STOCK TITAN

Sempra (SRE) EVP Caroline Winn sells 8,000 shares, retains over 44K

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Sempra Executive Vice President Caroline Ann Winn reported open-market sales of 8,000 shares of Sempra common stock on June 17, 2026. She sold 7,900 shares at a weighted average price of $90.56 and 100 shares at $89.85. After these sales, she directly holds 33,063.81 shares and indirectly holds 11,320.04 shares through a 401(k) savings plan as of June 16, 2026.

Positive

  • None.

Negative

  • None.
Insider Winn Caroline Ann
Role Executive Vice President
Sold 8,000 shs ($724K)
Type Security Shares Price Value
Sale Common Stock 100 $89.85 $9K
Sale Common Stock 7,900 $90.56 $715K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 33,063.81 shares (Direct, null); Common Stock — 11,320.04 shares (Indirect, 401(k) savings plan (06/16/2026))
Footnotes (1)
  1. [object Object]
Shares sold 7,900 shares Open-market sale at weighted average price on June 17, 2026
Additional shares sold 100 shares Open-market sale at $89.85 on June 17, 2026
Total shares sold 8,000 shares Net open-market sales reported in Form 4
Weighted average sale price $90.56 per share For 7,900-share transaction; trades ranged $90.00–$90.96
Direct holdings after transaction 33,063.81 shares Common stock directly held after June 17, 2026 sales
Indirect 401(k) holdings 11,320.04 shares Common stock in 401(k) savings plan as of June 16, 2026
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average of sale prices financial
"Weighted average of sale prices. Actual prices range from $90.00 to $90.96."
401(k) savings plan financial
"nature_of_ownership: 401(k) savings plan (06/16/2026)"
A 401(k) savings plan is an employer-sponsored retirement account that lets employees set aside a portion of their paycheck on a tax-advantaged basis, often with employer matching contributions that act like free additional savings. It matters to investors because matching, tax-deferred growth and investment choices can significantly boost long-term wealth—while plan rules or heavy concentration in a single company’s stock can increase an employee’s financial exposure to that company.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winn Caroline Ann

(Last)(First)(Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CALIFORNIA 92101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026S100D$89.8533,063.81D
Common Stock06/17/2026S(1)7,900D$90.5625,163.81D
Common Stock11,320.04I401(k) savings plan (06/16/2026)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Weighted average of sale prices. Actual prices range from $90.00 to $90.96. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
Remarks:
CAROLINE A. WINN BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Sempra (SRE) report for Caroline Ann Winn?

Sempra Executive Vice President Caroline Ann Winn reported selling 8,000 shares of common stock in open-market transactions. The sales occurred on June 17, 2026 and were disclosed in a Form 4 insider trading report filed with the Securities and Exchange Commission.

How many Sempra (SRE) shares did Caroline Ann Winn sell and at what prices?

Caroline Ann Winn sold 7,900 Sempra shares at a weighted average price of $90.56 and an additional 100 shares at $89.85. The weighted average reflects multiple individual trades between $90.00 and $90.96, as disclosed in the Form 4 footnote.

How many Sempra (SRE) shares does Caroline Ann Winn hold after the Form 4 sales?

After the reported sales, Caroline Ann Winn directly holds 33,063.81 shares of Sempra common stock. She also indirectly holds 11,320.04 shares through a 401(k) savings plan as of June 16, 2026, according to the Form 4 filing.

What does the weighted average sale price mean in the Sempra (SRE) Form 4?

The weighted average price of $90.56 means multiple trades were executed between $90.00 and $90.96, averaged by share volume. The Form 4 notes that detailed breakdowns of shares sold at each price level are available to the SEC staff, Sempra, or any security holder upon request.

Is Caroline Ann Winn’s 401(k) position in Sempra (SRE) stock disclosed?

Yes. The Form 4 shows an indirect holding of 11,320.04 Sempra common shares in a 401(k) savings plan as of June 16, 2026. This is separate from her directly held 33,063.81 shares following the June 17, 2026 open-market sales.