Welcome to our dedicated page for SURF AIR MOBILITY SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. filings document material events, operating results, financing transactions, governance updates, and listing-status disclosures for a regional air mobility and aviation-technology company. Recent Form 8-K reports furnish quarterly and annual financial results, guidance, and updates related to the company’s scheduled airline, charter, SurfOS software, and electrification activities.
The company’s regulatory disclosures also cover securities purchase agreements, registered direct offerings under a shelf registration statement, private placements of common stock and warrants, senior secured convertible notes, and promissory note arrangements secured by aircraft-related collateral. Other filings address share issuances tied to software-license arrangements, board appointments and compensation matters, and NYSE continued-listing compliance.
Surf Air Mobility Inc. (Ticker: SRFM) has filed a Form S-8 to register an additional 4,575,255 shares of common stock for issuance under its Amended & Restated 2023 Equity Incentive Plan and Employee Stock Purchase Plan (ESPP).
The newly registered shares consist of:
- 3,500,000 shares approved by shareholders at the 2025 annual meeting
- 846,685 shares added via the plan’s 2025 evergreen increase
- 114,285 shares added via the ESPP’s 2025 evergreen increase
- 114,285 shares added via the ESPP’s 2024 evergreen increase
Surf Air Mobility remains a non-accelerated filer, smaller reporting company, and emerging growth company. The filing is largely administrative, incorporating prior S-8 registrations from July 26 2023 and August 14 2024 and adding required exhibits, legal opinions, and consents.
Key investment takeaway: the additional share pool supports employee retention and incentives but also introduces incremental potential dilution to existing shareholders.
Surf Air Mobility director Edward A. Mady received two grants of restricted stock units (RSUs) on June 26, 2025:
- 62,857 RSUs that were fully vested upon grant, converting immediately to common stock
- 33,724 RSUs that vest on the earlier of the first anniversary of grant or the day before the next annual stockholder meeting, subject to continued service
Following these transactions, Mady directly owns 123,314 shares of common stock. The filing notes that a 1-for-7 reverse stock split occurred on August 19, 2024, which is reflected in the reported share counts. All RSUs convert to common stock on a 1-for-1 basis upon vesting, and were granted at $0 exercise price.
Surf Air Mobility Director Tyler Painter received significant stock awards on June 26, 2025, strengthening his equity position in the company. The transactions included:
- 62,857 RSUs granted and fully vested immediately at $0 exercise price
- 33,724 RSUs granted with vesting conditions: full vesting occurs at earlier of first anniversary or day before next annual stockholder meeting
Following these transactions, Painter's total beneficial ownership consists of 111,547 shares held directly and 182 shares held indirectly through the Tyler and Sonia Painter 2020 Trust. The RSU grants suggest continued alignment between director compensation and shareholder interests, with a mix of immediate and time-based vesting structures.
Surf Air Mobility Inc. (SRFM) – Form 4 Insider Transaction
Director Bruce L. Hack reported two equity awards dated 26 June 2025:
- 62,857 fully-vested restricted stock units (RSUs) granted at $0.00 per share. These shares were immediately settled in common stock.
- 33,724 RSUs granted at $0.00 per share; they will vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately preceding the first annual shareholder meeting following the grant, subject to Mr. Hack’s continued service.
After the two grants, Mr. Hack’s direct beneficial ownership increased from an estimated 77,823 shares to 111,547 shares of SRFM common stock.
The filing references SRFM’s 1-for-7 reverse stock split effected 19 August 2024, which is already reflected in the share counts.
No derivative securities, open-market purchases, or sales were reported. All transactions were coded “A” (acquisition) and carried no cash consideration, indicating routine board compensation rather than a market signal.
Surf Air Mobility director John J. D'Agostino reported two significant restricted stock unit (RSU) acquisitions on June 26, 2025:
- 62,857 RSUs granted and fully vested immediately upon issuance at $0 cost basis
- 33,724 RSUs granted with vesting conditions, exercisable upon either the first anniversary of grant or day before the next annual stockholder meeting
Following these transactions, D'Agostino's total direct beneficial ownership increased to 117,569 shares. The filing notes a previous 1-for-7 reverse stock split executed on August 19, 2024, which is reflected in the reported share counts. The Form 4 was filed through an attorney-in-fact, Douglas Sugimoto, on June 27, 2025.
Surf Air Mobility (NYSE:SRFM) filed an 8-K disclosing 2025 annual meeting results.
- Reverse stock split: Shareholders authorized a split in a 2-for-1 to 5-for-1 range (7.62 M for, 0.38 M against, 2.09 M abstain).
- Equity dilution: The Amended & Restated 2023 Equity Incentive Plan adds 3.5 M shares (>18 % of current outstanding) after receiving 3.21 M votes for versus 0.45 M against.
- Board elections: David Anderman, John D’Agostino and Edward Mady re-elected as Class B directors; votes for ranged 5.48-5.62 M.
- Auditor continuity: PwC ratified for FY-2025 (8.10 M for, 0.02 M against).
- Shares outstanding: 19,279,660 common shares on 28 Apr 2025 record date.
Approval of the reverse split gives the board flexibility to address price compliance, while the expanded equity pool increases potential dilution. No other material changes were reported.
Surf Air Mobility (NASDAQ:SRFM) director Tyler Painter filed a Form 4 revealing the sale of 40,583 common shares on 24-25 Jun 2025 under a Rule 10b5-1 trading plan adopted 20 Dec 2024. Weighted-average prices ranged from $4.00 to $5.00, generating roughly $182 thousand in proceeds.
- Beneficial ownership fell from ≈59,000 to 15,148 shares (14,966 direct; 182 via trust).
- No derivative securities were exercised or reported.
- Sale equates to an estimated ~69 % reduction of the insider’s pre-transaction holdings.
The large percentage reduction—despite modest dollar value—may signal diminished insider conviction, though timing was pre-scheduled.