Sunshine Silver director lists equity holdings
Sunshine Silver Mining & Refining Co director Douglas Groh has reported his initial equity holdings in a Form 3.
Rhea-AI Filing Summary
Sunshine Silver Mining & Refining Co director Douglas Groh has reported his initial equity holdings in a Form 3. He directly holds 125,000 shares of common stock. He also holds warrants exercisable for 50,000 and 12,500 common shares at an exercise price of $5.00 per share, and a stock option for 250,000 common shares at $4.00 per share. The stock options were granted on July 15, 2025 and vest in three equal annual installments on the first three anniversaries of the grant date, while the warrants are exercisable for one share of common stock until the later of two years from the date of purchase or six months after completion of the company’s initial public offering.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Groh Douglas
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 250,000 contracts (Direct);
Warrants — 62,500 contracts (Direct);
Common Stock — 125,000 shares (Direct)
Footnotes (2)
- F1. These stock options were granted on July 15, 2025 and vest in three equal annual installments on the first three anniversaries of the grant date, subject to the reporting person's continuous service.
- F2. Each warrant is exercisable for one share of common stock until the later of two years from the date of purchase or six months after the completion of the Issuer's initial public offering.
Key Figures
Direct common stock holdings: 125,000 shares
Warrants underlying shares (first series): 50,000 shares at $5.00
Warrants underlying shares (second series): 12,500 shares at $5.00
+2 more
5 metrics
Direct common stock holdings
125,000 shares
Directly held common stock reported on Form 3
Warrants underlying shares (first series)
50,000 shares at $5.00
Warrants exercisable into common stock, expire 2027-09-30
Warrants underlying shares (second series)
12,500 shares at $5.00
Warrants exercisable into common stock, expire 2027-07-21
Stock option underlying shares
250,000 shares at $4.00
Stock option to buy common stock, expires 2035-07-15
Option vesting schedule
3 equal annual installments
Vests on first three anniversaries of July 15, 2025 grant
Key Terms
Form 3, stock options, warrants, initial public offering, +1 more
5 terms
Form 3 regulatory
"reported his initial equity holdings in a Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
stock options financial
"These stock options were granted on July 15, 2025 and vest"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
warrants financial
"Each warrant is exercisable for one share of common stock"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
initial public offering financial
"six months after the completion of the Issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
vesting financial
"vest in three equal annual installments on the first three anniversaries"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Sunshine Silver Mining & Refining (SSMR) director Douglas Groh report in this Form 3?
Douglas Groh reported his initial holdings as a director of Sunshine Silver Mining & Refining. He directly holds 125,000 shares of common stock, plus warrants and stock options that together are exercisable for an additional 312,500 shares of common stock at set exercise prices.
What derivative securities tied to SSMR common stock does Douglas Groh own?
Douglas Groh holds warrants and stock options linked to Sunshine Silver common stock. These include warrants for 50,000 and 12,500 shares at $5.00 per share and a stock option for 250,000 shares at $4.00 per share, each with specified expiration dates and terms.
When do Douglas Groh’s Sunshine Silver stock options vest and expire?
The stock options were granted on July 15, 2025 and vest in three equal annual installments on the first three anniversaries of that date. These options, covering 250,000 underlying shares at $4.00 per share, have an expiration date of July 15, 2035 as disclosed.
What are the key terms of Douglas Groh’s SSMR warrants?
Groh holds two warrant positions exercisable at $5.00 per share for 50,000 and 12,500 underlying common shares. Each warrant is exercisable for one share until the later of two years from purchase or six months after completion of Sunshine Silver’s initial public offering, subject to their stated expiration dates.
What is the purpose of a Form 3 for Sunshine Silver (SSMR)?
Form 3 reports an insider’s initial ownership when they become a director, officer, or large shareholder. For Sunshine Silver, this filing establishes Douglas Groh’s starting position in common stock, warrants, and stock options, providing a baseline for tracking any future insider transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
