Sempra (NYSE: SRE) EVP Caroline Winn logs stock acquisitions and disposals

(Moderate)

(Negative)

Form Type

Rhea-AI Filing Summary

Sempra Executive Vice President Caroline A. Winn reported multiple transactions in Sempra common stock dated January 27, 2026. She acquired 1,902.63 shares and 2,623.43 shares at a price of $0 per share, increasing her direct holdings. A separate transaction with code F disposed of 1,575.06 shares at $87.11 per share, typically reflecting shares withheld to cover obligations, leaving her with 34,303.22 directly owned shares. In addition, she indirectly holds 11,242.64 shares through a 401(k) savings plan as of January 27, 2026.

Insider Trade Summary

Net Buyer: 2,951 shares

Net Buy 4 txns

Insider Winn Caroline Ann

Role Executive Vice President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,902.63	$0.00	$0.00
Grant/Award	Common Stock	2,623.43	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,575.06	$87.11	$137K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 34,303.22 shares (Direct); Common Stock — 11,242.64 shares (Indirect, 401(k) savings plan (01/27/2026))

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/28/2026 - 09:29 PM

FAQ

What insider activity did Sempra (SRE) report for Caroline A. Winn?

Sempra reported that Executive Vice President Caroline A. Winn recorded multiple Form 4 transactions on January 27, 2026. These included stock acquisitions at $0 per share and a disposition coded F, updating her direct and indirect ownership positions in Sempra common stock.

How many Sempra (SRE) shares does Caroline A. Winn own after the Form 4?

After the reported transactions, Caroline A. Winn directly owns 34,303.22 shares of Sempra common stock. She also has an indirect position of 11,242.64 shares held through a 401(k) savings plan as of January 27, 2026, according to the filing.

What stock acquisitions were reported for Sempra EVP Caroline A. Winn?

The filing shows Caroline A. Winn acquired 1,902.63 Sempra common shares and 2,623.43 additional shares on January 27, 2026. Both transactions used code A and were reported at a price of $0 per share, increasing her directly held Sempra stock balance.

What does the transaction coded F mean in the Sempra (SRE) Form 4?

The Form 4 includes a transaction coded F, disposing of 1,575.06 Sempra common shares at $87.11 per share. Code F typically indicates shares withheld or disposed to satisfy obligations related to equity awards, though only the code and pricing details are stated here.

How many Sempra (SRE) shares does Caroline A. Winn hold in her 401(k)?

Caroline A. Winn indirectly holds 11,242.64 Sempra common shares through a 401(k) savings plan. This indirect ownership is reported separately from her directly held shares and is stated as of January 27, 2026, in the Form 4 filing.

What is Caroline A. Winn’s role at Sempra (SRE) in this Form 4?

In the Form 4, Caroline A. Winn is identified as an officer of Sempra with the title Executive Vice President. The filing clarifies she is not reported as a director or 10% owner, and the transactions reflect her beneficial ownership in Sempra common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winn Caroline Ann

(Last)

(First)

(Middle)

488 8TH AVENUE

(Street)

SAN DIEGO

92101

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/27/2026		A		1,902.63	A	$0	33,254.85	D
Common Stock	01/27/2026		A		2,623.43	A	$0	35,878.28	D
Common Stock	01/27/2026		F		1,575.06	D	$87.11	34,303.22	D
Common Stock								11,242.64	I	401(k) savings plan (01/27/2026)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

Remarks:

	CAROLINE A. WINN BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR