Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
SURF AIR MOBILITY INC. amendment reports beneficial ownership by reporting persons of 6,663,920 shares of Common Stock, representing 9.99% of the class based on 63,223,450 shares outstanding as of
The filing notes that as part of financing transactions closed on
Palantir Technologies Inc. reported its ownership position in Surf Air Mobility Inc., stating beneficial ownership of 5,947,882 shares of common stock as of December 31, 2025. This represents 9.4% of Surf Air’s common stock, based on 63,223,450 shares outstanding as of November 20, 2025.
Palantir has sole power to vote and dispose of these 5,947,882 shares and no shared voting or dispositive power. It also certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of Surf Air Mobility.
Surf Air Mobility Inc. major shareholder Liam Fayed reports beneficial ownership of 6,663,920 common shares, representing 9.99% of the class. This total includes 306,083 shares held directly and 6,357,837 shares held through affiliated entity LamVen LLC.
LamVen participated in financing transactions that closed on November 12, 2025, acquiring 1,506,024 shares and receiving a 2025 warrant to purchase an additional 1,506,024 shares. The 2025 warrant contains a 9.99% beneficial ownership cap tied to outstanding common stock, limiting further exercises. The filing is based on 63,223,450 shares outstanding as of November 20, 2025 and certifies that the holdings are not for the purpose of influencing control.
Hudson Bay Capital Management LP and Sander Gerber report passive beneficial ownership of Surf Air Mobility Inc. common stock. They report beneficial ownership of 7,776,928 shares of common stock, representing 9.99% of the class, including 7,776,924 shares issuable upon exercise of warrants and/or conversion of convertible notes.
The percentage is based on 70,070,206 shares outstanding, which combines 63,223,450 shares outstanding as of November 20, 2025 and additional shares issued upon conversion of convertible notes, and assumes further issuances subject to a 9.99% beneficial ownership blocker. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Surf Air Mobility.
Surf Air Mobility Inc.'s Chief Executive Officer, Deanna White, reported the acquisition of 303,250 shares of common stock on 12/30/2025. The filing explains this represents restricted stock units (RSUs), each giving the right to receive one share of common stock, and states that the RSUs were fully vested as of the grant date. The transaction price is listed as $0 per share, indicating an equity award rather than an open-market purchase. Following this grant, Deanna White beneficially owns 503,250 shares of Surf Air Mobility common stock in direct ownership.
Surf Air Mobility Inc. is registering 3,975,901 shares of common stock issuable upon exercise of outstanding warrants.
Each warrant is exercisable at $3.32 per share and expires on the second anniversary of its November 12, 2025 issuance. If all warrants are exercised for cash, Surf Air Mobility would receive approximately $13.2 million, which it expects to use for repayment of indebtedness and general corporate purposes. Common stock outstanding was 63,223,450 shares as of November 20, 2025, so full warrant exercise would increase the share count and dilute existing holders.
The last reported NYSE price of the stock was $2.07 per share on November 21, 2025, below the warrant exercise price, and the supplement highlights that investors exercising warrants face immediate dilution because the effective offering price is substantially higher than the company’s net tangible book value per share.
Surf Air Mobility Inc. reported that on November 20, 2025 it received notice from the New York Stock Exchange that it has regained compliance with the NYSE’s quantitative continued listing standard. The NYSE confirmed that the company now meets the minimum market capitalization and stockholders’ equity requirements under Section 802.01B of the NYSE Listed Company Manual.
This cures the company’s prior non-compliance, which arose after a notice on May 20, 2024 that it had failed to maintain an average market capitalization of at least $50 million over a 30-day trading period and stockholders’ equity of at least $50 million. With this change, the company’s common stock continues to trade on the NYSE under the symbol SRFM.
Park Lane Investments, LLC reported beneficial ownership of 6,368,044 shares of Surf Air Mobility Inc. common stock, representing 9.99% of the outstanding class. This stake reflects financing transactions that closed on November 12, 2025, when Park Lane acquired 3,531,024 shares and received a warrant to purchase an additional 1,506,024 shares. The warrant includes a 9.99% ownership cap, limiting how many warrant shares can be exercised at any time. The reported ownership percentage is based on 62,593,428 Surf Air Mobility shares outstanding as of November 12, 2025, plus 1,150,757 warrant shares that were then exercisable.
Surf Air Mobility Inc. has filed an amended mixed shelf registration statement covering up to $100,000,000 of primary securities, including common stock, preferred stock, debt securities and warrants, and up to 23,990,096 shares of common stock. This includes 4,487,084 existing shares held by a selling stockholder and up to 19,503,012 shares issuable upon conversion or redemption of a new senior secured convertible note. The note has $74.0 million principal, matures in 2028, and can convert at an initial price of about $3.98 per share, with mandatory and holder‑driven redemption features that may be settled in stock. The company’s common stock trades on the NYSE under the symbol SRFM, and as of November 12, 2025 there were 62,593,428 shares outstanding.
Surf Air Mobility Inc. (SRFM) filed a mixed shelf registration allowing primary offerings of common stock, preferred stock, debt and warrants with an aggregate initial offering price of $100,000,000, and the resale of up to 23,990,096 shares of common stock. The resale includes 4,487,084 shares held by a selling stockholder and up to 19,503,012 shares issuable upon conversion of a senior secured convertible note.
The company states it will not receive proceeds from sales by the selling stockholders. On November 12, 2025, the company issued a $74.0 million senior secured convertible note in a private placement, sold at 87.8% for $65.0 million in proceeds before expenses. The note initially converts at 251.0040 shares per $1,000 (about $3.98 per share) and matures on October 31, 2028.
As context, shares outstanding were 62,593,428 as of November 12, 2025. SRFM last reported a share price of $3.04 on November 11, 2025.