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Sempra (SRE) director Cynthia J. Warner reports new phantom stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sempra director reports phantom stock award as compensation

Cynthia J. Warner, a director of Sempra (SRE), reported receiving 323.26 phantom shares of Sempra common stock on 01/02/2026 as director compensation. These phantom shares are a derivative security tied 1-for-1 to Sempra common stock and are priced at $89.71 per phantom share. Following this transaction, she holds 13,140.67 phantom shares directly. This total includes 1,892.82 unvested restricted phantom shares that may be forfeited if her service as a director ends before vesting, except in cases of death, disability or removal without cause.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARNER CYNTHIA J

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares(1) (2) 01/02/2026 A 323.26 (3) (4) Common Stock 323.26 $89.71 13,140.67(5) D
Explanation of Responses:
1. Phantom shares of Sempra Common Stock acquired as director compensation.
2. Conversion of Derivative Security is 1 for 1.
3. Date exercisable is immediate for shares that have vested.
4. Expiration date is Not Applicable.
5. Total includes 1,892.82 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
Remarks:
CYNTHIA J. WARNER BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sempra (SRE) disclose for Cynthia J. Warner?

Sempra disclosed that director Cynthia J. Warner acquired 323.26 phantom shares of Sempra common stock on 01/02/2026 as part of her director compensation.

What are the key terms of the phantom shares reported by Sempra (SRE)?

The filing states that the phantom shares have a 1-for-1 conversion into Sempra common stock, are priced at $89.71 per share, and that the date exercisable is immediate for shares that have vested.

How many phantom shares does the Sempra (SRE) director own after the transaction?

After the reported transaction, Cynthia J. Warner beneficially owns 13,140.67 phantom shares of Sempra common stock directly.

How many of the Sempra (SRE) phantom shares are still unvested and at risk of forfeiture?

The total phantom share balance includes 1,892.82 unvested restricted phantom shares that are subject to forfeiture if her service as a director ends before vesting, other than for death, disability or removal without cause.

What role does Cynthia J. Warner hold at Sempra (SRE) in this filing?

The filing identifies Cynthia J. Warner as a director of Sempra and indicates that the Form 4 is filed by one reporting person.

Is the Sempra (SRE) phantom stock transaction a direct or indirect holding?

The phantom shares reported, including the newly acquired 323.26 shares, are held with direct (D) ownership.

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