Director Richard C. Szuch receives 3,536 restricted SuRo Capital (SSSS) shares

Rhea-AI Filing Summary

Szuch Richard C. reported acquisition or exercise transactions in this Form 4 filing.

SuRo Capital Corp. director Richard C. Szuch received a grant of 3,536 shares of common stock as a restricted stock award. The shares were granted at no cash cost and increase his direct holdings to 9,303 shares.

The restricted shares were granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan and are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.

Insider Trade Summary

Net Buyer: 3,536 shares

Net Buy 1 txn

Insider Szuch Richard C.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,536	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,303 shares (Direct)

Footnotes (1)

1. F1. Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

Key Figures

Restricted shares granted: 3,536 shares Price per share: $0.00 per share Total shares after grant: 9,303 shares +1 more

4 metrics

Restricted shares granted 3,536 shares Common Stock grant on June 10, 2026

Price per share $0.00 per share Grant/award acquisition, no cash paid

Total shares after grant 9,303 shares Director’s direct holdings following transaction

Scheduled vesting date June 10, 2027 First anniversary of award; earlier vesting if closest annual meeting

Key Terms

restricted shares, Second Amended and Restated 2019 Equity Incentive Plan, vest in full, externalization, +1 more

5 terms

restricted shares financial

"Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

Second Amended and Restated 2019 Equity Incentive Plan financial

"granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan"

vest in full financial

"which are scheduled to vest in full on the earlier of (i) the first anniversary"

externalization financial

"In connection with the approval of the Company's externalization by its stockholders"

annual meeting of stockholders financial

"the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/12/2026 - 06:53 PM Accepted by SEC EDGAR 06/12/2026 - 06:53 PM Learn about SEC filing dates

FAQ

What insider transaction did SuRo Capital (SSSS) report for Richard C. Szuch?

SuRo Capital reported that director Richard C. Szuch acquired 3,536 restricted shares of common stock as a grant. The award was made at no cash cost and reflects equity-based compensation rather than an open-market share purchase or sale.

How many SuRo Capital (SSSS) shares does Richard C. Szuch hold after this Form 4?

After the restricted stock grant, Richard C. Szuch directly holds 9,303 shares of SuRo Capital common stock. This total includes the newly granted 3,536 restricted shares that are subject to vesting conditions under the company’s equity incentive plan.

When do Richard C. Szuch’s new SuRo Capital (SSSS) restricted shares vest?

The 3,536 restricted shares are scheduled to vest in full on the earlier of June 10, 2027, the first anniversary of the award date, or SuRo Capital’s annual stockholders’ meeting that is closest to that anniversary date, subject to plan terms.

Under which plan were the new SuRo Capital (SSSS) restricted shares granted?

The restricted shares were granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan. This plan provides equity-based awards such as restricted stock to directors and other participants as part of the company’s compensation structure.

Can the vesting of SuRo Capital (SSSS) restricted shares be accelerated?

Yes. The footnote states the board of directors may, in its sole discretion, accelerate vesting of these shares in connection with stockholder approval of SuRo Capital’s externalization, potentially allowing the award to vest earlier than the standard schedule.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Szuch Richard C.

(Last) (First) (Middle)

C/O SURO CAPITAL CORP.

640 FIFTH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SURO CAPITAL CORP. [ SSSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A(1)		3,536	A	$0	9,303	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

	/s/ Richard Szuch	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)