Pre-set plan leads Sempra (NYSE: SRE) CFO to sell 4,872 shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Sempra Executive VP and CFO Karen L. Sedgwick reported open-market sales of a total of 4,872 shares of Sempra common stock on March 9, 2026. The shares were sold in three tranches at weighted average prices of $91.36, $92.61, and $93.52 per share.
These transactions were executed under a pre-arranged Rule 10b5-1(c) trading plan established on August 19, 2025. Following the sales, Sedgwick directly holds 39,028.55 shares of Sempra common stock and indirectly holds 154.69 shares through a 401(k) savings plan as of the same date.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 4,872 shares ($451,041)
Net Sell
4 txns
Insider
Sedgwick Karen L
Role
Executive VP and CFO
Sold
4,872 shs ($451K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 987 | $91.36 | $90K |
| Sale | Common Stock | 2,699 | $92.61 | $250K |
| Sale | Common Stock | 1,186 | $93.52 | $111K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 42,913.55 shares (Direct);
Common Stock — 154.69 shares (Indirect, 401(k) savings plan (03/09/2026))
Footnotes (1)
- The shares of common stock reflected in this Form 4 were sold in accordance with a written instruction and plan for trading securities established by Ms. Sedgwick on August 19, 2025 pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934. Weighted average of sale prices. Actual prices range from $91.00 to $91.71. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra. Weighted average of sale prices. Actual prices range from $92.04 to $93.02. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra. Weighted average of sale prices. Actual prices range from $93.32 to $93.72. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
FAQ
Were the Sempra (SRE) CFO’s stock sales made under a Rule 10b5-1 plan?
Yes, the sales were executed under a Rule 10b5-1(c) trading plan. A footnote states the common stock sales were made pursuant to a written instruction and trading plan established by Ms. Sedgwick on August 19, 2025, under the Securities Exchange Act of 1934.
What type of transactions are reported in this Sempra (SRE) Form 4?
The Form 4 reports three open-market sales of common stock. Each is coded “S” as a non-derivative transaction described as a sale in open market or private transaction, plus one entry updating indirect holdings in a 401(k) savings plan without a buy or sell code.
How is Karen Sedgwick’s 401(k) ownership in Sempra (SRE) stock reported?
The 401(k) position is reported as indirect ownership of 154.69 shares. It is labeled as a “401(k) savings plan (03/09/2026)” with ownership type marked indirect, separate from her directly held 39,028.55 Sempra common shares after the sales.