SRX Global Regains Full Compliance with NYSE American Listing Standards

SRX Global (NYSE American: SRXH) announced that NYSE Regulation has notified the company it is back in full compliance with all NYSE American continued listing standards in Part 10 of the Company Guide.

Rhea-AI Summary

SRX Global (NYSE American: SRXH) announced that NYSE Regulation has notified the company it is back in full compliance with all NYSE American continued listing standards in Part 10 of the Company Guide. The prior deficiencies under Section 1003(a)(i) and (ii) have been resolved, so the “.BC” compliance indicator will be removed and SRX Global will no longer appear on the NYSE American noncompliant issuers list.

Positive

• Full compliance restored with all NYSE American continued listing standards in Part 10
• Section 1003(a)(i) and (ii) listing deficiencies formally resolved as of July 15, 2026
• Removal of NYSE American “.BC” compliance indicator from SRXH
• SRX Global taken off NYSE American noncompliant issuers list

Negative

• None.

Argus Jul 16 session 22 alerts

+4.33% close to close 0.8x rel. volume Open Argus

Details

Market move: SRXH +4.33% in the Jul 16 session. NYSE American listing compliance

+13.0% Peak Tracked

-8.8% Trough Tracked

$45.09M Market Cap

On Jul 16, the day this news came out, SRXH closed 4.33% above the previous close. Argus tracked a peak move of +13.0% during that session. Argus tracked a trough of -8.8% from its starting point during tracking. Our momentum scanner recorded 22 alerts for this stock that day.

Data tracked by StockTitan Argus for the Jul 16 session.

Key Figures

NYSE compliance letter date: July 15, 2026 Prior NYSE notice date: October 14, 2025 Sections cited: Section 1003(a)(i) and (ii)

NYSE compliance letter date

July 15, 2026

Date of NYSE Regulation letter resolving listing deficiencies

Prior NYSE notice date

October 14, 2025

Exchange letter referencing Section 1003(a)(i) and (ii) deficiencies

Sections cited

Section 1003(a)(i) and (ii)

NYSE American Company Guide continued listing standards previously at issue

Historical Context

5 past events · Latest: Jul 14

5 events

1. Jul 14

   Strategy performance update

   24h Move

   -12.6%

   Reported EMJX paper‑traded returns meaningfully ahead of Bitcoin over 149 days.

2. Jul 10

   Fireside chat & letter

   24h Move

   -13.0%

   Announced strong cash position, NAV detail, buyback and dividend plans ahead of chat.

3. Jul 09

   Share repurchase authorization

   24h Move

   +28.4%

   Board approved buyback of up to 10 million shares or 50% outstanding.

4. Jul 08

   NAV and balance sheet update

   24h Move

   +45.9%

   Reported preliminary NAV around $60M and over $55M in cash and investments.

5. Jul 08

   Special dividend declaration

   24h Move

   +45.9%

   Declared a one-time $0.05 per share cash dividend totaling about $1M.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Key Terms

nyse regulation, continued listing standards, nyse american company guide, compliance indicator

4 terms

nyse regulation regulatory

"announced that it has received a written notification from NYSE Regulation confirming"

NYSE Regulation is the enforcement and oversight arm of the New York Stock Exchange that writes and applies the rules for listed companies and trading on the exchange. Think of it as a referee and rulebook combined: it monitors trading for wrongdoing, checks that companies meet listing and reporting requirements, and can fine or remove firms that break rules. Investors care because these actions help keep markets fair, reliable, and reduce the risk that a company’s shares become untradeable or lose credibility.

continued listing standards regulatory

"back in compliance with all NYSE American LLC continued listing standards set forth"

Ongoing rules a stock exchange requires a listed company to meet to keep its shares trading publicly, such as minimum share price, market value, timely financial reports, and governance practices. Think of it as a membership checklist for a club: falling short can lead to warnings or removal from the exchange, which can sharply reduce liquidity, investor confidence, and a stock’s value. Investors watch these standards to gauge regulatory risk and the stability of their holdings.

nyse american company guide regulatory

"continued listing standards set forth in Part 10 of the NYSE American Company Guide"

A handbook of rules and requirements that govern companies listed on the NYSE American market, covering eligibility to list, ongoing disclosure duties, corporate governance expectations, and trading practices. It matters to investors because it sets the minimum standards companies must meet to join and remain on that exchange — like a routine safety inspection that signals basic reliability and transparency — helping investors judge regulatory compliance, quality of public information, and potential risks to a stock’s value.

compliance indicator regulatory

"As a result, the Company’s compliance indicator ("."

A compliance indicator is a simple metric or signal that shows how well a company is following laws, regulations, contracts, or its own rules. For investors, it acts like a dashboard light on a car—low or negative readings can warn of fines, operational delays, or reputational damage that could reduce revenue or share value, while strong readings suggest lower regulatory risk and more predictable performance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Company Resolves Section 1003(a)(i) and (ii) Deficiencies; Compliance Indicator to Be Removed

NORTH PALM BEACH, Fla., July 16, 2026 (GLOBE NEWSWIRE) -- SRX Global Inc. (NYSE American: SRXH) (the "Company", or "SRX"), an AI-enabled platform dedicated to generating returns across high-conviction operating companies and assets, today announced that it has received a written notification from NYSE Regulation confirming that the Company is back in compliance with all NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide.

In a letter dated July 15, 2026, NYSE Regulation informed the Company that it has resolved the continued listing deficiency with respect to Section 1003(a)(i) and (ii) of the Company Guide, which had been referenced in the Exchange’s letter dated October 14, 2025. As a result, the Company’s compliance indicator (".BC") will no longer be disseminated, and SRX Global will be removed from the list of NYSE American noncompliant issuers on the Exchange’s website.

About SRX Global

SRX Global (SRXH) is an AI-driven platform focused on generating long-term shareholder value through investments in high-conviction operating companies, strategic assets, and technology-enabled opportunities. The Company leverages proprietary technology, data analytics, and disciplined capital allocation to identify and manage investments across multiple sectors.

Forward-Looking Statements

This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as "believe," "expect," "intend," "aim," "plan," "may," "could," "target," and similar expressions are intended to identify forward-looking statements. These statements are based on current expectations and assumptions that are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied. These risks include, but are not limited to, the ability to complete the proposed transaction, shareholder approvals, market conditions, regulatory considerations, and other risks described in the Company's filings with the Securities and Exchange Commission. Forward-looking statements speak only as of the date made, and the Company undertakes no obligation to update them, except as required by law.

Company Contact
SRX Global
Kent Cunningham, Chief Executive Officer

Investor Relations Contact
KCSA Strategic Communications
Valter Pinto, Managing Director
212-896-1254
srx@kcsa.com

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SRX Global (SRXH) announce about its NYSE American listing on July 16, 2026?

SRX Global announced it has regained full compliance with all NYSE American continued listing standards. According to SRX Global, NYSE Regulation confirmed the company resolved its Section 1003(a)(i) and (ii) deficiencies and will remove the “.BC” compliance indicator.

Which NYSE American listing deficiencies did SRXH resolve under Section 1003(a)?

SRX Global resolved its continued listing deficiencies under Section 1003(a)(i) and 1003(a)(ii) of the NYSE American Company Guide. According to SRX Global, NYSE Regulation’s July 15, 2026 letter confirmed these specific sections are no longer a basis for noncompliance.

What happens to the NYSE American “.BC” compliance indicator for SRX Global (SRXH)?

The NYSE American “.BC” compliance indicator will no longer be disseminated for SRX Global. According to SRX Global, removal of this flag reflects its return to full compliance and its removal from the exchange’s public list of noncompliant issuers.

Is SRX Global (SRXH) still listed as a noncompliant issuer on the NYSE American website?

SRX Global will be removed from the NYSE American list of noncompliant issuers. According to SRX Global, NYSE Regulation’s confirmation of resolved Section 1003(a)(i) and (ii) deficiencies means the company no longer appears in that noncompliant issuer category.

When did NYSE Regulation confirm SRX Global’s return to listing compliance for SRXH?

NYSE Regulation confirmed SRX Global’s return to full compliance in a letter dated July 15, 2026. According to SRX Global, this written notification addressed and cleared the prior Section 1003(a)(i) and (ii) deficiencies referenced in an October 14, 2025 exchange letter.