SSMR director files initial Form 3 with no trades

Sunshine Silver Mining & Refining Co director Anna El-Erian has filed an initial Form 3 with the SEC.

Accepted by SEC EDGAR 06/03/2026 - 04:29 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Sunshine Silver Mining & Refining Co director Anna El-Erian has filed an initial Form 3 with the SEC. This form serves as her first statement as a reporting person for the company and, in this case, does not list any transactions or holdings.

Key Terms

Form 3, reporting person, derivative securities

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"This form serves as her first statement as a reporting person"

derivative securities financial

"The derivative summary is empty, and the exercise-related fields"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Anna El-Erian’s Form 3 filing for SSMR indicate?

Anna El-Erian’s Form 3 shows she is a director and now a reporting person for Sunshine Silver Mining & Refining Co. The filing is an initial ownership statement and, in this instance, does not report any specific transactions or share holdings.

Are there any buy or sell transactions disclosed in SSMR’s Form 3?

No transactions are disclosed in this Form 3 for Sunshine Silver Mining & Refining Co. The transaction summary shows zero buys, sells, exercises, gifts, or other movements, meaning the filing is purely an initial reporting record without trading activity.

What role does the reporting person hold at Sunshine Silver Mining & Refining Co (SSMR)?

The reporting person, Anna El-Erian, is identified as a director of Sunshine Silver Mining & Refining Co. She is not listed as an officer or ten percent owner in this filing, which focuses solely on establishing her status as a reporting insider.

Does the Form 3 for SSMR include any derivative securities information?

The Form 3 includes no derivative securities information for Sunshine Silver Mining & Refining Co. The derivative summary is empty, and the exercise-related fields in the transaction summary are all zero, indicating no options or similar instruments are reported here.

What is the net buy or sell direction in SSMR’s Form 3 filing?

The net buy or sell direction is neutral in this Form 3 for Sunshine Silver Mining & Refining Co. The transaction summary shows zero shares bought or sold and labels the net buy/sell direction as neutral, reflecting the absence of trading activity in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

El-Erian Anna

(Last) (First) (Middle)

2209 BIG CREEK RD

(Street)

KELLOGG IDAHO 83837

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
Sunshine Silver Mining & Refining Co [ SSMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney.

No securities are beneficially owned.

	/s/ Michelle Shepston, as attorney-in-fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)