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SRM Entertainment, Inc. SEC Filings

SRM NASDAQ

Welcome to our dedicated page for SRM Entertainment SEC filings (Ticker: SRM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Trying to untangle SRM Entertainment’s reliance on blockbuster licenses or learn how holiday demand shapes its cash flow? This SEC filings hub brings every disclosure into one place—from a single Form 8-K announcing a new theme-park contract to the 300-page annual report. Our AI instantly converts dense language into clear, actionable insights so you can understand SRM Entertainment annual report 10-K simplified without hours of reading.

Start with the quarterly earnings report 10-Q filing to see how inventory builds ahead of peak park seasons. Need real-time alerts on management moves? Track SRM Entertainment insider trading Form 4 transactions as soon as they hit EDGAR; the dashboard also highlights SRM Entertainment executive stock transactions Form 4 patterns. The proxy statement executive compensation section reveals how royalty milestones shape bonuses, while 8-K material events explained pages flag new licensing deals or customer wins within minutes.

Every document is paired with an AI-powered summary, key financial tables, and contextual links—perfect for investors asking “SRM Entertainment SEC filings explained simply” or “how to read SRM Entertainment earnings report filing analysis.” Use the search bar to locate segment revenue, compare back-to-school inventory swings, or monitor covenant disclosures. Whether you’re screening SRM Entertainment Form 4 insider transactions real-time or validating revenue concentration notes, Stock Titan’s comprehensive coverage and expert commentary keep you ahead of the curve.

Rhea-AI Summary

Douglas O. McKinnon, Chief Financial Officer of SRM Entertainment, exercised 100,000 stock options on June 23, 2025. The transaction details include:

  • Exercise price of $0.56 per share
  • Options were granted under the company's 2024 Equity Incentive Plan
  • Options had an exercise period from May 23, 2025 to May 23, 2030
  • Following the transaction, McKinnon owns 436,388 shares directly
  • Retains 375,000 additional stock options

This Form 4 filing indicates a significant insider transaction where the CFO has converted derivative securities (stock options) into common stock, potentially signaling confidence in the company's prospects. The exercise price of $0.56 suggests these were likely granted as part of executive compensation.

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SRM Entertainment (NASDAQ: SRM) filed a Form 4 on 06/26/2025 disclosing a significant insider sale.

VP of Production Development Deborah Lynn McDaniel-Hand sold 100,000 common shares on 06/23/2025 at $9.41, generating roughly $941 k. Her direct ownership fell to 100,000 shares, a ~50% reduction.

The filing does not indicate use of a Rule 10b5-1 plan, suggesting a discretionary transaction that could influence investor sentiment.

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SRM Entertainment (NASDAQ:SRM) filed a routine Form 4 disclosing CEO Richard A. Miller’s exercise of 200,000 stock options at $0.56 per share, increasing his direct ownership to 800,000 shares. No open-market purchases or sales were reported.

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Form 144 Notice of Proposed Sale filed by SRM Entertainment insider Deborah McDaniel-Hand for the planned sale of 100,000 shares of common stock through First Command Brokerage Services. The proposed sale has an aggregate market value of $941,095.99.

Key details:

  • Shares were originally acquired on August 14, 2023 through IPO share issuance (200,000 shares)
  • Current outstanding shares: 26,547,412
  • Planned execution date: June 23, 2025 on NASDAQ
  • Seller has already sold 100,000 shares for gross proceeds of $941,000 in the past 3 months

The filing indicates the seller has no knowledge of undisclosed material adverse information regarding SRM Entertainment's current and prospective operations.

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SRM Entertainment (NASDAQ:SRM) reported significant insider selling activity by CEO Richard A. Miller. On June 20, 2025, Miller sold a total of 90,000 shares in multiple transactions at prices ranging from $10.25 to $11.95 per share. The transactions reduced Miller's direct holdings from 690,000 to 600,000 shares. The sold shares were previously acquired through stock options exercised on June 17, 2025, under the company's 2023 Equity Incentive Plan.

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Nuveen Winslow Large-Cap Growth ESG ETF (NWLG) — Form NPORT-P

The document submitted to the SEC is a skeletal Form NPORT-P. It contains the required section headings (Part A-General Information, Part B-Fund Data, Items B.1-B.6, etc.), but virtually every quantitative and descriptive field—including total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending details, monthly returns, derivative gains/losses, and share-flow information—is blank. Registrant name, CIK, LEI, address and series identifiers are likewise omitted.

The only definitive disclosure is that the submission is structured as a LIVE electronic filing; all other check-boxes (e.g., final-filing status) remain unmarked, and no contact information is provided. As a result, investors receive no insight into the ETF’s financial position, performance or risk profile for the reported period. The filing appears to be an incomplete or placeholder template rather than a finalized monthly portfolio report.

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On June 19, 2025, SRM Entertainment, Inc. filed a Form 8-K announcing several corporate-governance changes that follow its June 16 securities offering. The Board appointed three new independent directors—Christopher Melton, Zhihong Liu and Zi Yang—to serve on all Board committees. Mr. Melton becomes Audit Committee Chair, Mr. Yang will head the Nominating & Corporate Governance Committee, and Mr. Liu will lead the Compensation Committee. Previously disclosed director Weike Sun was confirmed as Board Chairman. The filing contains no financial results, earnings guidance or transaction details.

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FAQ

What is the current stock price of SRM Entertainment (SRM)?

The current stock price of SRM Entertainment (SRM) is $7.68 as of June 28, 2025.

What is the market cap of SRM Entertainment (SRM)?

The market cap of SRM Entertainment (SRM) is approximately 190.4M.

What is the core business of SRM Entertainment Inc.?

SRM Entertainment Inc. specializes in designing and developing exclusive toys and souvenirs for the theme park and entertainment venue industry. Their products are uniquely crafted for environments where visitor engagement is paramount.

How does SRM Entertainment generate its revenue?

The company earns revenue primarily through custom design programs, exclusive licensing agreements, and the manufacturing of collectible souvenirs that are distributed solely within partner venues.

Which markets and clients does SRM Entertainment primarily serve?

SRM Entertainment’s core client base includes leading theme parks and entertainment venues such as Walt Disney Parks and Resorts, Universal Studios, SeaWorld, and other major amusement attractions.

What makes SRM Entertainment’s products unique?

The uniqueness of their products stems from exclusive design elements, high-quality craftsmanship, and limited availability that is tailored specifically for its partner venues, enhancing the overall visitor experience.

How does SRM ensure quality in its product offerings?

The company maintains high standards of quality through rigorous design and manufacturing processes, ensuring that each item meets both aesthetic and functional expectations for collectors and theme park enthusiasts.

In what ways does SRM Entertainment collaborate with its partners?

SRM Entertainment works closely with entertainment venues to create custom design programs and tailor its product lineup, ensuring that each offering aligns with the brand identity and thematic experiences of its partners.

How does SRM differentiate itself from other souvenir manufacturers?

Its differentiation lies in its focus on exclusive, branded merchandise that is only available at select venues, coupled with a strong emphasis on design innovation and high-quality production.

What are the primary product categories offered by SRM Entertainment?

The company offers a range of themed souvenirs including collectible figurines, custom-designed toys, and limited-edition memorabilia that resonate with specific entertainment experiences.
SRM Entertainment, Inc.

NASDAQ:SRM

SRM Rankings

SRM Stock Data

190.37M
10.75M
52.51%
6.82%
2.89%
Leisure
Games, Toys & Children's Vehicles (no Dolls & Bicycles)
Link
United States
WINTER PARK