STOCK TITAN

Sequans (SQNS) director lists multiple long-dated warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Richard N. Nottenburg, a director of Sequans Communications, reports beneficial ownership of several series of warrants on the company’s ordinary shares. The positions include warrants exercisable into 36,000 ordinary shares at an exercise price of 1.5100 per share, 180,000 shares at 0.5400, and 140,000 shares at 1.4900, among other series with expirations between 2026 and 2035. A footnote explains that each American Depositary Share represents 100 ordinary shares, and the stated exercise price is quoted per ordinary share.

Positive

  • None.

Negative

  • None.
Insider Nottenburg Richard N
Role Director
Type Security Shares Price Value
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
holding Warrants -- -- --
Holdings After Transaction: Warrants — 36,000 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Nottenburg Richard N

(Last)(First)(Middle)
15-55 BOULEVARD CHARLES DE GAULLE

(Street)
COLOMBES92700

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
SEQUANS COMMUNICATIONS [ SQNS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants06/29/202306/29/2030Ordinary Shares36,000$1.51(1)D
Warrants06/27/202406/27/2033Ordinary Shares180,000$0.54(1)D
Warrants06/25/202206/25/2031Ordinary Shares140,000$1.49(1)D
Warrants06/24/202306/24/2032Ordinary Shares140,000$0.65(1)D
Warrants06/30/202606/30/2035Ordinary Shares360,000$0.15(1)D
Warrants06/29/201906/29/2026Ordinary Shares40,000$1.86(1)D
Warrants07/02/202107/02/2028Ordinary Shares30,000$2.04(1)D
Warrants07/01/202207/01/2029Ordinary Shares36,000$2.89(1)D
Warrants06/28/202506/28/2034Ordinary Shares360,000$0.13(1)D
Warrants07/03/202007/03/2027Ordinary Shares30,000$3.31(1)D
Explanation of Responses:
1. Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share
Remarks:
/S/Deborah A. Choate, Attorney-in-Fact for Richard N. Nottenburg03/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Richard Nottenburg’s Form 3 for SQNS disclose?

It discloses that director Richard N. Nottenburg beneficially owns multiple warrant positions on Sequans Communications’ ordinary shares, each with specified exercise prices, share amounts, and expiration dates, providing a detailed view of his derivative-based exposure to the company’s equity.

What types of securities does Richard Nottenburg hold in Sequans Communications (SQNS)?

He holds several series of warrants over Sequans Communications’ ordinary shares. Each series has its own exercise price, number of underlying ordinary shares, and expiration date, creating a structured derivative position rather than direct ownership of the underlying stock at this time.

What are some key warrant terms reported in SQNS director Richard Nottenburg’s holdings?

Key terms include warrants exercisable into 36,000 ordinary shares at an exercise price of 1.5100 per share and 180,000 ordinary shares at 0.5400 per share, alongside other series with expirations ranging from 2026 through 2035, reflecting long-dated derivative exposure.

How do Sequans Communications (SQNS) ordinary shares relate to its American Depositary Shares?

A footnote states that each American Depositary Share of Sequans Communications represents 100 ordinary shares. The warrant exercise prices disclosed, such as 0.5400 or 1.5100, are quoted on a per-ordinary-share basis rather than per American Depositary Share.

Does Richard Nottenburg’s SQNS Form 3 show any recent buying or selling activity?

The data presented reflects holding entries only, showing warrant positions and their terms without recording any explicit buy or sell transactions. Transaction counts for purchases, sales, exercises, gifts, or restructurings are all listed as zero in the summary.