STOCK TITAN

Pre-set plan leads Sempra (NYSE: SRE) CFO to sell 4,872 shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Sempra Executive VP and CFO Karen L. Sedgwick reported open-market sales of a total of 4,872 shares of Sempra common stock on March 9, 2026. The shares were sold in three tranches at weighted average prices of $91.36, $92.61, and $93.52 per share.

These transactions were executed under a pre-arranged Rule 10b5-1(c) trading plan established on August 19, 2025. Following the sales, Sedgwick directly holds 39,028.55 shares of Sempra common stock and indirectly holds 154.69 shares through a 401(k) savings plan as of the same date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sedgwick Karen L

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 S(1) 987 D $91.36(2) 42,913.55 D
Common Stock 03/09/2026 S(1) 2,699 D $92.61(3) 40,214.55 D
Common Stock 03/09/2026 S(1) 1,186 D $93.52(4) 39,028.55 D
Common Stock 154.69 I 401(k) savings plan (03/09/2026)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of common stock reflected in this Form 4 were sold in accordance with a written instruction and plan for trading securities established by Ms. Sedgwick on August 19, 2025 pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
2. Weighted average of sale prices. Actual prices range from $91.00 to $91.71. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
3. Weighted average of sale prices. Actual prices range from $92.04 to $93.02. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
4. Weighted average of sale prices. Actual prices range from $93.32 to $93.72. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
Remarks:
KAREN L. SEDGWICK BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Sempra (SRE) shares did CFO Karen Sedgwick sell?

Karen L. Sedgwick sold 4,872 Sempra common shares. The Form 4 shows three open-market sales on March 9, 2026, totaling 987, 2,699, and 1,186 shares, respectively, all categorized as non-derivative transactions in Sempra common stock.

At what prices were the Sempra (SRE) CFO’s shares sold?

The reported weighted average sale prices were $91.36, $92.61, and $93.52 per share. Footnotes explain these are averages, with actual transaction prices ranging from $91.00–$91.71, $92.04–$93.02, and $93.32–$93.72, respectively, across the three sale tranches.

How many Sempra (SRE) shares does Karen Sedgwick own after these sales?

After the reported sales, Sedgwick directly owns 39,028.55 Sempra shares. The Form 4 also lists an additional 154.69 shares held indirectly through a 401(k) savings plan as of March 9, 2026, classified as indirect ownership.

Were the Sempra (SRE) CFO’s stock sales made under a Rule 10b5-1 plan?

Yes, the sales were executed under a Rule 10b5-1(c) trading plan. A footnote states the common stock sales were made pursuant to a written instruction and trading plan established by Ms. Sedgwick on August 19, 2025, under the Securities Exchange Act of 1934.

What type of transactions are reported in this Sempra (SRE) Form 4?

The Form 4 reports three open-market sales of common stock. Each is coded “S” as a non-derivative transaction described as a sale in open market or private transaction, plus one entry updating indirect holdings in a 401(k) savings plan without a buy or sell code.

How is Karen Sedgwick’s 401(k) ownership in Sempra (SRE) stock reported?

The 401(k) position is reported as indirect ownership of 154.69 shares. It is labeled as a “401(k) savings plan (03/09/2026)” with ownership type marked indirect, separate from her directly held 39,028.55 Sempra common shares after the sales.
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