Spruce Power CFO receives 76,100-unit stock grant

One-third of the RSUs is scheduled to vest on each of three annual dates from August 24, 2027, through August 24, 2029, subject to continued service.

Available on EDGAR 10/30/2026 - 04:51 PM EDT Accepted by SEC EDGAR 10/30/2026 - 04:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Spruce Power Holding Corp (SPRU) CFO Thomas James Cimino acquired 76,100 restricted stock units (RSUs) on August 24, 2026. Each RSU represents a contingent right to receive one share of common stock. One-third vests on each of August 24, 2027, August 24, 2028, and August 24, 2029, subject to his continued service through each vesting date. His reported direct holdings following the award were 136,100 shares.

Insider Trade Summary

Grant/Award: 76,100 shares

Grant/Award 1 txn

Insider Cimino Thomas James

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	76,100	$0.00	$0.00

Holdings After Transaction: Common Stock — 136,100 shares (Direct)

Footnotes (1)

1. F1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of August 24, 2027, August 24, 2028 and August 24, 2029.

Key Figures

RSUs acquired: 76,100 RSUs Reported direct holdings following award: 136,100 shares First vesting date: August 24, 2027 +2 more

5 metrics

RSUs acquired 76,100 RSUs August 24, 2026

Reported direct holdings following award 136,100 shares Following the August 24, 2026 transaction

First vesting date August 24, 2027 One-third of the RSUs, subject to continued service

Second vesting date August 24, 2028 One-third of the RSUs, subject to continued service

Third vesting date August 24, 2029 One-third of the RSUs, subject to continued service

Key Terms

restricted stock units (RSUs), contingent right, vesting date

3 terms

restricted stock units (RSUs) financial

"The securities awarded are in the form of restricted stock units (RSUs)"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

contingent right financial

"each represent a contingent right to receive one share"

vesting date financial

"one-third of the RSUs vest on each of August 24, 2027"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did SPRU CFO Thomas James Cimino receive?

Spruce Power Holding Corp reported that CFO Thomas James Cimino acquired 76,100 RSUs on August 24, 2026. Each RSU represents a contingent right to receive one share of common stock.

When do Thomas James Cimino’s SPRU RSUs vest?

One-third of the RSUs vests on each of August 24, 2027, August 24, 2028, and August 24, 2029. Each installment is subject to Thomas James Cimino’s continued service through its vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cimino Thomas James

(Last) (First) (Middle)

820 GESSNER RD

SUITE 500

(Street)

HOUSTON TEXAS 77024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/24/2026		A		76,100(1)	A	$0	136,100	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of August 24, 2027, August 24, 2028 and August 24, 2029.

Remarks:

	/s/ Bobby Owens, as Attorney-in-Fact	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)