Strata Critical Co-CEO corrects tax share withholding
Strata Critical Medical, Inc. director and Co-CEO Melissa M. Tomkiel reported that 29,730 shares of Class A common stock were withheld by the company at $5.87 per share to cover tax obligations from a restricted stock unit vesting.
Rhea-AI Filing Summary
Strata Critical Medical, Inc. director and Co-CEO Melissa M. Tomkiel reported that 29,730 shares of Class A common stock were withheld by the company at $5.87 per share to cover tax obligations from a restricted stock unit vesting. This Form 4/A corrects a prior filing that had mistakenly used a sale code instead of the proper tax-withholding code, while confirming all other details were unchanged. After this tax withholding, she directly holds 1,892,774 shares.
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Insider Trade Summary
Exercise Price or Tax Liability: 29,730 shares
Exercise Price or Tax Liability
1 txn
Insider
Tomkiel Melissa M.
Role
Co-CEO and General Counsel
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Class A common stock, $0.0001 par value per share | 29,730 | $5.87 | $175K |
Holdings After Transaction:
Class A common stock, $0.0001 par value per share — 1,892,774 shares (Direct)
Footnotes (2)
- F1. On June 10, 2026, the reporting person filed a Form 4 (the "Original Form") which inadvertently used the "S" code in Column 3 of Table I in connection with the disposal of certain shares of the Issuer's Class A common stock (the "Shares") on June 8, 2026. The Shares were in fact withheld by the Issuer to satisfy tax withholding obligations in connection a vesting event in a transaction approved in accordance with Rule 16b-3 of the Securities Exchange Act of 1934, as amended. Footnote 1 to the Original Form correctly described the transaction as "shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units." Accordingly, the reporting person is hereby amending the Original Form to correctly show the "F" code in Column 3 of Table I. The information set forth in the Original Form was correct in all other respects.
- F2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.
Key Figures
Shares withheld for tax: 29,730 shares
Withholding price: $5.87 per share
Shares held after transaction: 1,892,774 shares
+1 more
4 metrics
Shares withheld for tax
29,730 shares
Withheld on June 8, 2026 for RSU vesting tax obligations
Withholding price
$5.87 per share
Value used for tax-withholding disposition on June 8, 2026
Shares held after transaction
1,892,774 shares
Direct Class A common stock holdings following the tax withholding
Tax-withholding transactions
1 transaction, 29,730 shares
Reported in transactionSummary as tax withholding (code F)
Key Terms
restricted stock units, Rule 16b-3, tax withholding obligations, Class A common stock
4 terms
restricted stock units financial
"the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"a transaction approved in accordance with Rule 16b-3 of the Securities Exchange Act"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
tax withholding obligations financial
"withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting"
Class A common stock financial
"disposal of certain shares of the Issuer's Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
FAQ
What insider transaction did Strata Critical (SRTA) report for Melissa Tomkiel?
Melissa M. Tomkiel reported 29,730 Class A shares withheld by Strata Critical Medical to cover tax obligations from a restricted stock unit vesting. This was a non-market tax-withholding disposition, not an open-market trade, and it left her with 1,892,774 directly held shares.
Why did Strata Critical (SRTA) file an amended Form 4/A for Melissa Tomkiel?
The amendment corrects a coding error in a prior Form 4 that had used an "S" sale code. The shares were actually withheld by the issuer for tax obligations, so the filing now properly shows an "F" tax-withholding code while keeping all other information unchanged.
Was the Strata Critical (SRTA) insider transaction an open-market sale?
No, the transaction was not an open-market sale. The 29,730 shares were withheld by Strata Critical Medical to satisfy tax obligations from a restricted stock unit vesting event, and the corrected Form 4/A uses the "F" tax-withholding disposition code instead of an "S" sale code.
AI-generated analysis. How Rhea-AI works. Not financial advice.
