Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
Surf Air Mobility (SRFM) launched a preliminary registered direct offering of common stock with accompanying warrants. The warrants are exercisable immediately, carry a two-year term, and are initially cashless, with potential cash exercise if conditions are met. The company also plans to issue common stock to Palantir as consideration under an existing license agreement and expects to deliver up to 900,000 additional shares on an unregistered basis on
Concurrently, SRFM arranged exempt offerings: a private placement of common stock and warrants and senior secured convertible notes due 2028 with
Proceeds are earmarked to fund subsidiaries and repay debt: approximately
Surf Air Mobility Inc. (SRFM) issued preliminary, unaudited results for the quarter ended September 30, 2025. Revenue is expected to exceed the prior guidance range of $27 million to $28.5 million, while Adjusted EBITDA is expected to be within the prior guidance range of $(10) million to $(8.5) million.
The company plans to release complete financial results and host a conference call on November 12, 2025. Management noted these figures may change as the financial reporting process concludes, and a reconciliation of Adjusted EBITDA to net income (loss) will be provided with the full results.
Surf Air Mobility (SRFM) Form 4: Director Shawn Pelsinger reported equity awards on 10/08/2025. Two grants were recorded: 46,667 and 16,685 restricted stock units (RSUs), shown as common stock acquisitions at $0 per unit. Following these transactions, the filing lists 63,352 shares beneficially owned.
Vesting terms: the 46,667 RSUs vest in full on the first anniversary of the grant date, subject to continued service. The 16,685 RSUs vest in full on the first to occur of June 26, 2026 or the day immediately preceding the first annual meeting of stockholders after the grant date, also subject to continued service.
Surf Air Mobility Inc. (SRFM) filed a Form 3 initial statement for a reporting person serving as a Director, stating no securities are beneficially owned.
The date of the event requiring the statement was 10/08/2025. The filing was executed by /s/ Douglas Sugimoto as attorney-in-fact for Shawn Pelsinger, with an accompanying Exhibit 24.1 Power of Attorney, and was signed on 10/20/2025.
Surf Air Mobility Inc. appointed Shawn Pelsinger as a Class A director on its Board of Directors, effective October 8, 2025. He currently serves as Chief Legal Officer and Chief Administrative Officer of Acrisure, a global fintech provider of insurance, reinsurance, payroll, benefits, cybersecurity, and real estate services.
Pelsinger previously spent about ten years at Palantir Technologies, where he served as Global Head of Corporate Development & Senior Counsel and helped establish the strategic relationship between Surf Air Mobility and Palantir in 2021. He also sits on the boards of Palantir Technologies Japan, K.K. and Palantir, Korea, LLC.
Under the Company’s Director Compensation Policy, Pelsinger will receive an initial equity grant of restricted stock units with a target grant date fair value of $231,000 under the Amended and Restated 2023 Equity Incentive Plan, vesting on the one-year anniversary of the grant date, subject to his continued service. He has signed the same form of indemnification agreement used for other directors and has not yet been appointed to any Board committees.
Reporting person: Palantir Technologies Inc. filed a Form 4 regarding its holdings in Surf Air Mobility Inc. (SRFM). The filing states that as of September 8, 2025 the issuer had 44,789,644 shares outstanding and, due to an increase in outstanding shares, the reporting person now beneficially owns 4,461,564 shares. Because this holding represents less than 10% of outstanding shares, the reporting person is no longer subject to Section 16 reporting requirements for transactions on or after that date.
Palantir Technologies Inc. reported beneficial ownership of 4,461,564 shares of Surf Air Mobility Inc. common stock, representing 9.9% of the outstanding class as of September 8, 2025. The percentage is calculated using 44,789,644 shares outstanding provided by the issuer. The filing states the shares were not acquired to change or influence control of the issuer and are held with sole voting and dispositive power by Palantir. The statement is signed by an attorney‑in‑fact for Palantir on September 9, 2025.
Surf Air Mobility Inc. reported that on August 27, 2025, director Tyrone Bland resigned from the company’s board of directors. The company stated that Mr. Bland’s resignation was not due to any disagreement with Surf Air Mobility on its operations, policies, or practices, indicating this is not being presented as a dispute over the company’s direction or governance.
The filing also notes that the company furnished a related press release dated August 29, 2025 as an exhibit, which may provide additional background on the board change.
John J. D'Agostino, a director of Surf Air Mobility Inc. (SRFM), reported a disposition of common stock on 08/26/2025. The Form 4 shows a transaction coded "G" for 6,022 shares at a price listed as $0, and reports 111,547 shares beneficially owned following the transaction. The filing lists the reporting persons address in Hawthorne, California, and the Form 4 was signed by Douglas Sugimoto as attorney-in-fact on 08/28/2025.
Schedule 13G/A disclosure on Surf Air Mobility common stock shows two reporting persons—CVI Investments, Inc. (Cayman) and Heights Capital Management, Inc. (Delaware)—reporting no beneficial ownership. Each reporting person states 0 shares and 0% of the class, and Heights is identified as the investment manager to CVI, potentially holding voting and dispositive power over any CVI-owned shares. Both reporting persons disclaim beneficial ownership except for any pecuniary interest. The filing references a Limited Power of Attorney and a Joint Filing Agreement as exhibits (previously filed), clarifying agency and joint-filing arrangements.
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