Welcome to our dedicated page for STEM SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
STEM, INC. executive Michael James Carlson reported performance-based equity vesting and a related tax sale. On June 30, 2026, he exercised 7,750 performance stock units into an equal number of common shares after the company achieved a specified stock price performance metric. On July 2, 2026, 1,347 shares were automatically sold at $7.85 per share to cover his tax liability; the footnote states this did not represent a discretionary trade. Following these transactions, he directly owned 25,861 shares of common stock. Earlier grants in 2025 had created the PSUs of which 7,750 vested on June 30, 2026.
STEM, INC. Chief Executive Officer Arun Narayanan reported compensation-related stock activity tied to performance awards. On June 30, 2026, 8,125 performance stock units converted into the same number of common shares after the company met a defined share-price performance goal.
To cover related tax obligations, 1,996 common shares were automatically sold in an open-market transaction at $7.85 per share on July 2, 2026, a non‑discretionary "sell to cover" trade. Following these transactions, Narayanan held 19,109 common shares directly.
Stem, Inc. registers for resale up to 289,045 shares of Common Stock held by raicoon GmbH. The prospectus supplement dated June 22, 2026 permits the Selling Shareholder to sell these shares on the NYSE, OTC markets, in privately negotiated transactions, or by other permitted methods.
The Selling Shareholder will receive all proceeds from any sales and the company will receive none. The table in the prospectus shows raicoon GmbH beneficially owns 389,569 shares, based on 8,567,751 shares outstanding as of March 31, 2026. Sales may occur at prevailing market prices, fixed prices, negotiated prices, or varying prices determined at sale.
TYSON LAURA D reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Laura D. Tyson reported a compensation-related award of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the company’s common stock.
The RSUs were granted on June 3, 2026 and vest 100% on June 3, 2027. Following this grant, Tyson holds 12,168 RSUs directly, with no open-market purchases or sales reported in this filing.
Daley Adam reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Adam Daley reported receiving a grant of restricted stock units as equity compensation. The award covers 12,168 RSUs, each representing a contingent right to receive one share of common stock. These RSUs vest 100% on June 3, 2027, after which the shares may be delivered if vesting conditions are met.