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Strata Critical Medical (SRTA) awards 30,913 RSUs to board director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHILIP EDWARD M reported acquisition or exercise transactions in this Form 4 filing.

Strata Critical Medical, Inc. director Philip Edward M received a grant of 30,913 shares of Class A common stock on July 30, 2026, in the form of Restricted Stock Units. The RSUs will be settled in common shares and 100% vest on the date of the company’s 2027 Annual Meeting of Stockholders. Following this equity award, he holds 265,078 shares directly.

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Insider PHILIP EDWARD M
Role Director
Type Security Shares Price Value
Grant/Award Class A common stock, $0.0001 par value per share F1 30,913 $0.00 $0.00
Holdings After Transaction: Class A common stock, $0.0001 par value per share — 265,078 shares (Direct)
Footnotes (1)
  1. F1. Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2027 Annual Meeting of Stockholders.
RSUs granted 30913.0000 shares Grant of Restricted Stock Units to director on 2026-07-30
Shares owned after transaction 265078.0000 shares Total direct holdings of Class A common stock following the grant
Grant price per share 0.0000 Stated price per share for the RSU award
Vesting percentage 100% Portion of RSUs that vest on the 2027 Annual Meeting date
Transaction date 2026-07-30 Date the RSU grant to the director was made
Restricted Stock Units financial
"Represents a grant of Restricted Stock Units ("RSUs"), which will be settled"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Annual Meeting of Stockholders financial
"100% of the RSUs will become vested on the date of the Issuer's 2027 Annual Meeting"
beneficially owns financial
"total_shares_following_transaction": "265078.0000""
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SRTA director Philip Edward M report?

Director Philip Edward M reported a grant of 30,913 Restricted Stock Units, settled in Class A common stock. The award was received at a stated price of $0.00 per share as an equity compensation grant, not an open-market purchase.

When do the newly granted SRTA RSUs to Philip Edward M vest?

The 30,913 RSUs granted to Philip Edward M will become 100% vested on the date of Strata Critical Medical, Inc.’s 2027 Annual Meeting of Stockholders, at which time they will be settled in shares of common stock.

How many SRTA shares does Philip Edward M own after this RSU grant?

After the grant, Philip Edward M beneficially owns 265,078 shares of Strata Critical Medical, Inc. Class A common stock directly. This total includes the effect of the 30,913-share RSU award reported in the transaction.

Was the SRTA RSU grant to Philip Edward M made under a Rule 10b5-1 trading plan?

The transaction is reported as a grant or award of RSUs and is not indicated as being made under a Rule 10b5-1 trading plan. It represents equity compensation rather than automatic trades under a pre-arranged plan.

What type of security was granted to Philip Edward M by SRTA?

Philip Edward M received Restricted Stock Units (RSUs) that will be settled in shares of Strata Critical Medical, Inc. Class A common stock upon vesting. The award covers 30,913 underlying shares at a stated price of $0.00 per share.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PHILIP EDWARD M

(Last)(First)(Middle)
C/O STRATA CRITICAL MEDICAL, INC.
666 THIRD AVENUE, 25TH FLOOR

(Street)
NEW YORK NEW YORK 10017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Strata Critical Medical, Inc. [ SRTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock, $0.0001 par value per share07/30/2026A30,913(1)A$0265,078D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Issuer's common stock upon vesting. 100% of the RSUs will become vested on the date of the Issuer's 2027 Annual Meeting of Stockholders.
Remarks:
/s/ Melissa M. Tomkiel, as attorney-in-fact for Edward M. Philip08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)