, 2026 at an exercise price of $241.57 per share. The exercised options were fully vested and are now exhausted, leaving her with 11,084 Ordinary Shares held directly.

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Spotify Technology S.A. director Sven Hans Martin Lorentzon reported option exercises and share sales. On May 22, 2026, he exercised stock options for 24,120 ordinary shares at $169.16 per share and 11,260 shares at $362.36 per share, converting derivative awards into ordinary shares.

That same day, he sold 35,380 ordinary shares in open-market transactions at a weighted average price of $525.7301 per share, with individual trades ranging from $525.12 to $527.69. After these transactions, he held 6,383 ordinary shares directly and 19,000,000 ordinary shares indirectly through Rosello Company Limited.

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Form 144 notice reports a proposed sale of 2,650 ordinary shares via a broker-assisted cashless exercise on 05/26/2026. The entry lists the transaction as an Issuer stock option exercise to be executed on the NYSE. Broker listed is Morgan Stanley Smith Barney LLC Executive Services.

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Spotify Technology S.A. Co‑CEO Gustav Soderstrom exercised stock options and sold the resulting shares in a pre‑planned transaction. He exercised options for 20,833 ordinary shares at $151.25 per share and sold 20,833 ordinary shares at a weighted average price of $430.7153 under a Rule 10b-51 trading plan. After these transactions, he directly holds 20,492.18 ordinary shares and 187,962 stock options, which are fully vested and currently exercisable.

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Spotify Technology S.A. Co-CEO Alex Norstrom exercised stock options and sold shares in a coordinated transaction. On May 5, 2026, he exercised options covering 5,436 Ordinary Shares at $151.25 per share, then completed an open-market sale of 5,436 Ordinary Shares at a weighted average price of $433.0743 per share, with individual sale prices ranging from $431.06 to $436.505. The sale was made under a Rule 10b-51 trading plan adopted on December 11, 2025. After these transactions, Norstrom directly owns 69,197.526 Ordinary Shares and holds 16,308 fully vested stock options that remain exercisable.

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FAQ

How many Spotify Technology S.A. (SPOT) SEC filings are available on StockTitan?

StockTitan tracks 74 SEC filings for Spotify Technology S.A. (SPOT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Spotify Technology S.A. (SPOT)?

The most recent SEC filing for Spotify Technology S.A. (SPOT) was filed on May 29, 2026.