[Form 3] Spotify Technology S.A. Initial Statement of Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Spotify Technology S.A. director Sven Hans Martin Lorentzon filed an initial statement of beneficial ownership, listing his existing equity interests rather than any new trades. He reports several stock option awards over Ordinary Shares with exercise prices between $153.9200 and $672.0000, covering 11,260, 24,120, 6,627, 6,505 and 1,518 underlying shares, respectively. He also holds 6,383 Ordinary Shares directly, plus 19,000,000 Ordinary Shares and 190,000,000 beneficiary certificates indirectly through Rosello Company Limited. The beneficiary certificates provide one vote each but carry no economic rights and are linked to corresponding Ordinary Shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Lorentzon Sven Hans Martin
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Ordinary Share | -- | -- | -- |
| holding | Ordinary Share | -- | -- | -- |
| holding | Beneficiary Certificates | -- | -- | -- |
Holdings After Transaction:
Stock Option — 11,260 shares (Direct);
Ordinary Share — 6,383 shares (Direct);
Ordinary Share — 19,000,000 shares (Indirect, By Rosello Company Limited);
Beneficiary Certificates — 190,000,000 shares (Indirect, By Rosello Company Limited)
Footnotes (1)
- Each beneficiary certificate entitles its holder to one vote. The beneficiary certificates carry no economic rights and are issued to provide the holders of such beneficiary certificates with additional voting rights. The beneficiary certificates, subject to certain exceptions, may not be transferred and will automatically be canceled for no consideration in the case of sale or transfer of the ordinary shares to which they are linked. The stock option is fully vested and currently exercisable. The stock option is vested and exercisable with respect to 4,971 Ordinary Shares and will vest with respect to the remaining shares on February 15, 2027. The stock option is vested and exercisable with respect to 3,253 Ordinary Shares and will vest with respect to the remaining shares in two substantially equal annual installments beginning on February 15, 2027. The stock option is vested and exercisable with respect to 380 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
