Stoneridge (NYSE: SRI) grants 20,801 share units to Brazil chief

Rhea-AI Filing Summary

Ferraiolo Caetano Roberto reported acquisition or exercise transactions in this Form 4 filing.

Stoneridge Inc. reported that Caetano Roberto Ferraiolo, President of Stoneridge Brazil, received a grant of 20,801 Share Units under the company’s Long-Term Incentive Plan. Each unit is payable one-for-one in common shares and will vest in three equal annual installments on March 16, 2027, 2028, and 2029, contingent on continued employment. Following this award, he holds 42,545 Share Units and 12,996 common shares directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferraiolo Caetano Roberto

(Last) (First) (Middle)

C/O STONERIDGE, INC.

39675 MACKENZIE DRIVE, SUITE 400

(Street)

NOVI MICHIGAN 48377

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President Stoneridge Brazil

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares, without par value								12,996	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Units	(1)	03/16/2026		A		20,801		(1)	(1)	Common Shares, without par value	20,801	$0	42,545	D

Explanation of Responses:

1. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.

Remarks:

	/s/ Robert M. Loesch, by power of attorney	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Stoneridge (SRI) report for Caetano Roberto Ferraiolo?

Stoneridge reported that Caetano Roberto Ferraiolo received a grant of 20,801 Share Units under the Long-Term Incentive Plan. These units represent stock-based compensation rather than an open-market purchase or sale, and are linked to future delivery of common shares.

How do the new Share Units for Stoneridge (SRI) vest over time?

The 20,801 Share Units vest in three equal annual installments of one-third each on March 16, 2027, March 16, 2028, and March 16, 2029. Vesting is conditional on Caetano Roberto Ferraiolo remaining employed with the company on each vesting date.

What does the Share Units award mean for Stoneridge (SRI) common shares?

Each Share Unit is payable on a one-for-one basis in Stoneridge common shares, without par value. As the units vest, Ferraiolo will receive an equivalent number of common shares, aligning his compensation more closely with the company’s long-term share performance.

How many Share Units does the Stoneridge (SRI) executive hold after this grant?

After receiving the 20,801 Share Units, Caetano Roberto Ferraiolo holds a total of 42,545 Share Units directly. This reflects his accumulated stock-based awards, which are designed to provide long-term incentives tied to Stoneridge’s business and stock performance over several years.

How many Stoneridge (SRI) common shares does the reporting person now own directly?

Following the reported transactions, Caetano Roberto Ferraiolo directly owns 12,996 Stoneridge common shares. This common share position is separate from his 42,545 Share Units, which will convert into additional common shares only as they vest in future years.

Is the Stoneridge (SRI) Form 4 transaction a market buy or sell?

No, the Form 4 shows a grant of 20,801 Share Units as compensation, not a market buy or sell. The award was made at a price of $0.00 under the company’s Long-Term Incentive Plan and will settle in shares as vesting conditions are met.