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  4. [Form 3] Spotify Technology S.A. Initial Statement of Beneficial Ownership

Heidi O'Neill (NYSE: SPOT) discloses Spotify shares and options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Spotify Technology S.A. director Heidi O'Neill filed an initial statement of ownership showing her equity position in the company. She directly holds 9,402 Ordinary Shares, including 1,378 restricted stock units that can settle into shares as they vest under their award terms.

She also holds a stock option over 759 Ordinary Shares with an exercise price of 1008.0000, expiring on June 2, 2030. This option is already vested and exercisable for 190 shares, with the remaining shares scheduled to vest in three substantially equal annual installments beginning on February 15, 2027.

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Insider O'NEILL HEIDI
Role Director
Type Security Shares Price Value
holding Stock Option -- -- --
holding Ordinary Share -- -- --
Holdings After Transaction: Stock Option — 759 shares (Direct); Ordinary Share — 9,402 shares (Direct)
Footnotes (1)
  1. Includes 1,378 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one share of Ordinary Shares. The stock option is vested and exercisable with respect to 190 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
O'NEILL HEIDI
(Last)(First)(Middle)
33 BOULEVARD PRINCE HENRI
(Street)
LUXEMBOURGL-1724
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share9,402(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (2)06/02/2030Ordinary Share759$1,008D
Explanation of Responses:
1. Includes 1,378 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one share of Ordinary Shares.
2. The stock option is vested and exercisable with respect to 190 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Sung Lee, Attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Heidi O'Neill's Form 3 filing for Spotify (SPOT) show?

The Form 3 shows Heidi O'Neill’s initial ownership in Spotify Technology S.A.. She directly holds 9,402 Ordinary Shares, including 1,378 restricted stock units, plus a stock option over 759 underlying shares with a defined vesting schedule and expiration date.

How many Spotify (SPOT) shares and RSUs does Heidi O'Neill hold?

Heidi O'Neill directly holds 9,402 Ordinary Shares of Spotify Technology S.A.

What stock options does Heidi O'Neill report in her Spotify (SPOT) Form 3?

She reports a vested stock option over 759 underlying Ordinary Shares in Spotify Technology S.A.

How do Heidi O'Neill’s Spotify (SPOT) stock options vest over time?

The filing states the option is vested and exercisable for 190 Ordinary Shares of Spotify. The remaining shares will vest in three substantially equal annual installments beginning on February 15, 2027, providing a staggered vesting profile through the option term.

Does Heidi O'Neill’s Spotify (SPOT) Form 3 show any recent share purchases or sales?

The Form 3 functions as an initial ownership report for Heidi O'Neill. It lists her existing holdings in Ordinary Shares, restricted stock units, and stock options, rather than detailing new open-market purchases or sales transactions in Spotify shares.

What are restricted stock units (RSUs) reported by Heidi O'Neill at Spotify (SPOT)?

The filing explains that 1,378 restricted stock units held by Heidi O'Neill each represent a contingent right to receive one Ordinary Share of Spotify. These RSUs vest in accordance with the terms of the applicable awards over time.