Sportsman's Warehouse CEO: 47,674 shares withheld

The reported post-transaction position includes scheduled restricted stock units, with vesting subject to Paul Stone's continued employment.

Available on EDGAR 11/05/2026 - 05:43 PM EST Accepted by SEC EDGAR 11/05/2026 - 05:43 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Sportsman's Warehouse Holdings, Inc. (SPWH) President and CEO Paul Stone had 47,674 shares withheld by the issuer on November 1, 2026, to satisfy tax-withholding obligations tied to vesting of previously granted restricted stock units. The reported price was $1.06 per share; his reported post-transaction position was 1,348,219 shares, including restricted stock units scheduled to vest subject to continued employment.

Insider Trade Summary

Tax Withholding: 47,674 shares

Tax Withholding 1 txn

Insider Stone Paul

Role PRESIDENT AND CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	47,674	$1.06	$51K

Holdings After Transaction: Common Stock — 1,348,219 shares (Direct)

Holdings Before and After: Common Stock, 1,395,893 to 1,348,219 shares (Direct)

Footnotes (2)

1. F1. Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.
2. F2. Includes (i) 134,844 restricted stock units scheduled to vest on April 1, 2027, (ii) 41,537 restricted stock units scheduled to vest on May 1, 2027, (iii) 133,333 restricted stock units scheduled to vest in two substantially equal installments on March 26, 2027 and March 26, 2028, and (iv) 434,783 restricted stock units scheduled to vest in three substantially equal installments on March 25, 2027, March 25, 2028, and March 25, 2029, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Key Figures

Shares withheld: 47,674 shares Reported price: $1.06 per share Post-transaction position: 1,348,219 shares +4 more

7 metrics

Shares withheld 47,674 shares November 1, 2026; tax withholding related to vesting of previously granted restricted stock units

Reported price $1.06 per share November 1, 2026 transaction

Post-transaction position 1,348,219 shares Includes restricted stock units scheduled to vest

Scheduled RSUs 134,844 restricted stock units Scheduled to vest April 1, 2027, subject to continued employment

Scheduled RSUs 41,537 restricted stock units Scheduled to vest May 1, 2027, subject to continued employment

Scheduled RSUs 133,333 restricted stock units Scheduled to vest in two substantially equal installments on March 26, 2027 and March 26, 2028, subject to continued employment

Scheduled RSUs 434,783 restricted stock units Scheduled to vest in three substantially equal installments on March 25, 2027, March 25, 2028, and March 25, 2029, subject to continued employment

Key Terms

restricted stock units, Rule 16b-3, tax withholding obligations

3 terms

restricted stock units technical

"vesting of restricted stock units previously granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"in accordance with Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

tax withholding obligations financial

"to satisfy tax withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SPWH shares were withheld from Paul Stone?

The issuer withheld 47,674 shares on November 1, 2026, to satisfy tax-withholding obligations related to vesting of previously granted restricted stock units. The reported price was $1.06 per share, and his reported post-transaction position was 1,348,219 shares. No Rule 10b5-1 plan is reported.

What RSUs are included in Paul Stone's reported SPWH position?

The reported position includes 134,844 RSUs scheduled to vest April 1, 2027; 41,537 RSUs scheduled to vest May 1, 2027; 133,333 RSUs scheduled to vest in two substantially equal installments on March 26, 2027 and March 26, 2028; and 434,783 RSUs scheduled to vest in three substantially equal installments on March 25, 2027, March 25, 2028, and March 25, 2029. Vesting is subject to continued employment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stone Paul

(Last) (First) (Middle)

C/O SPORTSMAN'S WAREHOUSE HOLDINGS,

1475 WEST 9000 SOUTH SUITE A

(Street)

WEST JORDAN UTAH 84088

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. [ SPWH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT AND CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/01/2026		F		47,674(1)	D	$1.06	1,348,219(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

2. Includes (i) 134,844 restricted stock units scheduled to vest on April 1, 2027, (ii) 41,537 restricted stock units scheduled to vest on May 1, 2027, (iii) 133,333 restricted stock units scheduled to vest in two substantially equal installments on March 26, 2027 and March 26, 2028, and (iv) 434,783 restricted stock units scheduled to vest in three substantially equal installments on March 25, 2027, March 25, 2028, and March 25, 2029, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

	/s/ Jennifer Fall Jun, Attorney-in-Fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)