Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
Surf Air Mobility Inc. has filed an amended mixed shelf registration statement covering up to $100,000,000 of primary securities, including common stock, preferred stock, debt securities and warrants, and up to 23,990,096 shares of common stock. This includes 4,487,084 existing shares held by a selling stockholder and up to 19,503,012 shares issuable upon conversion or redemption of a new senior secured convertible note. The note has $74.0 million principal, matures in 2028, and can convert at an initial price of about $3.98 per share, with mandatory and holder‑driven redemption features that may be settled in stock. The company’s common stock trades on the NYSE under the symbol SRFM, and as of November 12, 2025 there were 62,593,428 shares outstanding.
Surf Air Mobility Inc. (SRFM) filed a mixed shelf registration allowing primary offerings of common stock, preferred stock, debt and warrants with an aggregate initial offering price of $100,000,000, and the resale of up to 23,990,096 shares of common stock. The resale includes 4,487,084 shares held by a selling stockholder and up to 19,503,012 shares issuable upon conversion of a senior secured convertible note.
The company states it will not receive proceeds from sales by the selling stockholders. On November 12, 2025, the company issued a $74.0 million senior secured convertible note in a private placement, sold at 87.8% for $65.0 million in proceeds before expenses. The note initially converts at 251.0040 shares per $1,000 (about $3.98 per share) and matures on October 31, 2028.
As context, shares outstanding were 62,593,428 as of November 12, 2025. SRFM last reported a share price of $3.04 on November 11, 2025.
Surf Air Mobility Inc. (SRFM) reported Q3 2025 results and raised substantial doubt about its ability to continue as a going concern. Revenue was $29.2 million for the quarter and $80.1 million year-to-date, while the company posted a Q3 net loss of $27.2 million and a nine‑month net loss of $73.7 million. Cash was $7.1 million at September 30, 2025, against total liabilities of $199.3 million and a shareholders’ deficit of $92.6 million.
Management disclosed defaults on certain taxes and debt obligations, including federal excise taxes of $8.9 million and property taxes of approximately $0.8 million, while noting release of prior Los Angeles County aircraft tax liens after payments of $1.0 million. To fund operations, the company received $31.4 million through issuances of common stock (or pre‑funded warrants) and drew $19.0 million under its Share Purchase Agreement with GEM, issuing 5,692,349 shares. Long‑term borrowings include $47.7 million under the Comvest Credit Agreement at SOFR + 5% due in 2028. Shares outstanding were 52,266,051 as of November 7, 2025.
Surf Air Mobility Inc. (SRFM) furnished an 8-K announcing it issued a press release with financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1 and, along with Item 2.02, is furnished and not deemed filed under the Exchange Act.
The company noted the furnished materials are not subject to Section 18 liabilities and will not be incorporated into other filings unless specifically referenced.
Surf Air Mobility (SRFM) entered financing agreements and closed concurrent offerings. The company sold 3,975,901 registered shares with accompanying warrants and 2,048,195 privately placed shares with accompanying warrants at
Net proceeds from the registered and private equity will fund separately capitalized subsidiaries, while note proceeds will repay indebtedness under facilities with Comvest, Partners for Growth and GEM. The notes are initially convertible at
As of
Surf Air Mobility (SRFM) launched a registered direct offering of 3,975,901 common shares at $3.32 per share with accompanying warrants to purchase up to 3,975,901 shares, and is registering the issuance of 1,000,000 shares to Palantir as consideration for services. The warrants are immediately exercisable at $3.32, expire in two years, and start as cashless exercise. The company concurrently arranged exempt offerings of 2,048,195 shares with private placement warrants and senior secured convertible notes due 2028 with $74.0 million principal (sold at 87.8%).
Estimated net proceeds are about $10 million from the registered direct offering, $58.8 million from the notes, and $10 million from the concurrent private placement, with approximately $6.2 million in total offering expenses. The company plans to fund separately capitalized subsidiaries and repay debt, including approximately $50.6 million on a credit agreement, $8.0 million on a convertible note, and $0.5 million on a mandatory convertible security. No cash proceeds are received from the Palantir share issuance.
The notes initially convert at 251.0040 shares per $1,000 principal (about $3.984 per share) and mature on October 31, 2028. Closings for the registered direct and concurrent offerings are contingent on each other. Shares outstanding were 52,266,051 as of November 7, 2025; the company projects 59,290,147 after these transactions, excluding warrant exercises and note conversions.
Surf Air Mobility (SRFM) launched a preliminary registered direct offering of common stock with accompanying warrants. The warrants are exercisable immediately, carry a two-year term, and are initially cashless, with potential cash exercise if conditions are met. The company also plans to issue common stock to Palantir as consideration under an existing license agreement and expects to deliver up to 900,000 additional shares on an unregistered basis on
Concurrently, SRFM arranged exempt offerings: a private placement of common stock and warrants and senior secured convertible notes due 2028 with
Proceeds are earmarked to fund subsidiaries and repay debt: approximately
Surf Air Mobility Inc. (SRFM) issued preliminary, unaudited results for the quarter ended September 30, 2025. Revenue is expected to exceed the prior guidance range of $27 million to $28.5 million, while Adjusted EBITDA is expected to be within the prior guidance range of $(10) million to $(8.5) million.
The company plans to release complete financial results and host a conference call on November 12, 2025. Management noted these figures may change as the financial reporting process concludes, and a reconciliation of Adjusted EBITDA to net income (loss) will be provided with the full results.
Surf Air Mobility (SRFM) Form 4: Director Shawn Pelsinger reported equity awards on 10/08/2025. Two grants were recorded: 46,667 and 16,685 restricted stock units (RSUs), shown as common stock acquisitions at $0 per unit. Following these transactions, the filing lists 63,352 shares beneficially owned.
Vesting terms: the 46,667 RSUs vest in full on the first anniversary of the grant date, subject to continued service. The 16,685 RSUs vest in full on the first to occur of June 26, 2026 or the day immediately preceding the first annual meeting of stockholders after the grant date, also subject to continued service.
Surf Air Mobility Inc. (SRFM) filed a Form 3 initial statement for a reporting person serving as a Director, stating no securities are beneficially owned.
The date of the event requiring the statement was 10/08/2025. The filing was executed by /s/ Douglas Sugimoto as attorney-in-fact for Shawn Pelsinger, with an accompanying Exhibit 24.1 Power of Attorney, and was signed on 10/20/2025.