SRX Global (NYSE: SRXH) cleared from NYSE American noncompliant issuers list
Rhea-AI Filing Summary
SRX Global Inc. reports that, on July 15, 2026, NYSE American notified the company it is back in compliance with all NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide. The company has resolved the continued listing deficiency related to Section 1003(a)(i) and (ii), which had been cited in an NYSE letter dated October 14, 2025.
According to NYSE Regulation, SRX Global’s compliance indicator “.BC” will no longer be disseminated, and the company will be removed from the NYSE American list of noncompliant issuers on the exchange’s website. SRX describes itself as an AI-driven platform focused on generating long-term shareholder value through investments in high-conviction operating companies and strategic assets.
Positive
- SRX Global regains full NYSE American compliance, resolving Section 1003(a)(i) and (ii) deficiencies and removing its “.BC” noncompliance indicator from exchange dissemination.
Negative
- None.
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8-K Event Classification
Key Figures
Key Terms
continued listing standards regulatory
NYSE American Company Guide regulatory
Section 1003(a)(i) and (ii) regulatory
compliance indicator regulatory
forward-looking statements regulatory
FAQ
What did SRX Global Inc. (SRXH) announce regarding its NYSE American listing status?
Which NYSE American standards had SRX Global (SRXH) previously failed to satisfy?
What happens to SRX Global’s NYSE American compliance indicator after regaining compliance?
When did SRX Global (SRXH) receive confirmation that it is back in compliance?
How does SRX Global (SRXH) describe its business in the compliance announcement?
Does SRX Global (SRXH) include forward-looking statements in this announcement?
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On July 15, 2026, SRX Global Inc. (the “Company”) received a notice from the NYSE American (“NYSE”) that NYSE has determined the Company is back in compliance with all of the NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide (the “Company Guide”). Specifically, the Company has resolved the continued listing deficiency with respect to Section 1003(a)(i) and (ii) of the Company Guide referenced in NYSE’s letter dated October 14, 2025, which letter is the subject of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission (“SEC) on October 17, 2025.
Cautionary Note Regarding Forward-Looking Statements
This Current Report on Form 8-K contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Management’s projections and expectations are subject to a number of risks and uncertainties that could cause actual performance to differ materially from that predicted or implied. Forward-looking statements may be identified by the use of words such as “expect,” “anticipate,” “believe,” “estimate,” “potential,” “should” or similar words intended to identify information that is not historical in nature. Forward-looking statements contained herein include, among others, statements concerning management’s expectations about future events and the Company’s operating plans and performance, including levels of consumer, business and economic confidence generally, the regulatory environment, litigation, sales, and the expected benefits of acquisitions, and such statements are based on the current beliefs and expectations of the Company’s management, as applicable, and are subject to known and unknown risks and uncertainties. There are a number of risks and uncertainties that could cause actual results to differ materially from those contemplated by the forward-looking statements. These statements speak only as of the date they are made, and the Company does not intend to update or otherwise revise the forward-looking information to reflect actual results of operations, changes in financial condition, changes in estimates, expectations or assumptions, changes in general economic or industry conditions or other circumstances arising and/or existing since the preparation of this Current Report on Form 8-K or to reflect the occurrence of any unanticipated events. For further information regarding the risks associated with the Company’s business, please refer to the Company’s filings with the Securities and Exchange Commission, including our Annual Report on Form 10-K for the most recent fiscal year end, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
| Exhibits | Description | |
| 99.1 | Press Release dated July 16, 2026. | |
| 104 | Cover Page Interactive Data file (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SRX Global, Inc. | ||
| By: | /s/ Carolina Martinez | |
| Name: | Carolina Martinez | |
| Title: | Chief Financial Officer | |
| July 16, 2026 | ||
Exhibit 99.1
SRX Global Regains Full Compliance with NYSE American Listing Standards
Company Resolves Section 1003(a)(i) and (ii) Deficiencies; Compliance Indicator to Be Removed
NORTH PALM BEACH, Fla., July 16, 2026 – SRX Global Inc. (NYSE American: SRXH) (the “Company”, or “SRX”), an AI-enabled platform dedicated to generating returns across high-conviction operating companies and assets, today announced that it has received a written notification from NYSE Regulation confirming that the Company is back in compliance with all NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide.
In a letter dated July 15, 2026, NYSE Regulation informed the Company that it has resolved the continued listing deficiency with respect to Section 1003(a)(i) and (ii) of the Company Guide, which had been referenced in the Exchange’s letter dated October 14, 2025. As a result, the Company’s compliance indicator (“.BC”) will no longer be disseminated, and SRX Global will be removed from the list of NYSE American noncompliant issuers on the Exchange’s website.
About SRX Global
SRX Global (SRXH) is an AI-driven platform focused on generating long-term shareholder value through investments in high-conviction operating companies, strategic assets, and technology-enabled opportunities. The Company leverages proprietary technology, data analytics, and disciplined capital allocation to identify and manage investments across multiple sectors.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as “believe,” “expect,” “intend,” “aim,” “plan,” “may,” “could,” “target,” and similar expressions are intended to identify forward-looking statements. These statements are based on current expectations and assumptions that are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied. These risks include, but are not limited to, the ability to complete the proposed transaction, shareholder approvals, market conditions, regulatory considerations, and other risks described in the Company’s filings with the Securities and Exchange Commission. Forward-looking statements speak only as of the date made, and the Company undertakes no obligation to update them, except as required by law.
Company Contact
SRX Global
Kent Cunningham, Chief Executive Officer
Investor Relations Contact
KCSA Strategic Communications
Valter Pinto, Managing Director
212-896-1254
srx@kcsa.com