Welcome to our dedicated page for SURF AIR MOBILITY SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. filings document material events, operating results, financing transactions, governance updates, and listing-status disclosures for a regional air mobility and aviation-technology company. Recent Form 8-K reports furnish quarterly and annual financial results, guidance, and updates related to the company’s scheduled airline, charter, SurfOS software, and electrification activities.
The company’s regulatory disclosures also cover securities purchase agreements, registered direct offerings under a shelf registration statement, private placements of common stock and warrants, senior secured convertible notes, and promissory note arrangements secured by aircraft-related collateral. Other filings address share issuances tied to software-license arrangements, board appointments and compensation matters, and NYSE continued-listing compliance.
Surf Air Mobility Inc. held its 2026 annual stockholders’ meeting, where shareholders elected Class C directors Tyler Painter and Sudhin Shahani, ratified PricewaterhouseCoopers LLP as independent auditor for the year ending December 31, 2026, and approved an amendment authorizing a reverse stock split of common stock at a ratio between 2:1 and 6:1.
As of the May 26, 2026 record date, there were 100,411,448 shares of common stock outstanding. On July 24, 2026, the company received a notice from the NYSE that its average closing share price had been below $1.00 for 30 consecutive trading days, leaving it out of compliance with NYSE Section 802.01C. The shares remain listed, and Surf Air Mobility has a six‑month cure period to restore compliance by achieving a closing price and 30‑day average of at least $1.00, while indicating it intends to regain compliance organically and may, if necessary, use its newly approved reverse split authority.
Surf Air Mobility Inc. closed an exchange of its existing Senior Secured Convertible Note due 2028. A current outstanding principal balance of $46,857,142.89 was exchanged for a new Senior Secured Convertible Note due 2027 with $16,857,142.89 principal and a new Senior Secured Term Note due 2028 with $30,000,000 principal.
The company also corrected a statement in a June 26, 2026 press release about its electric aircraft demonstration program in Hawaiʻi. The press release now clarifies that Surf Air Mobility plans to be the first Part 135 operator to commercialize electric passenger flights for scheduled service and on-demand charter, rather than having already achieved that status.
Palantir Technologies Inc. reported beneficial ownership of 8,248,989 shares of Surf Air Mobility Inc. common stock as of 06/24/2026. Based on 110,994,594 shares outstanding cited in a Prospectus Supplement dated 06/26/2026, this equals 7.4% of the class.
The filing is signed by an attorney-in-fact and includes an Exhibit 24 power of attorney.
Surf Air Mobility Inc. entered into several debt financing transactions that refinance its main convertible note and add new asset-backed funding. The company is exchanging a senior secured convertible note with an outstanding principal of approximately $46.9 million for a new $16.86 million senior secured convertible note due 2027 and a new non-convertible $30 million senior secured term note due 2028.
The new convertible note carries an initial conversion rate of 896.0573 shares per $1,000 (about $1.116 per share), representing 16,186,615 shares issuable upon conversion, and allows monthly partial redemptions of up to $2 million starting August 1, 2026. The new term note begins accruing 12% interest on January 1, 2027 and matures on January 1, 2028. The company also voluntarily reduced the exercise price of existing warrants from $3.32 to $1.12 per share.
Separately, subsidiaries issued senior secured debentures with an aggregate face amount of $21.6 million, including an initial $7 million tranche used to finance Cessna Grand Caravan aircraft and a second $14 million tranche for working capital. These debentures bear 13.5% annual interest, mature on June 30, 2031, include an original issue discount of $600,000, and are secured by aircraft assets. As part of this financing, the company issued warrants for a total of 1,327,941 shares at exercise prices of $1.2555 and $1.6740, and agreed to issue up to 2,500,000 additional warrants to Park Lane in connection with a reimbursement agreement supporting letters of credit.
Surf Air Mobility Inc. filed a prospectus supplement to register the issuance of 4,761,905 shares of its common stock. These shares were issued as non-cash consideration to Palantir Technologies Inc. for license fees and related professional services under an existing software license agreement. The company is using this current report to provide the related legal opinion from Gibson, Dunn & Crutcher LLP as Exhibit 5.1, which is incorporated by reference into the registration statement.
Surf Air Mobility Inc. is registering 4,761,905 shares of common stock to be issued to Palantir Technologies Inc. as consideration under a software license agreement. Delivery of the shares is expected on or about June 24, 2026. The company states it will receive no cash proceeds from the issuance and that the registration satisfies a contractual obligation. The prospectus supplement reports shares outstanding of 106,232,689 as of June 23, 2026 and lists various equity instruments outstanding, including stock options, RSUs, warrants, and reserved plan shares with their counts and exercise price summaries.
Surf Air Mobility Inc. entered into a Master Subscription Agreement with Wheels Up Experience Inc. for its Enterprise BrokerOS aviation software. The agreement runs for an initial two-year term, during which Wheels Up will pay $8.0 million in subscription fees, with an optional third year for an additional $4.2 million, all payable quarterly.
If the option year is exercised, Surf Air Mobility is expected to receive up to $12 million in total subscription fees. The contract includes customary software service-level guarantees and termination rights, and Wheels Up will be the launch customer for the Enterprise BrokerOS product powered by Palantir’s Foundry and Artificial Intelligence Platform.
Surf Air Mobility Inc. is asking stockholders to elect two new Class C directors, ratify PricewaterhouseCoopers LLP as auditor for 2026, and approve a potential reverse stock split. The reverse split, at a ratio between 2:1 and 6:1, may be used within 12 months to help maintain NYSE listing standards and support future strategic and financing flexibility. The meeting will be held virtually on July 24, 2026, for holders of record as of May 26, 2026. The proxy also details 2025 director and executive pay, equity awards, board independence and committee structures, and current ownership levels, including 100,411,448 common shares outstanding.
SURF AIR MOBILITY INC. director Sudhin Shahani reported a bona fide gift of 408,163 shares of Common Stock on June 3, 2026. The shares were transferred to a trust and no payment or consideration was received.
After this gift transfer, Shahani directly holds 74,020 shares of Surf Air Mobility common stock. Because this was a gift and not an open‑market trade, it does not reflect a purchase or sale decision in the market.