SunPower director Bernard Gutmann files Form 3

SunPower Inc. filed an initial Form 3 for director Bernard Gutmann.

Accepted by SEC EDGAR 05/15/2026 - 09:06 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SunPower Inc. filed an initial Form 3 for director Bernard Gutmann. This filing establishes his status as a reporting person under SEC rules but shows no reported transactions, holdings, or derivative positions in the data provided.

Key Terms

Form 3, reporting person, ten percent owner

3 terms

Form 3 regulatory

"SunPower Inc. filed an initial Form 3 for director Bernard Gutmann."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"This filing establishes his status as a reporting person under SEC rules"

ten percent owner financial

"is_ten_percent_owner": 0"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SunPower (SPWR) Form 3 for Bernard Gutmann show?

The Form 3 identifies Bernard Gutmann as a director and reporting person at SunPower. It reports no transactions, holdings, or derivative positions in the provided data, serving mainly as an initial ownership compliance filing under SEC rules.

Does the SPWR Form 3 for Bernard Gutmann report any share purchases or sales?

No, the Form 3 data shows no buy or sell transactions for Bernard Gutmann. All transaction counts, including buys, sells, exercises, gifts, and restructurings, are listed as zero in the transaction summary section of the filing.

Are any stock options or derivatives reported for Bernard Gutmann in SunPower’s Form 3?

No derivative positions are reported for Bernard Gutmann. The derivative summary section is empty, and the transaction summary shows zero derivative transactions and zero exercise shares, indicating no options or similar instruments in this dataset.

Is Bernard Gutmann a ten percent owner of SunPower according to this Form 3?

No, Bernard Gutmann is not classified as a ten percent owner in this Form 3. The filing flags him as a director, while the ten percent owner indicator is set to zero, meaning that status does not apply based on the provided information.

What is the purpose of SunPower filing this Form 3 for Bernard Gutmann?

The Form 3 formally registers Bernard Gutmann as a SunPower director subject to SEC insider reporting. It initiates his disclosure obligations for future transactions, even though this specific filing does not list any current holdings or trades in SunPower securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

GUTMANN BERNARD

(Last) (First) (Middle)

C/O SUNPOWER INC.

1403 N. RESEARCH WAY

(Street)

OREM UTAH 84097

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2026

3. Issuer Name and Ticker or Trading Symbol
SunPower Inc. [ SPWR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney.

No securities are beneficially owned.

	/s/ Michael Penney, attorney-in-fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)