Welcome to our dedicated page for Spotify Tech SEC filings (Ticker: SPOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spotify Technology S.A. filings document the company’s foreign-issuer reporting, operating results and governance records. Form 6-K reports furnish quarterly shareholder updates, interim condensed consolidated financial statements, management discussion and analysis, market-risk disclosure, legal proceedings, risk factors and non-IFRS reconciliations for its Premium and ad-supported audio streaming segments.
The filing record also covers annual and extraordinary general meeting materials, shareholder and beneficiary certificate voting results, board elections, annual accounts, consolidated financial statements and capital-structure matters. Proxy-related exhibits describe ordinary share and beneficiary certificate voting mechanics, while current reports record selected officer and governance changes.
O'NEILL HEIDI reported acquisition or exercise transactions in this Form 4 filing.
Spotify Technology S.A. director Heidi O’Neill reported an equity compensation grant in the form of restricted stock units. She received 658 RSUs, each representing the right to receive one Ordinary Share at no cash cost. The RSUs vest in equal annual installments through February 15, 2030, providing multi‑year, stock-based compensation. Following this award, she beneficially owns 10,060 Ordinary Shares directly.
Spotify Technology S.A. director Thomas O. Staggs received a grant of stock options covering 2,148 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, and following this grant he holds 2,148 options directly.
Spotify Technology S.A. director Sven Hans Martin Lorentzon received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. The award vests in equal annual installments through February 15, 2030.
Spotify Technology S.A. director Christopher P. Marshall reported a mix of option exercises and share sales in Ordinary Shares. He exercised 5,630 non-qualified stock options at a conversion price of $241.57 per share, receiving the same number of Ordinary Shares.
On the same date, he completed an open‑market sale of 2,650 Ordinary Shares at $519.86 per share. After these transactions, he held 4,039 Ordinary Shares directly, which includes 1,059 shares underlying Restricted Stock Units (RSUs) that vest between February 2027 and February 2029.
Additional Ordinary Shares are held indirectly through entities such as TCV XI Spotify, L.P., related TCV funds and the Marshall Carroll 2000 Trust. Footnotes state that these entities, including TCV VIII Management, L.L.C. and TCV XI Management, L.L.C., have the economic interest in many of the options and shares, and Marshall disclaims beneficial ownership except to the extent of his pecuniary interest.
Spotify Technology S.A. director Thomas O. Staggs reported an option exercise and related share sale. On 2026-05-26, he exercised stock options covering 2,981 Ordinary Shares at an exercise price of $241.57 per share and 5,961 Ordinary Shares at $362.36 per share, converting them into Ordinary Shares.
On the same date, he executed an open-market sale of 5,477 Ordinary Shares at $526.00 per share, leaving 3,619 Ordinary Shares held directly following the transactions. In addition, 23,094 Ordinary Shares are held indirectly through the Staggs Trust, a revocable inter-vivos trust established by Mr. Staggs and his spouse.
Spotify Technology S.A. director Padmasree Warrior exercised stock options to acquire 2,815 Ordinary Shares on May 22, 2026 at an exercise price of $241.57 per share. The exercised options were fully vested and are now exhausted, leaving her with 11,084 Ordinary Shares held directly.
Spotify Technology S.A. director Sven Hans Martin Lorentzon reported option exercises and share sales. On May 22, 2026, he exercised stock options for 24,120 ordinary shares at $169.16 per share and 11,260 shares at $362.36 per share, converting derivative awards into ordinary shares.
That same day, he sold 35,380 ordinary shares in open-market transactions at a weighted average price of $525.7301 per share, with individual trades ranging from $525.12 to $527.69. After these transactions, he held 6,383 ordinary shares directly and 19,000,000 ordinary shares indirectly through Rosello Company Limited.
Form 144 notice reports a proposed sale of 2,650 ordinary shares via a broker-assisted cashless exercise on 05/26/2026. The entry lists the transaction as an Issuer stock option exercise to be executed on the NYSE. Broker listed is Morgan Stanley Smith Barney LLC Executive Services.