Welcome to our dedicated page for Stem SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Energy storage companies generate complex SEC filings that span hardware revenues, software subscriptions, and grid services income. Stem Inc's regulatory documents break down these distinct revenue streams, letting you see which segments drive growth and which require ongoing investment.
The company's 10-K annual reports detail the economics of battery storage deployments: hardware costs, installation timelines, and the long-term software contracts attached to each project. Our AI highlights key metrics like software attachment rates and recurring revenue percentages that indicate business model evolution.
Quarterly 10-Q filings track deployment volumes, backlog changes, and gross margin trends across hardware and software segments. For a company transitioning from hardware sales toward subscription software, these quarter-over-quarter comparisons reveal whether the strategy is working.
8-K filings capture material events including:
- Major customer contract announcements
- Partnership agreements with utilities and developers
- Financing activities and capital raises
- Leadership changes and strategic updates
Track executive transactions through Form 4 insider filings to monitor when officers and directors buy or sell STEM shares. For growth-stage companies, insider activity can signal management confidence in the company's trajectory.
Proxy statements reveal executive compensation structures, including how performance targets tie to deployment volumes, revenue growth, and profitability milestones. Understanding these incentives helps contextualize management decisions.
Our AI summaries translate energy storage terminology and complex accounting treatments into accessible explanations, saving hours of document analysis.
STEM, Inc. disclosed new equity awards for Chief Accounting Officer Jeffrey T. Cabot. On January 5, 2026, he received 7,000 restricted stock units (RSUs), vesting in three nearly equal annual installments of 33%, 33% and 34% beginning March 7, 2027. He was also granted 3,500 performance stock units (PSUs), which may vest if the volume-weighted average price of STEM’s common stock meets a stock price target over any 60‑trading‑day period. In addition, Cabot received stock options on 3,500 shares at an exercise price of $18.3 per share, also vesting 33%, 33% and 34% annually starting March 7, 2027. All awards relate to STEM common stock with a par value of $0.0001 per share and are held directly.
STEM, Inc. filed an initial insider ownership report for Cabot Jeffrey T, who serves as the company’s Chief Accounting Officer. This Form 3 identifies him as an officer of STEM, Inc. but states that no securities are beneficially owned by the reporting person at the time of the report. The filing is signed by an attorney-in-fact under a power of attorney, confirming the disclosure of his current ownership status.
Stem, Inc. reported that on December 17, 2025, the U.S. District Court for the Northern District of California dismissed with prejudice all claims in a putative securities class action that had been filed against the company and certain former officers, directors, and employees. The case, titled In re Stem, Inc. Sec. Litig., Case No. 23-CV-02329-MMC, involved various allegations under federal securities laws.
A dismissal "with prejudice" means the claims in this case cannot be refiled in that court, which removes this particular litigation as an ongoing legal threat for Stem arising from the asserted securities law violations.
Stem, Inc. reported a change in its senior finance leadership. Chief Accounting Officer Rahul Shukla and the company mutually agreed that he will step down from his role effective December 19, 2025, and they are negotiating a separation agreement.
The board appointed Jeffrey Cabot as the new Chief Accounting Officer effective January 5, 2026. He will receive a $325,000 annual base salary and an initial long-term equity award covering 14,000 shares of common stock, split into 7,000 restricted stock units, 3,500 performance stock units and 3,500 stock options that vest ratably over three years. Cabot is also eligible for an annual cash incentive with a target of 45% of base salary, as well as severance, change-in-control and indemnification protections under standard company agreements.
Stem, Inc. reported that its Board of Directors increased the board size from seven to eight members and appointed Chief Executive Officer Arun Narayanan as a Class I director, effective December 1, 2025. This fills the new vacancy created by the expansion of the board.
The company stated that Mr. Narayanan will receive no additional compensation for his service as a director. It also disclosed that there are no related-party arrangements or transactions involving him or his immediate family that require reporting, underscoring that the appointment is not tied to any disclosable agreements or transactions.
Stem, Inc. has filed a Form S-3 shelf registration statement allowing it to offer and sell from time to time up to $200,000,000 of securities, including common stock, preferred stock, warrants, rights and units. Specific terms and pricing for each issuance will be described in future prospectus supplements.
Unless otherwise described in a supplement, net proceeds from any sale of these securities are intended for general corporate purposes such as working capital, potential acquisitions and possible repayment, refinancing or redemption of debt. Stem’s common stock trades on the NYSE under the symbol “STEM”, with a last reported sale price of $16.02 per share on November 25, 2025. Shares of common stock outstanding were 8,390,208 as of October 22, 2025.
STEM, Inc. (STEM) reported an insider stock transaction by its President, Software Products. On 11/11/2025, the executive sold 9,584 shares of common stock at a price of $17.70 per share in an open market sale coded as “S.” After this transaction, the officer beneficially owned 1,872 shares of STEM common stock in direct ownership.
Stem, Inc. (STEM) reported an insider stock sale by its Chief Accounting Officer. The officer sold 3,674 shares of common stock on 11/18/2025 at a price of $16.21 per share, according to a Form 4 filing. After this transaction, the reporting person directly beneficially owned 0 shares of Stem common stock.
Stem, Inc. (STEM) has a notice of proposed sale of restricted stock under Rule 144. An affiliate plans to sell 3,674 common shares through Fidelity Brokerage Services LLC on or about 11/18/2025 on the NYSE, with an indicated aggregate market value of $59,539.74. These shares were acquired on 11/07/2025 via restricted stock vesting as compensation. The notice also reports that the same seller disposed of 2,076 common shares on 11/10/2025 for gross proceeds of $37,942.22. Common shares outstanding are stated as 8,390,208, providing context for the relative size of these transactions.
Stem, Inc. (STEM) reported an insider equity settlement. The company’s President, Software Products, acquired 15,000 shares of common stock on 11/07/2025 upon the vesting and conversion of previously granted RSUs.
On 11/10/2025, 5,416 shares were automatically sold at $18.27 to cover taxes. Following these transactions, the reporting person beneficially owns 11,456 shares directly. The RSUs were granted on November 1, 2024 and vested 100% on November 7, 2025.
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