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SR Bancorp (SRBK) EVP Neil Viotto reports share sale and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

SR Bancorp, Inc. executive Neil C. Viotto, EVP and COO, reported a disposition of 882 shares of common stock on January 29, 2026 at $16.64 per share. After this transaction, he directly holds 18,134 common shares, including restricted stock that vests 20% per year starting January 29, 2026 and December 17, 2026.

Viotto also reports indirect ownership of 10,400 common shares through an IRA, 605 shares through a 401(k), and 1,844 shares through an ESOP. In addition, he holds stock options for 23,770 shares at $12.50 and 23,770 shares at $16.55, each vesting 20% annually from January 29, 2026 and December 17, 2026, respectively, and expiring in 2035.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Viotto Neil C

(Last) (First) (Middle)
220 WEST UNION AVENUE

(Street)
BOUND BROOK NJ 08805

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SR Bancorp, Inc. [ SRBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and COO
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2026 F 882 D $16.64 18,134(1)(2) D
Common Stock 10,400 I By IRA
Common Stock 605 I By 401(k)
Common Stock 1,844 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $16.55 12/17/2026 12/17/2035 Common Stock 23,770(4) 23,770(4) D
Stock Options $12.5 01/29/2026 01/29/2035 Common Stock 23,770(3) 23,770(3) D
Explanation of Responses:
1. Includes shares of restricted stock which vest at a rate of 20% per year commencing on January 29, 2026.
2. Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 17, 2026.
3. Stock options vest at a rate of 20% per year commencing on January 29, 2026.
4. Stock options vest at a rate of 20% per year commencing on December 17, 2026.
/s/ Christopher J. Pribula, pursuant to power of attorney 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SR Bancorp (SRBK) report for Neil C. Viotto?

SR Bancorp EVP and COO Neil C. Viotto reported disposing of 882 shares of common stock on January 29, 2026 at $16.64 per share. This adjusted his directly held position while leaving substantial direct, indirect, and option-based holdings in place.

How many SR Bancorp (SRBK) shares does Neil C. Viotto own after the Form 4 filing?

After the reported transaction, Neil C. Viotto directly owns 18,134 SR Bancorp common shares. He also holds 10,400 shares via an IRA, 605 via a 401(k), and 1,844 via an ESOP, reflecting a mix of direct and indirect beneficial ownership.

What stock options in SR Bancorp (SRBK) does Neil C. Viotto hold?

Neil C. Viotto holds options on 23,770 SR Bancorp shares at $12.50 and another 23,770 shares at $16.55. These options vest 20% per year from January 29, 2026 and December 17, 2026, respectively, and are scheduled to expire in 2035.

When do Neil C. Viotto’s SR Bancorp (SRBK) restricted shares vest?

His restricted SR Bancorp common shares vest at 20% per year starting January 29, 2026 and December 17, 2026. This creates a multi-year vesting schedule that gradually converts restricted awards into fully vested common stock over time.

What indirect SR Bancorp (SRBK) holdings does Neil C. Viotto report?

Neil C. Viotto reports indirect ownership of 10,400 SR Bancorp common shares through an IRA, 605 shares through a 401(k) plan, and 1,844 shares through an ESOP. These indirect positions supplement his directly held and restricted share holdings.

What is transaction code F in Neil C. Viotto’s SR Bancorp (SRBK) Form 4?

In this Form 4, transaction code F is associated with the disposition of 882 SR Bancorp common shares at $16.64 per share. The code identifies the nature of the transaction as reported, alongside the resulting post-transaction share balance.
SR Bancorp Inc

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Banks - Regional
Savings Institutions, Not Federally Chartered
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United States
BOUND BROOK