Welcome to our dedicated page for Stem SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Stem, Inc. (NYSE: STEM) provides access to the company’s official regulatory disclosures, including current reports on Form 8-K, annual and quarterly reports when available, and other documents filed with the U.S. Securities and Exchange Commission. These filings offer detailed information about Stem’s AI-enabled clean energy software and services business, its PowerTrack platform, and its financial and capital structure.
Recent Form 8-K filings describe events such as quarterly earnings releases, where Stem reports revenue, gross profit, non-GAAP metrics, and recurring revenue indicators like ARR and CARR. Other 8-Ks outline material financing transactions, including the exchange of portions of its 0.50% and 4.25% convertible senior notes for new Senior Secured PIK Toggle Notes and warrants, as well as the implementation of a 1-for-20 reverse stock split of its common stock to address NYSE listing requirements.
Filings also cover corporate governance and leadership changes, such as appointments of executive officers, board appointments, and amendments to the company’s bylaws, including a reduction in the quorum requirement for shareholder meetings. Legal developments, like the dismissal with prejudice of a putative securities class action against Stem and certain former officers and directors, are likewise reported through Form 8-K.
On Stock Titan, these SEC filings are presented with AI-powered tools that help readers interpret complex documents. Users can quickly locate key sections in earnings releases, financing agreements, warrant terms, and governance amendments, and can review how these disclosures relate to Stem’s software-centric strategy and clean energy operations. This page is intended as a centralized view of STEM’s regulatory history, including financial reporting, capital markets activity, and governance updates.
Stem, Inc. entered into an Open Market Sales Agreement with Jefferies LLC to establish an at-the-market equity program allowing the company to sell shares of common stock with an aggregate offering price of up to $30,000,000 on the NYSE and other permitted markets.
Jefferies will act as sales agent and/or principal, using commercially reasonable efforts to execute sales based on Stem’s instructions, and will receive a commission of up to 3.0% of the gross proceeds from any shares sold. Stem is not obligated to sell any shares and may suspend or terminate the program at any time under the agreement’s terms.
The shares will be offered under Stem’s shelf registration statement on Form S-3 (Registration No. 333-291820), declared effective by the SEC on December 11, 2025, and a related prospectus supplement filed on March 6, 2026.
Stem, Inc. may sell up to $30,000,000 of its common stock in an at-the-market offering through Jefferies LLC as sales agent pursuant to a Sale Agreement. The Sales Agent’s compensation will be up to 3.0% of gross proceeds. The last reported sale price was $12.18 per share on March 5, 2026. Stem intends to use net proceeds for general corporate purposes, including working capital. Shares outstanding were 8,489,879 as of December 31, 2025; assuming sales of 2,463,054 shares at $12.18 per share, Common Stock outstanding could be up to 10,952,933 after this offering.
Stem, Inc. files its annual report describing a major shift from hardware resales to an AI-enabled software and services model. Hardware revenue was $68.6 million in 2025, about 43.9% of total revenue, down from 53.1% in 2024, reflecting this transition.
The company implemented an approximately 27% global workforce reduction in April 2025, incurring $6.1 million in restructuring costs. Stem reports an accumulated deficit of about $1.49 billion and expects GAAP net losses through at least 2026.
Stem highlights scale advantages, with 36 GW of solar and nearly 2 GWh of storage assets under management, and over 90 patents and nine registered trademarks as of December 31, 2025. The company ends 2025 with 423 employees and emphasizes new AI-driven PowerTrack software and managed services as core to its growth strategy.
STEM, INC. Chief Legal Officer Saul R. Laureles reported an automatic sale of 292 shares of common stock at
STEM, INC. president of software products Matthew Tappin reported automatic sales of common stock to cover taxes from a recent restricted stock unit (RSU) vesting. He sold 300 shares on March 3, 2026 at
Stem, Inc. reported fourth-quarter and full-year 2025 results that reflect a shift to a software-centric model with stronger profitability. Full-year revenue rose to $156.3 million from $144.6 million, driven by software, services, and edge hardware revenue of $141.4 million, up 25%.
GAAP gross margin improved to 38% for 2025 from (8)% in 2024, while non-GAAP gross margin reached 46%. The company moved to full-year net income of $137.8 million versus a net loss of $854.0 million, aided by a $220.0 million gain on extinguishment of debt and prior-year impairments.
Adjusted EBITDA turned positive at $6.7 million for 2025 compared with $(22.8) million in 2024, and operating cash flow improved to $6.9 million from $(36.7) million. For 2026, Stem guides to revenue of $140–$190 million, non-GAAP gross margin of 40%–50%, adjusted EBITDA of $10–$15 million, and year-end ARR of $65–$70 million.
Matthew Tappin reported multiple small open-market dispositions of common shares and a grant/vesting of restricted common stock. The filing lists sales of 522, 366 and 300 shares on
STEM filed a Form 144 reporting a proposed sale of 292 common shares tied to restricted stock vesting on
STEM submitted a Form 144 reporting a proposed sale of 300 common shares tied to restricted stock vesting on 02/27/2026 with the method listed as Issuer and designated as Compensation.
The filing also lists prior sales by Matthew Tappin: 522 shares on 02/19/2026 and 366 shares on 02/20/2026, with numeric values shown as 5847.50 and 4172.40 respectively.
Narayanan Arun reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. Chief Executive Officer Arun Narayanan reported equity awards in the form of restricted and performance stock units. On
On the same date, he was granted 38,400 performance stock units (PSUs), which can vest only if the company’s volume‑weighted average share price meets or exceeds specified stock price targets over a consecutive 60‑trading‑day period. The filing also reports a prior grant of 16,250 PSUs made on